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COMPASS Pathways plc

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4567
SEC CIK
0001816590
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137

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2023 Filed Dec 15, 2023 18:02 UTC
Malievskaia EkaterinaDirector · 10% owner
SaleOrdinary Shares 2,855 $7.82 $22,319.82
Disclosure

SEC source: 0001816590-23-000147 · wk-form4_1702681316.xml · nonDerivative · entry 2

Malievskaia Ekaterina · CIK 0001898326 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By: Spouse

Disclosed balance after: 4,267,244

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023.

F4 · ownership.nature: Securities held by George Jay Goldsmith, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 18:02 UTC
Malievskaia EkaterinaDirector · 10% owner
SaleOrdinary Shares 2,855 $7.82 $22,319.82
Disclosure

SEC source: 0001816590-23-000147 · wk-form4_1702681316.xml · nonDerivative · entry 1

Malievskaia Ekaterina · CIK 0001898326 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,264,586

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 23:00 UTC
Goldsmith George JayDirector · 10% owner
SaleOrdinary Shares 2,855 $7.82 $22,319.82
Disclosure

SEC source: 0001816590-23-000145 · wk-form4_1702681239.xml · nonDerivative · entry 2

Goldsmith George Jay · CIK 0001843859 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By: Spouse

Disclosed balance after: 4,264,586

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023.

F4 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 23:00 UTC
Goldsmith George JayDirector · 10% owner
SaleOrdinary Shares 2,855 $7.82 $22,319.82
Disclosure

SEC source: 0001816590-23-000145 · wk-form4_1702681239.xml · nonDerivative · entry 1

Goldsmith George Jay · CIK 0001843859 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,267,244

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 09:09 UTC
Malievskaia EkaterinaDirector · 10% owner
Tax withholdingOrdinary Shares 1,470 $5.78 $8,496.60
Disclosure

SEC source: 0001816590-23-000139 · wk-form4_1698930583.xml · nonDerivative · entry 2

Malievskaia Ekaterina · CIK 0001898326 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Spouse

Disclosed balance after: 4,270,099

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F2 · balance_after: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F3 · ownership.nature: Securities held by George Jay Goldsmith, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 09:09 UTC
Malievskaia EkaterinaDirector · 10% owner
Tax withholdingOrdinary Shares 1,526 $5.78 $8,820.28
Disclosure

SEC source: 0001816590-23-000139 · wk-form4_1698930583.xml · nonDerivative · entry 1

Malievskaia Ekaterina · CIK 0001898326 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,267,441

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F2 · balance_after: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 13:06 UTC Tax withholdingOrdinary Shares 143 $5.78 $826.54
Disclosure

SEC source: 0001816590-23-000137 · wk-form4_1698930397.xml · nonDerivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,027

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F2 · balance_after: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 13:04 UTC
Goldsmith George JayDirector · 10% owner
Tax withholdingOrdinary Shares 1,526 $5.78 $8,820.28
Disclosure

SEC source: 0001816590-23-000135 · wk-form4_1698930258.xml · nonDerivative · entry 2

Goldsmith George Jay · CIK 0001843859 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Spouse

Disclosed balance after: 4,267,441

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F2 · balance_after: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F3 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 13:04 UTC
Goldsmith George JayDirector · 10% owner
Tax withholdingOrdinary Shares 1,470 $5.78 $8,496.60
Disclosure

SEC source: 0001816590-23-000135 · wk-form4_1698930258.xml · nonDerivative · entry 1

Goldsmith George Jay · CIK 0001843859 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,270,099

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F2 · balance_after: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 22:58 UTC GrantShare Option (Right to Buy) · Derivative 52,000 $0.00 Strike: $9.07 $0.00
Disclosure

SEC source: 0001816952-23-000005 · wk-form4_1695250693.xml · derivative · entry 1

Karydas Daphne · CIK 0001816952 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Ordinary Shares · 52,000 shares

Expires 2033-09-17

F1 · derivative.exercise_date: The share option vests in equal monthly installments over three years, with the first vesting on October 18, 2023.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 23:03 UTC
Nath KabirDirector · Chief Executive Officer
Tax withholdingOrdinary Shares 5,000 $8.95 $44,750.00
Disclosure

SEC source: 0001816590-23-000101 · wk-form4_1691103791.xml · nonDerivative · entry 1

Nath Kabir · CIK 0001940258 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,200

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 18:56 UTC
Malievskaia EkaterinaDirector · 10% owner
Tax withholdingOrdinary Shares 1,470 $8.95 $13,156.50
Disclosure

SEC source: 0001816590-23-000097 · wk-form4_1691103369.xml · nonDerivative · entry 2

Malievskaia Ekaterina · CIK 0001898326 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Spouse

Disclosed balance after: 4,271,569

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F3 · ownership.nature: Securities held by George Jay Goldsmith, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 18:56 UTC
Malievskaia EkaterinaDirector · 10% owner
Tax withholdingOrdinary Shares 1,526 $8.95 $13,657.70
Disclosure

SEC source: 0001816590-23-000097 · wk-form4_1691103369.xml · nonDerivative · entry 1

Malievskaia Ekaterina · CIK 0001898326 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,268,967

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 22:58 UTC
Goldsmith George JayDirector · 10% owner
Tax withholdingOrdinary Shares 1,526 $8.95 $13,657.70
Disclosure

SEC source: 0001816590-23-000099 · wk-form4_1691103489.xml · nonDerivative · entry 2

Goldsmith George Jay · CIK 0001843859 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Spouse

Disclosed balance after: 4,268,967

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F3 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 22:58 UTC
Goldsmith George JayDirector · 10% owner
Tax withholdingOrdinary Shares 1,470 $8.95 $13,156.50
Disclosure

SEC source: 0001816590-23-000099 · wk-form4_1691103489.xml · nonDerivative · entry 1

Goldsmith George Jay · CIK 0001843859 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,271,569

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 22:50 UTC Tax withholdingOrdinary Shares 161 $8.95 $1,440.95
Disclosure

SEC source: 0001816590-23-000095 · wk-form4_1691103039.xml · nonDerivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,170

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
August 01, 2023 Filed Aug 25, 2023 00:51 UTC Amendment
Nath KabirDirector · Chief Executive Officer
Tax withholdingOrdinary Shares 5,794 $8.95 $51,856.30
Disclosure

SEC source: 0001816590-23-000107 · wk-form4a_1692924676.xml · nonDerivative · entry 1

Nath Kabir · CIK 0001940258 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,406

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F3 · shares: This amendment is being filed solely to update the disclosure in Table I, Column 4 and 5 in the Form 4 previously filed on August 3, 2023 by the reporting person. The Form 4 incorrectly reported that 5,000 shares were withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations; the correct amount is 5,794 shares.

F3 · balance_after: This amendment is being filed solely to update the disclosure in Table I, Column 4 and 5 in the Form 4 previously filed on August 3, 2023 by the reporting person. The Form 4 incorrectly reported that 5,000 shares were withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations; the correct amount is 5,794 shares.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 16:25 UTC GrantShare Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001816590-23-000086 · wk-form4_1686083101.xml · derivative · entry 1

Lonngren Thomas · CIK 0001898346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Ordinary Shares · 26,000 shares

Expires 2033-06-01

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · derivative.exercise_date: The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant; or (ii) the date of COMPASS Pathways plc's Annual General Meeting in 2024.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:28 UTC GrantShare Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001816590-23-000088 · wk-form4_1686083305.xml · derivative · entry 1

McQuade Robert · CIK 0001898317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Ordinary Shares · 26,000 shares

Expires 2033-06-01

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · derivative.exercise_date: The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual Meeting of Shareholders in 2024.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:23 UTC GrantShare Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001816590-23-000085 · wk-form4_1686083021.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Ordinary Shares · 26,000 shares

Expires 2033-06-01

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · derivative.exercise_date: The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual Meeting of Shareholders in 2024.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:30 UTC GrantShare Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001816590-23-000090 · wk-form4_1686083400.xml · derivative · entry 1

McGoldrick Linda · CIK 0001292629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Ordinary Shares · 26,000 shares

Expires 2033-06-01

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · derivative.exercise_date: The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual Meeting of Shareholders in 2024.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:29 UTC GrantShare Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001816590-23-000089 · wk-form4_1686083355.xml · derivative · entry 1

Riley Wayne Joseph · CIK 0001432895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Ordinary Shares · 26,000 shares

Expires 2033-06-01

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · derivative.exercise_date: The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual Meeting of Shareholders in 2024.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:27 UTC
Goldsmith George JayDirector · 10% owner
GrantShare Option (Right to Buy) · Derivative 39,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001816590-23-000087 · wk-form4_1686083239.xml · derivative · entry 1

Goldsmith George Jay · CIK 0001843859 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Ordinary Shares · 39,000 shares

Expires 2033-06-01

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · derivative.exercise_date: The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual Meeting of Shareholders in 2024.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:22 UTC GrantShare Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001816590-23-000084 · wk-form4_1686082939.xml · derivative · entry 1

Norton David Y · CIK 0001529193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Ordinary Shares · 26,000 shares

Expires 2033-06-01

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · derivative.exercise_date: The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual Meeting of Shareholders in 2024.

Read SEC document
May 02, 2023 Filed May 4, 2023 08:24 UTC
Malievskaia EkaterinaDirector · Chief Innovation Officer · 10% owner
Tax withholdingOrdinary Shares 1,470 $7.97 $11,715.90
Disclosure

SEC source: 0001816590-23-000066 · wf-form4_168320305202894.xml · nonDerivative · entry 2

Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Spouse

Disclosed balance after: 4,273,039

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F3 · ownership.nature: Securities held by George Jay Goldsmith, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in theCompany

Read SEC document
May 02, 2023 Filed May 4, 2023 08:24 UTC
Malievskaia EkaterinaDirector · Chief Innovation Officer · 10% owner
Tax withholdingOrdinary Shares 1,526 $7.97 $12,162.22
Disclosure

SEC source: 0001816590-23-000066 · wf-form4_168320305202894.xml · nonDerivative · entry 1

Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,270,493

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
May 02, 2023 Filed May 4, 2023 12:25 UTC Tax withholdingOrdinary Shares 25 $7.97 $199.25
Disclosure

SEC source: 0001816590-23-000067 · wf-form4_168320312036793.xml · nonDerivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,331

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
May 02, 2023 Filed May 4, 2023 12:23 UTC
Goldsmith George JayDirector · 10% owner
Tax withholdingOrdinary Shares 1,526 $7.97 $12,162.22
Disclosure

SEC source: 0001816590-23-000064 · wf-form4_168320297738465.xml · nonDerivative · entry 2

Goldsmith George Jay · CIK 0001843859 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Spouse

Disclosed balance after: 4,270,493

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F3 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.

Read SEC document
May 02, 2023 Filed May 4, 2023 12:23 UTC
Goldsmith George JayDirector · 10% owner
Tax withholdingOrdinary Shares 1,470 $7.97 $11,715.90
Disclosure

SEC source: 0001816590-23-000064 · wf-form4_168320297738465.xml · nonDerivative · entry 1

Goldsmith George Jay · CIK 0001843859 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,273,039

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:23 UTC
Nath KabirDirector · Chief Executive Officer
GrantShare Option (Right to Buy) · Derivative 153,900 $0.00 Strike: $10.85 $0.00
Disclosure

SEC source: 0001816590-23-000013 · wf-form4_167545939346573.xml · derivative · entry 2

Nath Kabir · CIK 0001940258 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,900

Underlying: Ordinary Shares · 153,900 shares

Expires 2033-02-01

F3 · derivative.exercise_date: The share option shall vest in forty-eight equal monthly installments beginning on March 2, 2023.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:23 UTC
Nath KabirDirector · Chief Executive Officer
GrantOrdinary Shares 25,200 $0.00 $0.00
Disclosure

SEC source: 0001816590-23-000013 · wf-form4_167545939346573.xml · nonDerivative · entry 1

Nath Kabir · CIK 0001940258 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,200

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 2, 2024.

F2 · price: Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 2, 2024.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 16:25 UTC
Goodwin GuyChief Medical Officer
GrantShare Option (Right to Buy) · Derivative 10,800 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001816590-23-000018 · wf-form4_167545953097403.xml · derivative · entry 2

Goodwin Guy · CIK 0001898328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,600

Underlying: Ordinary Shares · 10,800 shares

Expires 2033-02-01

F3 · derivative.exercise_date: The nominal share option shall vest in four equal annual installments beginning on February 2, 2024.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

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February 02, 2023 Filed Feb 3, 2023 16:25 UTC
Goodwin GuyChief Medical Officer
GrantShare Option (Right to Buy) · Derivative 63,900 $0.00 Strike: $10.85 $0.00
Disclosure

SEC source: 0001816590-23-000018 · wf-form4_167545953097403.xml · derivative · entry 1

Goodwin Guy · CIK 0001898328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,900

Underlying: Ordinary Shares · 63,900 shares

Expires 2033-02-01

F1 · derivative.exercise_date: The share option shall vest in forty-eight equal monthly installments beginning on March 2, 2023.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

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February 02, 2023 Filed Feb 3, 2023 16:25 UTC
Malievskaia EkaterinaDirector · Chief Innovation Officer · 10% owner
GrantShare Option (Right to Buy) · Derivative 67,500 $0.00 Strike: $10.85 $0.00
Disclosure

SEC source: 0001816590-23-000017 · wf-form4_167545950764516.xml · derivative · entry 6

Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Ordinary Shares · 67,500 shares

Expires 2033-02-01

F5 · derivative.exercise_date: The share option shall vest in forty-eight equal monthly installments beginning on March 2, 2023.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 16:25 UTC
Malievskaia EkaterinaDirector · Chief Innovation Officer · 10% owner
GrantOrdinary Shares 11,700 $0.00 $0.00
Disclosure

SEC source: 0001816590-23-000017 · wf-form4_167545950764516.xml · nonDerivative · entry 3

Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,272,019

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · shares: Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 2, 2024.

F3 · price: Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 2, 2024.

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February 02, 2023 Filed Feb 3, 2023 21:25 UTC
FALVEY MICHAELChief Financial Officer
GrantShare Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $10.85 $0.00
Disclosure

SEC source: 0001816590-23-000016 · wf-form4_167545948442433.xml · derivative · entry 2

FALVEY MICHAEL · CIK 0001286197 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Ordinary Shares · 45,000 shares

Expires 2033-02-01

F3 · derivative.exercise_date: The share option shall vest in forty-eight equal monthly installments beginning on March 2, 2023.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

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February 02, 2023 Filed Feb 3, 2023 21:25 UTC
FALVEY MICHAELChief Financial Officer
GrantOrdinary Shares 22,500 $0.00 $0.00
Disclosure

SEC source: 0001816590-23-000016 · wf-form4_167545948442433.xml · nonDerivative · entry 1

FALVEY MICHAEL · CIK 0001286197 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 2, 2024.

F2 · price: Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 2, 2024.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:24 UTC
OWENS MATTHEW AGeneral Counsel & CLO
GrantShare Option (Right to Buy) · Derivative 63,900 $0.00 Strike: $10.85 $0.00
Disclosure

SEC source: 0001816590-23-000015 · wf-form4_167545946403659.xml · derivative · entry 3

OWENS MATTHEW A · CIK 0001272578 · General Counsel & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,900

Underlying: Ordinary Shares · 63,900 shares

Expires 2033-02-01

F4 · derivative.exercise_date: The share option shall vest in forty-eight equal monthly installments beginning on March 2, 2023.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:24 UTC
OWENS MATTHEW AGeneral Counsel & CLO
GrantOrdinary Shares 10,800 $0.00 $0.00
Disclosure

SEC source: 0001816590-23-000015 · wf-form4_167545946403659.xml · nonDerivative · entry 2

OWENS MATTHEW A · CIK 0001272578 · General Counsel & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,507

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · shares: Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 2, 2024.

F3 · price: Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 2, 2024.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:24 UTC
Goldsmith George JayDirector · 10% owner
GrantShare Option (Right to Buy) · Derivative 67,500 $0.00 Strike: $10.85 $0.00
Disclosure

SEC source: 0001816590-23-000014 · wf-form4_167545943659262.xml · derivative · entry 6

Goldsmith George Jay · CIK 0001843859 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Spouse

Disclosed balance after: 67,500

Underlying: Ordinary Shares · 67,500 shares

Expires 2033-02-01

F5 · derivative.exercise_date: The share option shall vest in forty-eight equal monthly installments beginning on March 2, 2023.

F3 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.

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February 02, 2023 Filed Feb 3, 2023 21:24 UTC
Goldsmith George JayDirector · 10% owner
GrantOrdinary Shares 11,700 $0.00 $0.00
Disclosure

SEC source: 0001816590-23-000014 · wf-form4_167545943659262.xml · nonDerivative · entry 5

Goldsmith George Jay · CIK 0001843859 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Spouse

Disclosed balance after: 4,272,019

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F4 · shares: Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 2, 2024.

F4 · price: Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 2, 2024.

F3 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 16:25 UTC
Malievskaia EkaterinaDirector · Chief Innovation Officer · 10% owner
Tax withholdingOrdinary Shares 5,283 $10.61 $56,052.63
Disclosure

SEC source: 0001816590-23-000017 · wf-form4_167545950764516.xml · nonDerivative · entry 5

Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Spouse

Disclosed balance after: 4,274,509

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F4 · ownership.nature: Securities held by George Goldsmith, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.

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February 01, 2023 Filed Feb 3, 2023 16:25 UTC
Malievskaia EkaterinaDirector · Chief Innovation Officer · 10% owner
Tax withholdingOrdinary Shares 3,301 $10.61 $35,023.61
Disclosure

SEC source: 0001816590-23-000017 · wf-form4_167545950764516.xml · nonDerivative · entry 2

Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,260,319

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:24 UTC
OWENS MATTHEW AGeneral Counsel & CLO
Tax withholdingOrdinary Shares 1,693 $10.61 $17,962.73
Disclosure

SEC source: 0001816590-23-000015 · wf-form4_167545946403659.xml · nonDerivative · entry 1

OWENS MATTHEW A · CIK 0001272578 · General Counsel & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,707

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:24 UTC
Goldsmith George JayDirector · 10% owner
Tax withholdingOrdinary Shares 3,301 $10.61 $35,023.61
Disclosure

SEC source: 0001816590-23-000014 · wf-form4_167545943659262.xml · nonDerivative · entry 4

Goldsmith George Jay · CIK 0001843859 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Spouse

Disclosed balance after: 4,260,319

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F3 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:24 UTC
Goldsmith George JayDirector · 10% owner
Tax withholdingOrdinary Shares 5,283 $10.61 $56,052.63
Disclosure

SEC source: 0001816590-23-000014 · wf-form4_167545943659262.xml · nonDerivative · entry 2

Goldsmith George Jay · CIK 0001843859 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,274,509

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
December 20, 2022 Filed Feb 3, 2023 16:25 UTC
Malievskaia EkaterinaDirector · Chief Innovation Officer · 10% owner
Tax withholdingOrdinary Shares 4,409 $9.20 $40,562.80
Disclosure

SEC source: 0001816590-23-000017 · wf-form4_167545950764516.xml · nonDerivative · entry 4

Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Spouse

Disclosed balance after: 4,279,792

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F4 · ownership.nature: Securities held by George Goldsmith, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.

Read SEC document
December 20, 2022 Filed Feb 3, 2023 16:25 UTC
Malievskaia EkaterinaDirector · Chief Innovation Officer · 10% owner
Tax withholdingOrdinary Shares 4,577 $9.20 $42,108.40
Disclosure

SEC source: 0001816590-23-000017 · wf-form4_167545950764516.xml · nonDerivative · entry 1

Malievskaia Ekaterina · CIK 0001898326 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,263,620

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
December 20, 2022 Filed Feb 3, 2023 21:24 UTC
Goldsmith George JayDirector · 10% owner
Tax withholdingOrdinary Shares 4,577 $9.20 $42,108.40
Disclosure

SEC source: 0001816590-23-000014 · wf-form4_167545943659262.xml · nonDerivative · entry 3

Goldsmith George Jay · CIK 0001843859 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Spouse

Disclosed balance after: 4,263,620

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F3 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.

Read SEC document
December 20, 2022 Filed Feb 3, 2023 21:24 UTC
Goldsmith George JayDirector · 10% owner
Tax withholdingOrdinary Shares 4,409 $9.20 $40,562.80
Disclosure

SEC source: 0001816590-23-000014 · wf-form4_167545943659262.xml · nonDerivative · entry 1

Goldsmith George Jay · CIK 0001843859 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,279,792

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.