Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMPASS Pathways plcCMPS · Entity 4567 | 10% owner | October 24, 2024 | October 25, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMPASS Pathways plc
Report date October 24, 2024 · Filed October 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 3,155,122 |
Reported balance
After 2024-10-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-10-24 · Sale · Disposed 776,565 · Balance 3,155,122 F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2: The transaction is a private sale of American Depositary Shares (ADSs) to Lars Wilde, a former co-founder of Compass Pathways plc (the "Company"), pursuant to the terms of previously disclosed call option agreements dated May 19, 2020, as amended and restated on July 21, 2020, as further amended and restated on September 9, 2020, and as further amended effective February 15, 2023 by and among the Company and Mr. Wilde and each of Mr. Goldsmith and Dr. Malievskaia. Pursuant to the terms of such agreements, Mr. Wilde had an option to purchase 776,565 of ADSs for the nominal value per ordinary share, from each of Mr. Goldsmith and Dr. Malievskaia, exercisable at any time following our initial public offering until September 9, 2033. On October 24, 2024, Mr. Wilde delivered irrevocable exercise notices to purchase 776,565 from each of Mr. Goldsmith and Dr. Malievskaia. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy: Spouse | 3,152,848 |
Reported balance
After 2024-10-24 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-10-24 · Sale · Disposed 776,565 · Balance 3,152,848 F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2: The transaction is a private sale of American Depositary Shares (ADSs) to Lars Wilde, a former co-founder of Compass Pathways plc (the "Company"), pursuant to the terms of previously disclosed call option agreements dated May 19, 2020, as amended and restated on July 21, 2020, as further amended and restated on September 9, 2020, and as further amended effective February 15, 2023 by and among the Company and Mr. Wilde and each of Mr. Goldsmith and Dr. Malievskaia. Pursuant to the terms of such agreements, Mr. Wilde had an option to purchase 776,565 of ADSs for the nominal value per ordinary share, from each of Mr. Goldsmith and Dr. Malievskaia, exercisable at any time following our initial public offering until September 9, 2033. On October 24, 2024, Mr. Wilde delivered irrevocable exercise notices to purchase 776,565 from each of Mr. Goldsmith and Dr. Malievskaia. F3: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2: The transaction is a private sale of American Depositary Shares (ADSs) to Lars Wilde, a former co-founder of Compass Pathways plc (the "Company"), pursuant to the terms of previously disclosed call option agreements dated May 19, 2020, as amended and restated on July 21, 2020, as further amended and restated on September 9, 2020, and as further amended effective February 15, 2023 by and among the Company and Mr. Wilde and each of Mr. Goldsmith and Dr. Malievskaia. Pursuant to the terms of such agreements, Mr. Wilde had an option to purchase 776,565 of ADSs for the nominal value per ordinary share, from each of Mr. Goldsmith and Dr. Malievskaia, exercisable at any time following our initial public offering until September 9, 2033. On October 24, 2024, Mr. Wilde delivered irrevocable exercise notices to purchase 776,565 from each of Mr. Goldsmith and Dr. Malievskaia.
F3: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 24, 2024 Filed Oct 25, 2024 12:25 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 776,565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001816590-24-000125 · wk-form4_1729859113.xml · nonDerivative · entry 2 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By: Spouse Disclosed balance after: 3,152,848 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · kind: The transaction is a private sale of American Depositary Shares (ADSs) to Lars Wilde, a former co-founder of Compass Pathways plc (the "Company"), pursuant to the terms of previously disclosed call option agreements dated May 19, 2020, as amended and restated on July 21, 2020, as further amended and restated on September 9, 2020, and as further amended effective February 15, 2023 by and among the Company and Mr. Wilde and each of Mr. Goldsmith and Dr. Malievskaia. Pursuant to the terms of such agreements, Mr. Wilde had an option to purchase 776,565 of ADSs for the nominal value per ordinary share, from each of Mr. Goldsmith and Dr. Malievskaia, exercisable at any time following our initial public offering until September 9, 2033. On October 24, 2024, Mr. Wilde delivered irrevocable exercise notices to purchase 776,565 from each of Mr. Goldsmith and Dr. Malievskaia. F2 · price: The transaction is a private sale of American Depositary Shares (ADSs) to Lars Wilde, a former co-founder of Compass Pathways plc (the "Company"), pursuant to the terms of previously disclosed call option agreements dated May 19, 2020, as amended and restated on July 21, 2020, as further amended and restated on September 9, 2020, and as further amended effective February 15, 2023 by and among the Company and Mr. Wilde and each of Mr. Goldsmith and Dr. Malievskaia. Pursuant to the terms of such agreements, Mr. Wilde had an option to purchase 776,565 of ADSs for the nominal value per ordinary share, from each of Mr. Goldsmith and Dr. Malievskaia, exercisable at any time following our initial public offering until September 9, 2033. On October 24, 2024, Mr. Wilde delivered irrevocable exercise notices to purchase 776,565 from each of Mr. Goldsmith and Dr. Malievskaia. F3 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| October 24, 2024 Filed Oct 25, 2024 12:25 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 776,565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001816590-24-000125 · wk-form4_1729859113.xml · nonDerivative · entry 1 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,155,122 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · kind: The transaction is a private sale of American Depositary Shares (ADSs) to Lars Wilde, a former co-founder of Compass Pathways plc (the "Company"), pursuant to the terms of previously disclosed call option agreements dated May 19, 2020, as amended and restated on July 21, 2020, as further amended and restated on September 9, 2020, and as further amended effective February 15, 2023 by and among the Company and Mr. Wilde and each of Mr. Goldsmith and Dr. Malievskaia. Pursuant to the terms of such agreements, Mr. Wilde had an option to purchase 776,565 of ADSs for the nominal value per ordinary share, from each of Mr. Goldsmith and Dr. Malievskaia, exercisable at any time following our initial public offering until September 9, 2033. On October 24, 2024, Mr. Wilde delivered irrevocable exercise notices to purchase 776,565 from each of Mr. Goldsmith and Dr. Malievskaia. F2 · price: The transaction is a private sale of American Depositary Shares (ADSs) to Lars Wilde, a former co-founder of Compass Pathways plc (the "Company"), pursuant to the terms of previously disclosed call option agreements dated May 19, 2020, as amended and restated on July 21, 2020, as further amended and restated on September 9, 2020, and as further amended effective February 15, 2023 by and among the Company and Mr. Wilde and each of Mr. Goldsmith and Dr. Malievskaia. Pursuant to the terms of such agreements, Mr. Wilde had an option to purchase 776,565 of ADSs for the nominal value per ordinary share, from each of Mr. Goldsmith and Dr. Malievskaia, exercisable at any time following our initial public offering until September 9, 2033. On October 24, 2024, Mr. Wilde delivered irrevocable exercise notices to purchase 776,565 from each of Mr. Goldsmith and Dr. Malievskaia. Read SEC document |
| May 21, 2024 Filed May 22, 2024 20:21 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 8,900 | $7.91 | $70,379.42 |
DisclosureSEC source: 0001816590-24-000103 · wk-form4_1716409264.xml · nonDerivative · entry 4 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 3,929,413 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.83 to $8.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| May 21, 2024 Filed May 22, 2024 20:21 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 8,900 | $7.91 | $70,379.42 |
DisclosureSEC source: 0001816590-24-000103 · wk-form4_1716409264.xml · nonDerivative · entry 3 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,931,687 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.83 to $8.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:21 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 6,704 | $7.89 | $52,907.97 |
DisclosureSEC source: 0001816590-24-000103 · wk-form4_1716409264.xml · nonDerivative · entry 2 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 3,938,313 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.80 to $7.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:21 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 6,703 | $7.89 | $52,900.08 |
DisclosureSEC source: 0001816590-24-000103 · wk-form4_1716409264.xml · nonDerivative · entry 1 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,940,587 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.80 to $7.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 03, 2024 Filed May 6, 2024 22:31 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 18,761 | $8.82 | $165,447.63 |
DisclosureSEC source: 0001816590-24-000081 · wk-form4_1715034677.xml · nonDerivative · entry 4 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 3,945,017 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.46 to $9.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| May 03, 2024 Filed May 6, 2024 22:31 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 18,762 | $8.82 | $165,456.45 |
DisclosureSEC source: 0001816590-24-000081 · wk-form4_1715034677.xml · nonDerivative · entry 3 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,947,290 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.46 to $9.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 02, 2024 Filed May 6, 2024 22:31 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 9,622 | $8.29 | $79,768.30 |
DisclosureSEC source: 0001816590-24-000081 · wk-form4_1715034677.xml · nonDerivative · entry 2 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 3,963,778 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.23 to $8.46, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| May 02, 2024 Filed May 6, 2024 22:31 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 9,621 | $8.29 | $79,760.01 |
DisclosureSEC source: 0001816590-24-000081 · wk-form4_1715034677.xml · nonDerivative · entry 1 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,966,052 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.23 to $8.46, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 17, 2024 Filed Apr 18, 2024 20:12 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 10,850 | $8.78 | $95,307.49 |
DisclosureSEC source: 0001816590-24-000075 · wk-form4_1713471164.xml · nonDerivative · entry 4 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 3,973,400 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.70 to $8.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| April 17, 2024 Filed Apr 18, 2024 20:12 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 10,850 | $8.78 | $95,307.49 |
DisclosureSEC source: 0001816590-24-000075 · wk-form4_1713471164.xml · nonDerivative · entry 3 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,975,673 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.70 to $8.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 16, 2024 Filed Apr 18, 2024 20:12 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 23,880 | $8.53 | $203,670.13 |
DisclosureSEC source: 0001816590-24-000075 · wk-form4_1713471164.xml · nonDerivative · entry 2 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 3,984,250 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.17 to $8.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| April 16, 2024 Filed Apr 18, 2024 20:12 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 23,881 | $8.53 | $203,678.66 |
DisclosureSEC source: 0001816590-24-000075 · wk-form4_1713471164.xml · nonDerivative · entry 1 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,986,523 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.17 to $8.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 20:23 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 25,750 | $8.96 | $230,665.93 |
DisclosureSEC source: 0001816590-24-000064 · wk-form4_1712089398.xml · nonDerivative · entry 2 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 4,008,130 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.66 to $9.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 20:23 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 25,750 | $8.96 | $230,665.93 |
DisclosureSEC source: 0001816590-24-000064 · wk-form4_1712089398.xml · nonDerivative · entry 1 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,010,404 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.66 to $9.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 12:55 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 25,750 | $8.65 | $222,776.13 |
DisclosureSEC source: 0001816590-24-000058 · wk-form4_1711976116.xml · nonDerivative · entry 2 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 4,033,880 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.31 to $9.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 12:55 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 25,750 | $8.65 | $222,776.13 |
DisclosureSEC source: 0001816590-24-000058 · wk-form4_1711976116.xml · nonDerivative · entry 1 Goldsmith George Jay · CIK 0001843859 · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,036,154 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.31 to $9.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 01:12 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 17,203 | $10.80 | $185,876.69 |
DisclosureSEC source: 0001816590-24-000052 · wk-form4_1710465154.xml · nonDerivative · entry 4 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 4,059,630 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.65 to $11.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 01:12 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 17,203 | $10.80 | $185,876.69 |
DisclosureSEC source: 0001816590-24-000052 · wk-form4_1710465154.xml · nonDerivative · entry 3 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,061,904 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.65 to $11.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| March 12, 2024 Filed Mar 15, 2024 01:12 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 15,740 | $10.58 | $166,533.92 |
DisclosureSEC source: 0001816590-24-000052 · wk-form4_1710465154.xml · nonDerivative · entry 2 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 4,076,833 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.36 to $10.765, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| March 12, 2024 Filed Mar 15, 2024 01:12 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 15,740 | $10.58 | $166,533.92 |
DisclosureSEC source: 0001816590-24-000052 · wk-form4_1710465154.xml · nonDerivative · entry 1 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,079,107 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.36 to $10.765, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 26, 2024 Filed Feb 27, 2024 22:29 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 17,765 | $10.45 | $185,601.61 |
DisclosureSEC source: 0001816590-24-000040 · wk-form4_1709072926.xml · nonDerivative · entry 4 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 4,092,573 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.23 to $10.735, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| February 26, 2024 Filed Feb 27, 2024 22:29 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 17,765 | $10.45 | $185,601.61 |
DisclosureSEC source: 0001816590-24-000040 · wk-form4_1709072926.xml · nonDerivative · entry 3 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,094,847 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.23 to $10.735, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 22:29 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 11,862 | $10.06 | $119,324.60 |
DisclosureSEC source: 0001816590-24-000040 · wk-form4_1709072926.xml · nonDerivative · entry 2 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 4,110,338 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.83 to $10.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 22:29 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 11,863 | $10.06 | $119,334.66 |
DisclosureSEC source: 0001816590-24-000040 · wk-form4_1709072926.xml · nonDerivative · entry 1 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,112,612 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.83 to $10.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 21:51 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 22,794 | $10.56 | $240,752.51 |
DisclosureSEC source: 0001816590-24-000033 · wk-form4_1707429073.xml · nonDerivative · entry 4 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 4,122,200 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.15 to $10.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 21:51 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 22,794 | $10.56 | $240,752.51 |
DisclosureSEC source: 0001816590-24-000033 · wk-form4_1707429073.xml · nonDerivative · entry 3 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,124,475 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.15 to $10.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:51 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 19,853 | $10.59 | $210,314.74 |
DisclosureSEC source: 0001816590-24-000033 · wk-form4_1707429073.xml · nonDerivative · entry 2 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 4,144,994 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.46 to $11.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:51 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 19,852 | $10.59 | $210,304.15 |
DisclosureSEC source: 0001816590-24-000033 · wk-form4_1707429073.xml · nonDerivative · entry 1 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,147,269 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.46 to $11.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 02, 2024 Filed Feb 5, 2024 22:09 UTC | COMPASS Pathways plc CMPS · Entity 4567 | Tax withholdingOrdinary Shares | 1,597 | $10.89 | $17,391.33 |
DisclosureSEC source: 0001816590-24-000025 · wk-form4_1707170921.xml · nonDerivative · entry 3 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By: Spouse Disclosed balance after: 4,164,847 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. F3 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 22:09 UTC | COMPASS Pathways plc CMPS · Entity 4567 | Tax withholdingOrdinary Shares | 3,301 | $11.34 | $37,433.34 |
DisclosureSEC source: 0001816590-24-000025 · wk-form4_1707170921.xml · nonDerivative · entry 2 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By: Spouse Disclosed balance after: 4,166,444 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. F3 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 22:09 UTC | COMPASS Pathways plc CMPS · Entity 4567 | Tax withholdingOrdinary Shares | 5,283 | $11.34 | $59,909.22 |
DisclosureSEC source: 0001816590-24-000025 · wk-form4_1707170921.xml · nonDerivative · entry 1 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,167,121 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. Read SEC document |
| January 22, 2024 Filed Jan 23, 2024 22:54 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 25,750 | $8.35 | $215,033.10 |
DisclosureSEC source: 0001816590-24-000016 · wk-form4_1706050433.xml · nonDerivative · entry 4 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 4,169,745 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.92 to $8.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| January 22, 2024 Filed Jan 23, 2024 22:54 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 25,750 | $8.35 | $215,033.10 |
DisclosureSEC source: 0001816590-24-000016 · wk-form4_1706050433.xml · nonDerivative · entry 3 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,172,404 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.92 to $8.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 22:54 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 20,206 | $7.99 | $161,447.96 |
DisclosureSEC source: 0001816590-24-000016 · wk-form4_1706050433.xml · nonDerivative · entry 2 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 4,195,495 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.78 to $8.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 22:54 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 20,205 | $7.99 | $161,439.97 |
DisclosureSEC source: 0001816590-24-000016 · wk-form4_1706050433.xml · nonDerivative · entry 1 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,198,154 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.78 to $8.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 21:15 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 21,758 | $8.74 | $190,225.84 |
DisclosureSEC source: 0001816590-24-000005 · wk-form4_1704402919.xml · nonDerivative · entry 4 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 4,215,701 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.45 to $9.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 21:15 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 21,758 | $8.74 | $190,225.84 |
DisclosureSEC source: 0001816590-24-000005 · wk-form4_1704402919.xml · nonDerivative · entry 3 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,218,359 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.45 to $9.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:15 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 25,750 | $9.00 | $231,706.23 |
DisclosureSEC source: 0001816590-24-000005 · wk-form4_1704402919.xml · nonDerivative · entry 2 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 4,237,459 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.76 to $9.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F5 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:15 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 25,750 | $9.00 | $231,706.23 |
DisclosureSEC source: 0001816590-24-000005 · wk-form4_1704402919.xml · nonDerivative · entry 1 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,240,117 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.76 to $9.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 23:00 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 1,377 | $7.81 | $10,752.99 |
DisclosureSEC source: 0001816590-23-000145 · wk-form4_1702681239.xml · nonDerivative · entry 4 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 4,263,209 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F3 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F4 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 23:00 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 1,377 | $7.81 | $10,752.99 |
DisclosureSEC source: 0001816590-23-000145 · wk-form4_1702681239.xml · nonDerivative · entry 3 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,265,867 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 23:00 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 2,855 | $7.82 | $22,319.82 |
DisclosureSEC source: 0001816590-23-000145 · wk-form4_1702681239.xml · nonDerivative · entry 2 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By: Spouse Disclosed balance after: 4,264,586 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F3 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023. F4 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 23:00 UTC | COMPASS Pathways plc CMPS · Entity 4567 | SaleOrdinary Shares | 2,855 | $7.82 | $22,319.82 |
DisclosureSEC source: 0001816590-23-000145 · wk-form4_1702681239.xml · nonDerivative · entry 1 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,267,244 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023. Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 13:04 UTC | COMPASS Pathways plc CMPS · Entity 4567 | Tax withholdingOrdinary Shares | 1,526 | $5.78 | $8,820.28 |
DisclosureSEC source: 0001816590-23-000135 · wk-form4_1698930258.xml · nonDerivative · entry 2 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By: Spouse Disclosed balance after: 4,267,441 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. F2 · balance_after: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. F3 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 13:04 UTC | COMPASS Pathways plc CMPS · Entity 4567 | Tax withholdingOrdinary Shares | 1,470 | $5.78 | $8,496.60 |
DisclosureSEC source: 0001816590-23-000135 · wk-form4_1698930258.xml · nonDerivative · entry 1 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,270,099 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. F2 · balance_after: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 22:58 UTC | COMPASS Pathways plc CMPS · Entity 4567 | Tax withholdingOrdinary Shares | 1,526 | $8.95 | $13,657.70 |
DisclosureSEC source: 0001816590-23-000099 · wk-form4_1691103489.xml · nonDerivative · entry 2 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By: Spouse Disclosed balance after: 4,268,967 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. F3 · ownership.nature: Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 22:58 UTC | COMPASS Pathways plc CMPS · Entity 4567 | Tax withholdingOrdinary Shares | 1,470 | $8.95 | $13,156.50 |
DisclosureSEC source: 0001816590-23-000099 · wk-form4_1691103489.xml · nonDerivative · entry 1 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,271,569 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 20:27 UTC | COMPASS Pathways plc CMPS · Entity 4567 | GrantShare Option (Right to Buy) · Derivative | 39,000 | $0.00 Strike: $7.88 | $0.00 |
DisclosureSEC source: 0001816590-23-000087 · wk-form4_1686083239.xml · derivative · entry 1 Goldsmith George Jay · CIK 0001843859 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,000 Underlying: Ordinary Shares · 39,000 shares Expires 2033-06-01 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · derivative.exercise_date: The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual Meeting of Shareholders in 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.