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Jenkins Annalisa

Disclosed activity across 8 companies

Tapewire entity
54212
SEC CIK
0001639481

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARDELYX, INC.ARDX · Entity 4972DirectorJune 13, 2019June 17, 2019
COMPASS Pathways plcCMPS · Entity 4567DirectorJune 12, 2025June 13, 2025
Mereo BioPharma Group plcMREO · Entity 7264DirectorFebruary 26, 2026February 27, 2026
ONCOSEC MEDICAL IncONCS · Entity 117092DirectorSeptember 05, 2017September 05, 2017
Serina Therapeutics, Inc.AGE · Entity 9581DirectorJune 21, 2021June 24, 2021
Skye Bioscience, Inc.SKYE · Entity 8098DirectorMarch 31, 2026April 02, 2026
Tectonic Therapeutic, Inc.AVRO · Entity 5328DirectorJune 06, 2023June 08, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARDELYX, INC.

Report date June 13, 2019 · Filed June 17, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,471 Reported balance After 2019-06-13 transaction · row 1
1 source row

Row 1 · 2019-06-13 · Grant · Acquired 20,072 · Balance 33,471

F1: The shares were issued pursuant to the Issuer's Non-Employee Director Compensation Program. The Reporting Person elected to receive stock in lieu of cash as permitted under the program.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.74 · Expires 2029-06-13Direct50,000 Reported balance After 2019-06-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-06-13 · Grant · Acquired 50,000 · Balance 50,000

F2: The option was issued pursuant to the Issuer's Non-Employee Director Compensation Program.

F3: The option vests with respect to 1/12th of the shares subject thereto on each monthly anniversary of the grant date, which vesting will accelerate in full on the date of the next annual stockholder's meeting to the extent unvested as of such date, subject to continued service through each applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were issued pursuant to the Issuer's Non-Employee Director Compensation Program. The Reporting Person elected to receive stock in lieu of cash as permitted under the program.

F2: The option was issued pursuant to the Issuer's Non-Employee Director Compensation Program.

F3: The option vests with respect to 1/12th of the shares subject thereto on each monthly anniversary of the grant date, which vesting will accelerate in full on the date of the next annual stockholder's meeting to the extent unvested as of such date, subject to continued service through each applicable vesting date.

COMPASS Pathways plc

Report date June 12, 2025 · Filed June 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.52 · Expires 2035-06-11Direct26,000 Reported balance After 2025-06-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-06-12 · Grant · Acquired 26,000 · Balance 26,000

F1: The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual General Meeting of Shareholders in 2026.

F2: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Filing footnotes · ownership attribution and instrument terms

F1: The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual General Meeting of Shareholders in 2026.

F2: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Mereo BioPharma Group plc

Report date February 26, 2026 · Filed February 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.39 · Expires 2036-02-26Direct66,000 Reported balance After 2026-02-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-26 · Grant · Acquired 66,000 · Balance 66,000

F1: Vests in substantially equal monthly installments over a one year period from the February 26, 2026 grant date.

F2: Each American Depositary Share ("ADS") represents five ordinary shares, nominal value GBP 0.003 per ordinary share, of the Issuer.

Deferred Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect106,848 Reported balance After 2026-02-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-26 · Grant · Acquired 106,848 · Balance 106,848

F3: Deferred restricted stock units ("DRSU") are granted to non-executive directors who elected to receive DRSUs in the form of ADSs in lieu of annual cash compensation. DRSUs vest in substantially equal monthly installments over the plan year following the grant date. Payment of DRSUs in ADSs will generally be made 180 days following separation of service.

F2: Each American Depositary Share ("ADS") represents five ordinary shares, nominal value GBP 0.003 per ordinary share, of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Vests in substantially equal monthly installments over a one year period from the February 26, 2026 grant date.

F2: Each American Depositary Share ("ADS") represents five ordinary shares, nominal value GBP 0.003 per ordinary share, of the Issuer.

F3: Deferred restricted stock units ("DRSU") are granted to non-executive directors who elected to receive DRSUs in the form of ADSs in lieu of annual cash compensation. DRSUs vest in substantially equal monthly installments over the plan year following the grant date. Payment of DRSUs in ADSs will generally be made 180 days following separation of service.

ONCOSEC MEDICAL Inc

Report date September 05, 2017 · Filed September 05, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.98 · Expires 2027-09-05Direct100,000 Reported balance After 2017-09-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-09-05 · Grant · Acquired 100,000 · Balance 100,000

F1: Vesting in 12 equal monthly increments, with the first 1/12th vesting on the first monthly anniversary of the Grant Date pursuant to the OncoSec Medical Incorporated 2011 Stock Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting in 12 equal monthly increments, with the first 1/12th vesting on the first monthly anniversary of the Grant Date pursuant to the OncoSec Medical Incorporated 2011 Stock Incentive Plan.

Serina Therapeutics, Inc.

Report date June 21, 2021 · Filed June 24, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.48 · Expires 2031-06-20Direct65,000 Reported balance After 2021-06-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-06-21 · Grant · Acquired 65,000 · Balance 65,000

F1: Options will vest and become exercisable in four equal quarterly installments on June 30, 2021, September 30, 2021, December 31, 2021, and March 31, 2022, provided that the grantee remains a director on the last day of the applicable calendar quarter.

Filing footnotes · ownership attribution and instrument terms

F1: Options will vest and become exercisable in four equal quarterly installments on June 30, 2021, September 30, 2021, December 31, 2021, and March 31, 2022, provided that the grantee remains a director on the last day of the applicable calendar quarter.

Skye Bioscience, Inc.

Report date March 31, 2026 · Filed April 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.62 · Expires 2036-03-31Direct75,000 Reported balance After 2026-03-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-31 · Grant · Acquired 75,000 · Balance 75,000

F1: The stock option vests in equal monthly installments over the one year period beginning March 31, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option vests in equal monthly installments over the one year period beginning March 31, 2026.

Tectonic Therapeutic, Inc.

Report date June 06, 2023 · Filed June 08, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.09 · Expires 2033-06-05Direct17,643 Reported balance After 2023-06-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-06-06 · Grant · Acquired 17,643 · Balance 17,643

F1: The option shall vest in full upon the earlier of June 6, 2024 or the date of the Issuer's 2024 Annual Meeting of Stockholders, subject to the reporting person's continued service as a director through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The option shall vest in full upon the earlier of June 6, 2024 or the date of the Issuer's 2024 Annual Meeting of Stockholders, subject to the reporting person's continued service as a director through such vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Dimension Therapeutics, Inc.

Report date November 07, 2017 · Filed November 07, 2017

Section 16 reporting ended · disclosed 2017-11-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.56 · Expires 2024-09-24Direct0 Reported balance After 2017-11-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-11-07 · Disposition to issuer · Disposed 481,696 · Balance 0

F1: This stock option, which vests over four years beginning September 23, 2014, at a rate of 25% after 12 months, and in 36 equal monthly installments thereafter, was assumed by Ultragenyx Pharmaceutical Inc. ("Ultragenyx"), and converted in accordance with the exchange ratio as set forth in the Agreement and Plan of Merger (the "Merger Agreement"), dated October 2, 2017, between the Issuer, Ultragenyx and Mystic River Merger Sub Inc., a direct, wholly-owned subsidiary of Ultragenyx.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.57 · Expires 2025-04-28Direct0 Reported balance After 2017-11-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-11-07 · Disposition to issuer · Disposed 74,375 · Balance 0

F2: This stock option, which vests over four years beginning September 23, 2014, at a rate of 25% after 12 months, and in 36 equal monthly installments thereafter, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.09 · Expires 2025-06-02Direct0 Reported balance After 2017-11-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-11-07 · Disposition to issuer · Disposed 342,113 · Balance 0

F3: This stock option, which vests over four years beginning June 3, 2015, at a rate of 6.25% on September 23, 2015, and in 45 equal monthly installments thereafter, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.14 · Expires 2026-01-31Direct0 Reported balance After 2017-11-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-11-07 · Disposition to issuer · Disposed 160,000 · Balance 0

F4: This stock option, which vests in 48 equal monthly installments beginning January 28, 2016, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.90 · Expires 2027-01-31Direct0 Reported balance After 2017-11-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-11-07 · Disposition to issuer · Disposed 192,000 · Balance 0

F5: This stock option, which vests in 48 equal monthly installments beginning January 18, 2017, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.35 · Expires 2027-07-02Direct0 Reported balance After 2017-11-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-11-07 · Disposition to issuer · Disposed 150,000 · Balance 0

F6: This option, which vests on December 31, 2018, subject to the Reporting Person's continued service to the Issuer on such date, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: This stock option, which vests over four years beginning September 23, 2014, at a rate of 25% after 12 months, and in 36 equal monthly installments thereafter, was assumed by Ultragenyx Pharmaceutical Inc. ("Ultragenyx"), and converted in accordance with the exchange ratio as set forth in the Agreement and Plan of Merger (the "Merger Agreement"), dated October 2, 2017, between the Issuer, Ultragenyx and Mystic River Merger Sub Inc., a direct, wholly-owned subsidiary of Ultragenyx.

F2: This stock option, which vests over four years beginning September 23, 2014, at a rate of 25% after 12 months, and in 36 equal monthly installments thereafter, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

F3: This stock option, which vests over four years beginning June 3, 2015, at a rate of 6.25% on September 23, 2015, and in 45 equal monthly installments thereafter, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

F4: This stock option, which vests in 48 equal monthly installments beginning January 28, 2016, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

F5: This stock option, which vests in 48 equal monthly installments beginning January 18, 2017, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

F6: This option, which vests on December 31, 2018, subject to the Reporting Person's continued service to the Issuer on such date, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2026 Filed Apr 2, 2026 22:20 UTC Skye Bioscience, Inc. SKYE · Entity 8098 GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001628280-26-023354 · wk-form4_1775168412.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2036-03-31

F1 · derivative.exercise_date: The stock option vests in equal monthly installments over the one year period beginning March 31, 2026.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:30 UTC Mereo BioPharma Group plc MREO · Entity 7264 GrantDeferred Restricted Stock Units · Derivative 106,848 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-082835 · ownership.xml · derivative · entry 2

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,848

Underlying: American Depository Shares · 106,848 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred restricted stock units ("DRSU") are granted to non-executive directors who elected to receive DRSUs in the form of ADSs in lieu of annual cash compensation. DRSUs vest in substantially equal monthly installments over the plan year following the grant date. Payment of DRSUs in ADSs will generally be made 180 days following separation of service.

F3 · price: Deferred restricted stock units ("DRSU") are granted to non-executive directors who elected to receive DRSUs in the form of ADSs in lieu of annual cash compensation. DRSUs vest in substantially equal monthly installments over the plan year following the grant date. Payment of DRSUs in ADSs will generally be made 180 days following separation of service.

F3 · derivative.exercise_date: Deferred restricted stock units ("DRSU") are granted to non-executive directors who elected to receive DRSUs in the form of ADSs in lieu of annual cash compensation. DRSUs vest in substantially equal monthly installments over the plan year following the grant date. Payment of DRSUs in ADSs will generally be made 180 days following separation of service.

F3 · derivative.expiration_date: Deferred restricted stock units ("DRSU") are granted to non-executive directors who elected to receive DRSUs in the form of ADSs in lieu of annual cash compensation. DRSUs vest in substantially equal monthly installments over the plan year following the grant date. Payment of DRSUs in ADSs will generally be made 180 days following separation of service.

F2 · derivative.underlying: Each American Depositary Share ("ADS") represents five ordinary shares, nominal value GBP 0.003 per ordinary share, of the Issuer.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:30 UTC Mereo BioPharma Group plc MREO · Entity 7264 GrantShare Options (Right to buy) · Derivative 66,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001193125-26-082835 · ownership.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,000

Underlying: American Depositary Shares · 66,000 shares

Expires 2036-02-26

F1 · derivative.exercise_date: Vests in substantially equal monthly installments over a one year period from the February 26, 2026 grant date.

F2 · derivative.underlying: Each American Depositary Share ("ADS") represents five ordinary shares, nominal value GBP 0.003 per ordinary share, of the Issuer.

Read SEC document
February 06, 2026 Filed Feb 10, 2026 01:54 UTC Skye Bioscience, Inc. SKYE · Entity 8098 GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001628280-26-006621 · wk-form4_1770688465.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2036-02-06

F1 · derivative.exercise_date: The stock option vests in equal monthly installments over the one-year period beginning January 19, 2026.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 12:16 UTC COMPASS Pathways plc CMPS · Entity 4567 GrantShare Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $4.52 $0.00
Disclosure

SEC source: 0001816590-25-000069 · wk-form4_1749816998.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Ordinary Shares · 26,000 shares

Expires 2035-06-11

F1 · derivative.exercise_date: The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual General Meeting of Shareholders in 2026.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:51 UTC Skye Bioscience, Inc. SKYE · Entity 8098 GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $2.89 $0.00
Disclosure

SEC source: 0001516551-25-000016 · wk-form4_1740610301.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2035-02-25

F1 · derivative.exercise_date: The stock option vests in equal monthly installments over the one year period beginning February 21, 2025.

Read SEC document
February 05, 2025 Filed Feb 6, 2025 21:30 UTC Mereo BioPharma Group plc MREO · Entity 7264 GrantDeferred Restricted Stock Units · Derivative 15,243 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-015417 · ownership.xml · derivative · entry 2

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,243

Underlying: American Depository Shares · 15,243 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred restricted stock units ("DRSU") are granted to non-executive directors who elected to receive DRSUs in the form of ADSs in lieu of annual cash compensation. DRSUs vest in substantially equal monthly installments over the plan year following the grant date. Payment of DRSUs in ADSs will generally be made 180 days following separation of service.

F3 · price: Deferred restricted stock units ("DRSU") are granted to non-executive directors who elected to receive DRSUs in the form of ADSs in lieu of annual cash compensation. DRSUs vest in substantially equal monthly installments over the plan year following the grant date. Payment of DRSUs in ADSs will generally be made 180 days following separation of service.

F3 · derivative.exercise_date: Deferred restricted stock units ("DRSU") are granted to non-executive directors who elected to receive DRSUs in the form of ADSs in lieu of annual cash compensation. DRSUs vest in substantially equal monthly installments over the plan year following the grant date. Payment of DRSUs in ADSs will generally be made 180 days following separation of service.

F3 · derivative.expiration_date: Deferred restricted stock units ("DRSU") are granted to non-executive directors who elected to receive DRSUs in the form of ADSs in lieu of annual cash compensation. DRSUs vest in substantially equal monthly installments over the plan year following the grant date. Payment of DRSUs in ADSs will generally be made 180 days following separation of service.

F2 · derivative.underlying: Each American Depositary Share ("ADS") represents five ordinary shares, nominal value GBP 0.003 per ordinary share, of the Issuer

Read SEC document
February 05, 2025 Filed Feb 6, 2025 21:30 UTC Mereo BioPharma Group plc MREO · Entity 7264 GrantShare Options (Right to buy) · Derivative 55,000 $0.00 Strike: $3.16 $0.00
Disclosure

SEC source: 0000950170-25-015417 · ownership.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: American Depositary Shares · 55,000 shares

Expires 2035-02-05

F1 · derivative.exercise_date: Vests in substantially equal monthly installments over a one year period from the February 5, 2025 grant date

F2 · derivative.underlying: Each American Depositary Share ("ADS") represents five ordinary shares, nominal value GBP 0.003 per ordinary share, of the Issuer

Read SEC document
October 28, 2024 Filed Oct 31, 2024 00:25 UTC Skye Bioscience, Inc. SKYE · Entity 8098 GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0001516551-24-000096 · wk-form4_1730334295.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2034-10-27

F1 · derivative.exercise_date: The stock option vests in equal monthly installments over the one year period beginning October 28, 2024.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 12:28 UTC COMPASS Pathways plc CMPS · Entity 4567 Tax withholdingOrdinary Shares 161 $6.88 $1,107.68
Disclosure

SEC source: 0001628280-24-034539 · wk-form4_1722860886.xml · nonDerivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,480

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · balance_after: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
May 09, 2024 Filed May 13, 2024 10:45 UTC COMPASS Pathways plc CMPS · Entity 4567 GrantShare Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $8.54 $0.00
Disclosure

SEC source: 0001816590-24-000097 · wk-form4_1715597104.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Ordinary Shares · 26,000 shares

Expires 2034-05-08

F1 · derivative.exercise_date: The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual General Meeting of Shareholders in 2025.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
May 01, 2024 Filed May 3, 2024 12:13 UTC COMPASS Pathways plc CMPS · Entity 4567 Tax withholdingOrdinary Shares 211 $8.48 $1,789.28
Disclosure

SEC source: 0001816590-24-000077 · wk-form4_1714738380.xml · nonDerivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,641

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:01 UTC Skye Bioscience, Inc. SKYE · Entity 8098 GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $14.56 $0.00
Disclosure

SEC source: 0001516551-24-000038 · wk-form4_1709593247.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2034-03-01

F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the one year period beginning February 29, 2024.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:15 UTC Mereo BioPharma Group plc MREO · Entity 7264 GrantDeferred Restricted Stock Units · Derivative 14,947 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-013273 · ownership.xml · derivative · entry 2

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,947

Underlying: American Depository Shares · 14,947 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred restricted stock units ("DRSU") are granted to non-executive directors who elected to receive DRSUs in the form of ADSs in lieu of annual cash compensation. DRSUs vest in substantially equal monthly installments over the plan year following the grant date. Payment of DRSUs in ADSs will generally be made 180 days following separation of service.

F3 · price: Deferred restricted stock units ("DRSU") are granted to non-executive directors who elected to receive DRSUs in the form of ADSs in lieu of annual cash compensation. DRSUs vest in substantially equal monthly installments over the plan year following the grant date. Payment of DRSUs in ADSs will generally be made 180 days following separation of service.

F3 · derivative.exercise_date: Deferred restricted stock units ("DRSU") are granted to non-executive directors who elected to receive DRSUs in the form of ADSs in lieu of annual cash compensation. DRSUs vest in substantially equal monthly installments over the plan year following the grant date. Payment of DRSUs in ADSs will generally be made 180 days following separation of service.

F3 · derivative.expiration_date: Deferred restricted stock units ("DRSU") are granted to non-executive directors who elected to receive DRSUs in the form of ADSs in lieu of annual cash compensation. DRSUs vest in substantially equal monthly installments over the plan year following the grant date. Payment of DRSUs in ADSs will generally be made 180 days following separation of service.

F2 · derivative.underlying: Each American Depositary Share ("ADS") represents five ordinary shares, nominal value GBP 0.003 per ordinary share, of the Issuer.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:15 UTC Mereo BioPharma Group plc MREO · Entity 7264 GrantShare Options (Right to buy) · Derivative 45,000 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0000950170-24-013273 · ownership.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: American Depository Shares · 45,000 shares

Expires 2034-02-08

F1 · derivative.exercise_date: Vests in substantially equal monthly installments over a one year period from the February 8, 2024 grant date.

F2 · derivative.underlying: Each American Depositary Share ("ADS") represents five ordinary shares, nominal value GBP 0.003 per ordinary share, of the Issuer.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:10 UTC COMPASS Pathways plc CMPS · Entity 4567 Tax withholdingOrdinary Shares 175 $11.34 $1,984.50
Disclosure

SEC source: 0001816590-24-000026 · wk-form4_1707170969.xml · nonDerivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,852

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 13:06 UTC COMPASS Pathways plc CMPS · Entity 4567 Tax withholdingOrdinary Shares 143 $5.78 $826.54
Disclosure

SEC source: 0001816590-23-000137 · wk-form4_1698930397.xml · nonDerivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,027

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

F2 · balance_after: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 22:50 UTC COMPASS Pathways plc CMPS · Entity 4567 Tax withholdingOrdinary Shares 161 $8.95 $1,440.95
Disclosure

SEC source: 0001816590-23-000095 · wk-form4_1691103039.xml · nonDerivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,170

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:26 UTC Tectonic Therapeutic, Inc. AVRO · Entity 5328 GrantStock Option (Right to Buy) · Derivative 17,643 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001127602-23-018282 · form4.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,643

Underlying: Common Stock · 17,643 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The option shall vest in full upon the earlier of June 6, 2024 or the date of the Issuer's 2024 Annual Meeting of Stockholders, subject to the reporting person's continued service as a director through such vesting date.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:23 UTC COMPASS Pathways plc CMPS · Entity 4567 GrantShare Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001816590-23-000085 · wk-form4_1686083021.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Ordinary Shares · 26,000 shares

Expires 2033-06-01

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · derivative.exercise_date: The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual Meeting of Shareholders in 2024.

Read SEC document
May 02, 2023 Filed May 4, 2023 12:25 UTC COMPASS Pathways plc CMPS · Entity 4567 Tax withholdingOrdinary Shares 25 $7.97 $199.25
Disclosure

SEC source: 0001816590-23-000067 · wf-form4_168320312036793.xml · nonDerivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,331

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 20:08 UTC COMPASS Pathways plc CMPS · Entity 4567 GrantShare Option (Right to Buy) · Derivative 17,000 $0.00 Strike: $9.41 $0.00
Disclosure

SEC source: 0001816590-22-000056 · wf-form4_165549647968752.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Ordinary Shares · 17,000 shares

Expires 2032-06-15

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · derivative.exercise_date: The shares underlying this option vest in full upon the earlier to occur of (i) the first anniversary of the date of grant or (ii) the date of COMPASS Pathways plc's Annual Meeting of Shareholders in 2023.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:38 UTC Tectonic Therapeutic, Inc. AVRO · Entity 5328 GrantStock Option (Right to Buy) · Derivative 17,478 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001127602-22-017242 · form4.xml · derivative · entry 2

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,478

Underlying: Common Stock · 17,478 shares

Expires 2032-06-07

F1 · derivative.exercise_date: The option shall vest in full upon the earlier of June 8, 2023 or the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the reporting person's continued service as a director through such vesting date.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:38 UTC Tectonic Therapeutic, Inc. AVRO · Entity 5328 GrantStock Option (Right to Buy) · Derivative 17,478 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001127602-22-017242 · form4.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,478

Underlying: Common Stock · 17,478 shares

Expires 2032-06-07

F1 · derivative.exercise_date: The option shall vest in full upon the earlier of June 8, 2023 or the date of the Issuer's 2023 Annual Meeting of Stockholders, subject to the reporting person's continued service as a director through such vesting date.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 18:09 UTC COMPASS Pathways plc CMPS · Entity 4567 SaleOrdinary Shares 3,384 $12.48 $42,232.32
Disclosure

SEC source: 0001816590-22-000016 · wf-form4_164875016391913.xml · nonDerivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,356

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F2 · shares: Shares were sold to satisfy payment of a tax liability upon Restricted Share Units ("RSUs") vesting.

F3 · balance_after: Includes 23,740 RSUs granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. 25% of the RSUs vested on August 12,2021, with the remainder vesting in twelve equal quarterly installments thereafter.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 01:50 UTC Serina Therapeutics, Inc. AGE · Entity 9581 GrantOption to Purchase Common Stock · Derivative 65,000 $0.00 Strike: $1.48 $0.00
Disclosure

SEC source: 0001209191-21-042896 · doc4.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2031-06-20

F1 · derivative.exercise_date: Options will vest and become exercisable in four equal quarterly installments on June 30, 2021, September 30, 2021, December 31, 2021, and March 31, 2022, provided that the grantee remains a director on the last day of the applicable calendar quarter.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:40 UTC Tectonic Therapeutic, Inc. AVRO · Entity 5328 GrantStock Option (Right to Buy) · Derivative 17,438 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001127602-21-019820 · form4.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,438

Underlying: Common Stock · 17,438 shares

Expires 2031-06-09

F1 · derivative.exercise_date: The option shall vest in full upon the earlier of June 10, 2022 or the date of the Issuer's 2022 Annual Meeting of Stockholders, subject to the reporting person's continued service as a director through such vesting date.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:13 UTC Tectonic Therapeutic, Inc. AVRO · Entity 5328 GrantStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $21.91 $0.00
Disclosure

SEC source: 0001127602-20-019020 · form4.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2030-06-03

F1 · derivative.exercise_date: The option shall vest in full upon the earlier of June 4, 2021 or the date of the Issuer's 2021 Annual Meeting of Stockholders, subject to the reporting person's continued service as a director through such vesting date.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 20:31 UTC ARDELYX, INC. ARDX · Entity 4972 GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0001567619-19-013480 · doc1.xml · derivative · entry 2

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-06-13

F2 · shares: The option was issued pursuant to the Issuer's Non-Employee Director Compensation Program.

F3 · derivative.exercise_date: The option vests with respect to 1/12th of the shares subject thereto on each monthly anniversary of the grant date, which vesting will accelerate in full on the date of the next annual stockholder's meeting to the extent unvested as of such date, subject to continued service through each applicable vesting date.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 20:31 UTC ARDELYX, INC. ARDX · Entity 4972 GrantCommon Stock 20,072 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013480 · doc1.xml · nonDerivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,471

F1 · shares: The shares were issued pursuant to the Issuer's Non-Employee Director Compensation Program. The Reporting Person elected to receive stock in lieu of cash as permitted under the program.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 21:09 UTC Tectonic Therapeutic, Inc. AVRO · Entity 5328 GrantStock Option (Right to Buy) · Derivative 9,675 $0.00 Strike: $13.60 $0.00
Disclosure

SEC source: 0000899243-19-016855 · doc4.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,675

Underlying: Common Stock · 9,675 shares

Expires 2029-06-10

F1 · derivative.exercise_date: The option shall vest in full upon the earlier of June 11, 2020 or the date of the Issuer's 2020 Annual Meeting of Stockholders, subject to the reporting person's continued service as a director through such vesting date.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 20:09 UTC Serina Therapeutics, Inc. AGE · Entity 9581 GrantOption to Purchase Common Stock · Derivative 100,000 $0.00 Strike: $4.28 $0.00
Disclosure

SEC source: 0000908662-19-000093 · edgar.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-03-10

F1 · derivative.exercise_date: Options will become exercisable in four equal quarterly installments from the date of grant on March 11, 2019 provided that the grantee remains a director on the last day of the applicable calendar quarter.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 23:08 UTC ARDELYX, INC. ARDX · Entity 4972 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001140361-18-028865 · doc1.xml · derivative · entry 2

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-06-13

F2 · shares: The option was issued pursuant to the Issuer's Non-Employee Director Compensation Program.

F3 · derivative.exercise_date: The option vests with respect to 1/12th of the shares subject thereto on each monthly anniversary of the grant date, which vesting will accelerate in full on the date of the next annual stockholder's meeting to the extent unvested as of such date, subject to continued service through each applicable vesting date.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 23:08 UTC ARDELYX, INC. ARDX · Entity 4972 GrantCommon Stock 13,399 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028865 · doc1.xml · nonDerivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,399

F1 · shares: The shares were issued pursuant to the Issuer's Non-Employee Director Compensation Program. The Reporting Person elected to receive stock in lieu of cash as permitted under the program.

Read SEC document
November 07, 2017 Filed Nov 7, 2017 17:08 UTC Dimension Therapeutics, Inc. DMTX · Entity 172012 Disposition to issuerStock Option (Right to Buy) · Derivative 150,000 Not disclosed Strike: $1.35 Not disclosed
Disclosure

SEC source: 0001209191-17-059629 · doc4.xml · derivative · entry 6

Jenkins Annalisa · CIK 0001639481 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2027-07-02

F6 · price: This option, which vests on December 31, 2018, subject to the Reporting Person's continued service to the Issuer on such date, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

F6 · derivative.exercise_date: This option, which vests on December 31, 2018, subject to the Reporting Person's continued service to the Issuer on such date, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

Read SEC document
November 07, 2017 Filed Nov 7, 2017 17:08 UTC Dimension Therapeutics, Inc. DMTX · Entity 172012 Disposition to issuerStock Option (Right to Buy) · Derivative 192,000 Not disclosed Strike: $1.90 Not disclosed
Disclosure

SEC source: 0001209191-17-059629 · doc4.xml · derivative · entry 5

Jenkins Annalisa · CIK 0001639481 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 192,000 shares

Expires 2027-01-31

F5 · price: This stock option, which vests in 48 equal monthly installments beginning January 18, 2017, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

F5 · derivative.exercise_date: This stock option, which vests in 48 equal monthly installments beginning January 18, 2017, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

Read SEC document
November 07, 2017 Filed Nov 7, 2017 17:08 UTC Dimension Therapeutics, Inc. DMTX · Entity 172012 Disposition to issuerStock Option (Right to Buy) · Derivative 160,000 Not disclosed Strike: $7.14 Not disclosed
Disclosure

SEC source: 0001209191-17-059629 · doc4.xml · derivative · entry 4

Jenkins Annalisa · CIK 0001639481 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 160,000 shares

Expires 2026-01-31

F4 · price: This stock option, which vests in 48 equal monthly installments beginning January 28, 2016, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

F4 · derivative.exercise_date: This stock option, which vests in 48 equal monthly installments beginning January 28, 2016, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

Read SEC document
November 07, 2017 Filed Nov 7, 2017 17:08 UTC Dimension Therapeutics, Inc. DMTX · Entity 172012 Disposition to issuerStock Option (Right to Buy) · Derivative 342,113 Not disclosed Strike: $4.09 Not disclosed
Disclosure

SEC source: 0001209191-17-059629 · doc4.xml · derivative · entry 3

Jenkins Annalisa · CIK 0001639481 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 342,113 shares

Expires 2025-06-02

F3 · price: This stock option, which vests over four years beginning June 3, 2015, at a rate of 6.25% on September 23, 2015, and in 45 equal monthly installments thereafter, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

F3 · derivative.exercise_date: This stock option, which vests over four years beginning June 3, 2015, at a rate of 6.25% on September 23, 2015, and in 45 equal monthly installments thereafter, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

Read SEC document
November 07, 2017 Filed Nov 7, 2017 17:08 UTC Dimension Therapeutics, Inc. DMTX · Entity 172012 Disposition to issuerStock Option (Right to Buy) · Derivative 74,375 Not disclosed Strike: $3.57 Not disclosed
Disclosure

SEC source: 0001209191-17-059629 · doc4.xml · derivative · entry 2

Jenkins Annalisa · CIK 0001639481 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 74,375 shares

Expires 2025-04-28

F2 · price: This stock option, which vests over four years beginning September 23, 2014, at a rate of 25% after 12 months, and in 36 equal monthly installments thereafter, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

F2 · derivative.exercise_date: This stock option, which vests over four years beginning September 23, 2014, at a rate of 25% after 12 months, and in 36 equal monthly installments thereafter, was assumed by Ultragenyx and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

Read SEC document
November 07, 2017 Filed Nov 7, 2017 17:08 UTC Dimension Therapeutics, Inc. DMTX · Entity 172012 Disposition to issuerStock Option (Right to Buy) · Derivative 481,696 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001209191-17-059629 · doc4.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 481,696 shares

Expires 2024-09-24

F1 · price: This stock option, which vests over four years beginning September 23, 2014, at a rate of 25% after 12 months, and in 36 equal monthly installments thereafter, was assumed by Ultragenyx Pharmaceutical Inc. ("Ultragenyx"), and converted in accordance with the exchange ratio as set forth in the Agreement and Plan of Merger (the "Merger Agreement"), dated October 2, 2017, between the Issuer, Ultragenyx and Mystic River Merger Sub Inc., a direct, wholly-owned subsidiary of Ultragenyx.

F1 · derivative.exercise_date: This stock option, which vests over four years beginning September 23, 2014, at a rate of 25% after 12 months, and in 36 equal monthly installments thereafter, was assumed by Ultragenyx Pharmaceutical Inc. ("Ultragenyx"), and converted in accordance with the exchange ratio as set forth in the Agreement and Plan of Merger (the "Merger Agreement"), dated October 2, 2017, between the Issuer, Ultragenyx and Mystic River Merger Sub Inc., a direct, wholly-owned subsidiary of Ultragenyx.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 06:18 UTC ONCOSEC MEDICAL Inc ONCS · Entity 117092 GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001493152-17-010200 · form4.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-09-05

F1 · date: Vesting in 12 equal monthly increments, with the first 1/12th vesting on the first monthly anniversary of the Grant Date pursuant to the OncoSec Medical Incorporated 2011 Stock Incentive Plan.

F1 · derivative.exercise_date: Vesting in 12 equal monthly increments, with the first 1/12th vesting on the first monthly anniversary of the Grant Date pursuant to the OncoSec Medical Incorporated 2011 Stock Incentive Plan.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 17:47 UTC Dimension Therapeutics, Inc. DMTX · Entity 172012 GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001209191-17-043425 · doc4.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-07-02

F1 · derivative.exercise_date: This option shall vest on December 31, 2018, subject to the Reporting Person's continued service to the Issuer on such date.

Read SEC document
June 07, 2017 Filed Jun 12, 2017 16:26 UTC ARDELYX, INC. ARDX · Entity 4972 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.30 $0.00
Disclosure

SEC source: 0001140361-17-024640 · doc1.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-07

F1 · shares: The option was issued pursuant to the Issuer's Non-Employee Director Compensation Program.

F2 · derivative.exercise_date: The option vests with respect to 1/12th of the shares subject thereto on each monthly anniversary of the grant date, which vesting will accelerate in full on the date of the next annual stockholder's meeting to the extent unvested as of such date, subject to continued service through each applicable vesting date.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 16:52 UTC Dimension Therapeutics, Inc. DMTX · Entity 172012 GrantStock Option (Right to Buy) · Derivative 192,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001209191-17-007681 · doc4.xml · derivative · entry 1

Jenkins Annalisa · CIK 0001639481 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,000

Underlying: Common Stock · 192,000 shares

Expires 2027-01-31

F1 · derivative.exercise_date: This stock option vests in forty-eight (48) equal monthly installments beginning on January 18, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.