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CUMMINS INC

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2961
SEC CIK
0000026172
Parsed reports
654

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202500
Jan 202600
Feb 2026019
Mar 202606
Apr 202600
May 2026021
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2022 Filed Nov 10, 2022 19:48 UTC
Smith Mark AndrewVP - Chief Financial Officer
Exercise / conversionCommon 770 $111.84 $86,116.80
Disclosure

SEC source: 0001225208-22-011567 · doc4.xml · nonDerivative · entry 1

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 19:48 UTC
Satterthwaite TonySenior Vice President
Exercise / conversionStock Option (Right-to-Buy) · Derivative 5,000 $0.00 Strike: $111.84 $0.00
Disclosure

SEC source: 0001225208-22-011568 · doc4.xml · derivative · entry 4

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,404

Underlying: Common · 5,000 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 19:48 UTC
Satterthwaite TonySenior Vice President
SaleCommon 5,000 $239.07 $1,195,358.00
Disclosure

SEC source: 0001225208-22-011568 · doc4.xml · nonDerivative · entry 2

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,276

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $238.87 - $239.38. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 19:48 UTC
Satterthwaite TonySenior Vice President
Exercise / conversionCommon 5,000 $111.84 $559,200.00
Disclosure

SEC source: 0001225208-22-011568 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 19:48 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,460 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001225208-22-011566 · doc4.xml · derivative · entry 3

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,540

Underlying: Common · 2,460 shares

Expires 2026-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 19:48 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 2,460 $240.03 $590,467.65
Disclosure

SEC source: 0001225208-22-011566 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,348

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $239.75 - $240.60. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 19:48 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 2,460 $109.09 $268,361.40
Disclosure

SEC source: 0001225208-22-011566 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 18:04 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 600 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001225208-22-011414 · doc4.xml · derivative · entry 6

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common · 600 shares

Expires 2026-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 18:04 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 600 $239.76 $143,854.02
Disclosure

SEC source: 0001225208-22-011414 · doc4.xml · nonDerivative · entry 4

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,348

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $239.75 - $239.76. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 18:04 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 600 $109.09 $65,454.00
Disclosure

SEC source: 0001225208-22-011414 · doc4.xml · nonDerivative · entry 3

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 18:04 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,060 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001225208-22-011414 · doc4.xml · derivative · entry 5

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Underlying: Common · 1,060 shares

Expires 2026-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 18:04 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 1,060 $234.86 $248,955.20
Disclosure

SEC source: 0001225208-22-011414 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,348

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $234.75 - $235.11. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 18:04 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 1,060 $109.09 $115,635.40
Disclosure

SEC source: 0001225208-22-011414 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2022 Filed Oct 31, 2022 16:51 UTC
Embree Tracy APresident - Distribution
SaleCommon 3,166 $240.49 $761,400.52
Disclosure

SEC source: 0001225208-22-011227 · doc4.xml · nonDerivative · entry 5

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,436

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $240.03 - $241.00. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
October 31, 2022 Filed Oct 31, 2022 16:51 UTC
Embree Tracy APresident - Distribution
SaleCommon 2,938 $239.42 $703,411.85
Disclosure

SEC source: 0001225208-22-011227 · doc4.xml · nonDerivative · entry 4

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,602

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $239.00 - $239.97. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
October 31, 2022 Filed Oct 31, 2022 16:51 UTC
Embree Tracy APresident - Distribution
SaleCommon 700 $241.45 $169,018.01
Disclosure

SEC source: 0001225208-22-011227 · doc4.xml · nonDerivative · entry 3

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,540

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $241.34 - $241.54. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 16:51 UTC
Embree Tracy APresident - Distribution
Exercise / conversionStock Option (Right-to-Buy) · Derivative 10,205 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001225208-22-011227 · doc4.xml · derivative · entry 7

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 10,205 shares

Expires 2026-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 16:51 UTC
Embree Tracy APresident - Distribution
SaleCommon 3,401 $238.65 $811,654.77
Disclosure

SEC source: 0001225208-22-011227 · doc4.xml · nonDerivative · entry 2

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,240

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $238.00 - $238.99. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 16:51 UTC
Embree Tracy APresident - Distribution
Exercise / conversionCommon 10,205 $109.09 $1,113,263.45
Disclosure

SEC source: 0001225208-22-011227 · doc4.xml · nonDerivative · entry 1

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.

Read SEC document
October 26, 2022 Filed Oct 27, 2022 19:27 UTC
Embree Tracy APresident - Distribution
Exercise / conversionStock Option (Right-to-Buy) · Derivative 9,205 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001225208-22-011166 · doc4.xml · derivative · entry 6

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,205

Underlying: Common · 9,205 shares

Expires 2026-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.

Read SEC document
October 26, 2022 Filed Oct 27, 2022 19:27 UTC
Embree Tracy APresident - Distribution
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,910 $0.00 Strike: $111.84 $0.00
Disclosure

SEC source: 0001225208-22-011166 · doc4.xml · derivative · entry 5

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,910 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.

Read SEC document
October 26, 2022 Filed Oct 27, 2022 19:27 UTC
Embree Tracy APresident - Distribution
SaleCommon 12,535 $238.17 $2,985,518.61
Disclosure

SEC source: 0001225208-22-011166 · doc4.xml · nonDerivative · entry 3

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,436

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $238.00 - $238.68. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
October 26, 2022 Filed Oct 27, 2022 19:27 UTC
Embree Tracy APresident - Distribution
Exercise / conversionCommon 1,910 $111.84 $213,614.40
Disclosure

SEC source: 0001225208-22-011166 · doc4.xml · nonDerivative · entry 2

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.

Read SEC document
October 26, 2022 Filed Oct 27, 2022 19:27 UTC
Embree Tracy APresident - Distribution
Exercise / conversionCommon 9,205 $109.09 $1,004,173.45
Disclosure

SEC source: 0001225208-22-011166 · doc4.xml · nonDerivative · entry 1

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.

Read SEC document
September 07, 2022 Filed Dec 8, 2022 15:54 UTC
Fier Walter JVP - Chief Technical Officer
GiftCommon 82 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012418 · doc4.xml · nonDerivative · entry 2

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0.252

F2 · balance_after: Includes 0.007 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.

Read SEC document
September 07, 2022 Filed Dec 8, 2022 15:54 UTC
Fier Walter JVP - Chief Technical Officer
GiftCommon 82 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012418 · doc4.xml · nonDerivative · entry 1

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,076.642

F1 · balance_after: Includes 9.95 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 20:46 UTC
Satterthwaite TonyVice Chairman
Exercise / conversionStock Option (Right-to-Buy) · Derivative 516 $0.00 Strike: $111.84 $0.00
Disclosure

SEC source: 0001225208-22-009851 · doc4.xml · derivative · entry 6

Satterthwaite Tony · CIK 0001438353 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,404

Underlying: Common · 516 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 20:46 UTC
Satterthwaite TonyVice Chairman
SaleCommon 4,350 $230.19 $1,001,326.50
Disclosure

SEC source: 0001225208-22-009851 · doc4.xml · nonDerivative · entry 4

Satterthwaite Tony · CIK 0001438353 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,276

Read SEC document
August 26, 2022 Filed Aug 30, 2022 20:46 UTC
Satterthwaite TonyVice Chairman
SaleCommon 516 $230.05 $118,705.95
Disclosure

SEC source: 0001225208-22-009851 · doc4.xml · nonDerivative · entry 3

Satterthwaite Tony · CIK 0001438353 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,626

Read SEC document
August 26, 2022 Filed Aug 30, 2022 20:46 UTC
Satterthwaite TonyVice Chairman
Exercise / conversionCommon 516 $111.84 $57,709.44
Disclosure

SEC source: 0001225208-22-009851 · doc4.xml · nonDerivative · entry 2

Satterthwaite Tony · CIK 0001438353 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2022 Filed Aug 30, 2022 20:46 UTC
Satterthwaite TonyVice Chairman
OtherCommon 854.3562 $228.97 $195,621.94
Disclosure

SEC source: 0001225208-22-009851 · doc4.xml · nonDerivative · entry 5

Satterthwaite Tony · CIK 0001438353 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 2,252.9938

F1 · kind: The reporting person made an intra-plan transfer of $195,621.93 out of the Cummins Stock Fund under the Company's 401(k) plan, with the number of shares equal to such amount divided by $228.97, which was the closing price on the date of the transaction. Because the Stock Fund is a unitized account, the actual number of shares and share price is not known.

F1 · shares: The reporting person made an intra-plan transfer of $195,621.93 out of the Cummins Stock Fund under the Company's 401(k) plan, with the number of shares equal to such amount divided by $228.97, which was the closing price on the date of the transaction. Because the Stock Fund is a unitized account, the actual number of shares and share price is not known.

F1 · price: The reporting person made an intra-plan transfer of $195,621.93 out of the Cummins Stock Fund under the Company's 401(k) plan, with the number of shares equal to such amount divided by $228.97, which was the closing price on the date of the transaction. Because the Stock Fund is a unitized account, the actual number of shares and share price is not known.

F2 · balance_after: Includes 95.28 shares acquired under the 401(k) plan since the reporting person's last Form 4.

F3 · ownership.nature: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Read SEC document
August 17, 2022 Filed Aug 30, 2022 20:46 UTC
Satterthwaite TonyVice Chairman
GiftCommon 1,798 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-009851 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,626

Read SEC document
August 11, 2022 Filed Aug 12, 2022 15:40 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 3,115 $0.00 Strike: $149.72 $0.00
Disclosure

SEC source: 0001225208-22-009466 · doc4.xml · derivative · entry 3

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,929

Underlying: Common · 3,115 shares

Expires 2027-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 15:40 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 3,115 $225.11 $701,217.03
Disclosure

SEC source: 0001225208-22-009466 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,348

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $225.00 - $225.53. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 15:40 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 3,115 $149.72 $466,377.80
Disclosure

SEC source: 0001225208-22-009466 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 19:50 UTC
Padmanabhan SrikanthPresident - Engine Busines
Exercise / conversionStock Option (Right-to-Buy) · Derivative 530 $0.00 Strike: $154.20 $0.00
Disclosure

SEC source: 0001225208-22-009429 · doc4.xml · derivative · entry 9

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 530 shares

Expires 2024-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 19:50 UTC
Padmanabhan SrikanthPresident - Engine Busines
Exercise / conversionStock Option (Right-to-Buy) · Derivative 3,350 $0.00 Strike: $136.82 $0.00
Disclosure

SEC source: 0001225208-22-009429 · doc4.xml · derivative · entry 8

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,350 shares

Expires 2025-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 19:50 UTC
Padmanabhan SrikanthPresident - Engine Busines
Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,140 $0.00 Strike: $149.34 $0.00
Disclosure

SEC source: 0001225208-22-009429 · doc4.xml · derivative · entry 7

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,140 shares

Expires 2024-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 19:50 UTC
Padmanabhan SrikanthPresident - Engine Busines
SaleCommon 5,920 $222.00 $1,314,248.88
Disclosure

SEC source: 0001225208-22-009429 · doc4.xml · nonDerivative · entry 5

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,020

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $221.50 - $222.36. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

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August 10, 2022 Filed Aug 11, 2022 19:50 UTC
Padmanabhan SrikanthPresident - Engine Busines
SaleCommon 100 $222.57 $22,257.00
Disclosure

SEC source: 0001225208-22-009429 · doc4.xml · nonDerivative · entry 4

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,940

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August 10, 2022 Filed Aug 11, 2022 19:50 UTC
Padmanabhan SrikanthPresident - Engine Busines
Exercise / conversionCommon 530 $154.20 $81,726.00
Disclosure

SEC source: 0001225208-22-009429 · doc4.xml · nonDerivative · entry 3

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 10, 2022 Filed Aug 11, 2022 19:50 UTC
Padmanabhan SrikanthPresident - Engine Busines
Exercise / conversionCommon 2,140 $149.34 $319,587.60
Disclosure

SEC source: 0001225208-22-009429 · doc4.xml · nonDerivative · entry 2

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 10, 2022 Filed Aug 11, 2022 19:50 UTC
Padmanabhan SrikanthPresident - Engine Busines
Exercise / conversionCommon 3,350 $136.82 $458,347.00
Disclosure

SEC source: 0001225208-22-009429 · doc4.xml · nonDerivative · entry 1

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 05, 2022 Filed Aug 9, 2022 16:47 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 3,466 $0.00 Strike: $149.72 $0.00
Disclosure

SEC source: 0001225208-22-009381 · doc4.xml · derivative · entry 3

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,044

Underlying: Common · 3,466 shares

Expires 2027-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 05, 2022 Filed Aug 9, 2022 16:47 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 3,466 $220.14 $763,019.80
Disclosure

SEC source: 0001225208-22-009381 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,348

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August 05, 2022 Filed Aug 9, 2022 16:47 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 3,466 $149.72 $518,929.52
Disclosure

SEC source: 0001225208-22-009381 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 11, 2022 Filed Jul 12, 2022 13:20 UTC GrantCommon 817 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-008770 · doc4.xml · nonDerivative · entry 1

Belske Gary L · CIK 0001937150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817

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May 25, 2022 Filed May 25, 2022 18:22 UTC SaleCommon 1,560 $199.62 $311,407.20
Disclosure

SEC source: 0001225208-22-007375 · doc4.xml · nonDerivative · entry 1

ChangDiaz Franklin R · CIK 0001478314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,842

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May 25, 2022 Filed May 26, 2022 14:59 UTC
Nusterer NorbertVP & President - Power Systems
Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,200 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001225208-22-007384 · doc4.xml · derivative · entry 4

Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,105

Underlying: Common · 2,200 shares

Expires 2026-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 25, 2022 Filed May 26, 2022 14:59 UTC
Nusterer NorbertVP & President - Power Systems
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,100 $0.00 Strike: $111.84 $0.00
Disclosure

SEC source: 0001225208-22-007384 · doc4.xml · derivative · entry 3

Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,100 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.