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CMI

CUMMINS INC

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Tapewire entity
2961
SEC CIK
0000026172
Parsed reports
654

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202500
Jan 202600
Feb 2026019
Mar 202606
Apr 202600
May 2026021
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2023 Filed Feb 22, 2023 00:03 UTC SaleCommon 1,100 $252.37 $277,607.00
Disclosure

SEC source: 0001225208-23-002455 · doc4.xml · nonDerivative · entry 3

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Read SEC document
February 15, 2023 Filed Feb 22, 2023 00:03 UTC SaleCommon 477 $252.41 $120,399.57
Disclosure

SEC source: 0001225208-23-002455 · doc4.xml · nonDerivative · entry 2

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,100

Read SEC document
February 15, 2023 Filed Feb 22, 2023 00:03 UTC SaleCommon 400 $252.37 $100,948.00
Disclosure

SEC source: 0001225208-23-002455 · doc4.xml · nonDerivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,577

Read SEC document
December 08, 2022 Filed Dec 9, 2022 16:19 UTC
Satterthwaite TonySenior Vice President
GrantCommon 4,409 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012468 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,685

F1 · shares: Earned performance-based restricted stock units that vest 3/1/2023.

Read SEC document
November 22, 2022 Filed Nov 28, 2022 17:36 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & Executive Chairman
GiftCommon 20,051 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-011927 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,287

Read SEC document
November 22, 2022 Filed Nov 28, 2022 17:36 UTC
Barner Sharon RVP - Chief Administrative Off.
GiftCommon 204 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-011926 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,144

Read SEC document
November 16, 2022 Filed Nov 16, 2022 21:24 UTC SaleCommon 3,200 $249.34 $797,887.04
Disclosure

SEC source: 0001225208-22-011727 · doc4.xml · nonDerivative · entry 1

ChangDiaz Franklin R · CIK 0001478314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,642

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $249.19 - $249.3807. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 16, 2022 Filed Nov 16, 2022 18:14 UTC SaleCommon 950 $250.30 $237,786.05
Disclosure

SEC source: 0001225208-22-011717 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,431

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250.26 - $250.49. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 18:39 UTC
Satterthwaite TonySenior Vice President
Exercise / conversionStock Option (Right-to-Buy) · Derivative 7,610 $0.00 Strike: $149.34 $0.00
Disclosure

SEC source: 0001225208-22-011669 · doc4.xml · derivative · entry 12

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 7,610 shares

Expires 2024-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 18:39 UTC
Satterthwaite TonySenior Vice President
SaleCommon 7,610 $250.06 $1,902,934.53
Disclosure

SEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 8

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,276

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250 - $250.66. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 18:39 UTC
Satterthwaite TonySenior Vice President
Exercise / conversionCommon 7,610 $149.34 $1,136,477.40
Disclosure

SEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 7

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 14:22 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & Executive Chairman
Exercise / conversionStock Option (Right-to-Buy) · Derivative 54,809 $0.00 Strike: $111.84 $0.00
Disclosure

SEC source: 0001225208-22-011710 · doc4.xml · derivative · entry 7

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 54,809 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 14:22 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & Executive Chairman
SaleCommon 54,809 $250.21 $13,713,502.29
Disclosure

SEC source: 0001225208-22-011710 · doc4.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,338

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250 - $250.91. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 14:22 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & Executive Chairman
Exercise / conversionCommon 54,809 $111.84 $6,129,838.56
Disclosure

SEC source: 0001225208-22-011710 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 14:22 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,442 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-22-011709 · doc4.xml · derivative · entry 3

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,978

Underlying: Common · 2,442 shares

Expires 2029-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 14:22 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 2,442 $251.76 $614,808.18
Disclosure

SEC source: 0001225208-22-011709 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,348

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $251.6650 - $251.85. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 14:22 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 2,442 $163.43 $399,096.06
Disclosure

SEC source: 0001225208-22-011709 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:39 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & Executive Chairman
Exercise / conversionStock Option (Right-to-Buy) · Derivative 5,291 $0.00 Strike: $111.84 $0.00
Disclosure

SEC source: 0001225208-22-011670 · doc4.xml · derivative · entry 11

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,809

Underlying: Common · 5,291 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:39 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & Executive Chairman
SaleCommon 5,291 $250.03 $1,322,912.96
Disclosure

SEC source: 0001225208-22-011670 · doc4.xml · nonDerivative · entry 3

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,338

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250 - $250.16. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:39 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & Executive Chairman
Exercise / conversionCommon 5,291 $111.84 $591,745.44
Disclosure

SEC source: 0001225208-22-011670 · doc4.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:39 UTC
Satterthwaite TonySenior Vice President
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,300 $0.00 Strike: $149.34 $0.00
Disclosure

SEC source: 0001225208-22-011669 · doc4.xml · derivative · entry 11

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,610

Underlying: Common · 1,300 shares

Expires 2024-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:39 UTC
Satterthwaite TonySenior Vice President
Exercise / conversionStock Option (Right-to-Buy) · Derivative 6,404 $0.00 Strike: $111.84 $0.00
Disclosure

SEC source: 0001225208-22-011669 · doc4.xml · derivative · entry 10

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 6,404 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:39 UTC
Satterthwaite TonySenior Vice President
SaleCommon 3,787 $247.31 $936,549.72
Disclosure

SEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 6

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,276

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $247.08 - $247.63. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:39 UTC
Satterthwaite TonySenior Vice President
SaleCommon 1,617 $246.45 $398,508.52
Disclosure

SEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 5

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,063

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $246.02 - $246.98. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:39 UTC
Satterthwaite TonySenior Vice President
SaleCommon 1,300 $250.05 $325,068.51
Disclosure

SEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 4

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,680

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250 - $250.15. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:39 UTC
Satterthwaite TonySenior Vice President
SaleCommon 1,000 $245.10 $245,104.00
Disclosure

SEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 3

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,980

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $245 - $245.18. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:39 UTC
Satterthwaite TonySenior Vice President
Exercise / conversionCommon 1,300 $149.34 $194,142.00
Disclosure

SEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 2

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:39 UTC
Satterthwaite TonySenior Vice President
Exercise / conversionCommon 6,404 $111.84 $716,223.36
Disclosure

SEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,850 $0.00 Strike: $166.18 $0.00
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · derivative · entry 18

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,850 shares

Expires 2029-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
Exercise / conversionStock Option (Right-to-Buy) · Derivative 13,570 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · derivative · entry 17

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 13,570 shares

Expires 2029-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
Exercise / conversionStock Option (Right-to-Buy) · Derivative 9,560 $0.00 Strike: $160.10 $0.00
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · derivative · entry 16

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 9,560 shares

Expires 2028-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
Exercise / conversionStock Option (Right-to-Buy) · Derivative 13,760 $0.00 Strike: $149.72 $0.00
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · derivative · entry 15

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 13,760 shares

Expires 2027-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
Exercise / conversionStock Option (Right-to-Buy) · Derivative 6,700 $0.00 Strike: $136.82 $0.00
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · derivative · entry 14

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 6,700 shares

Expires 2025-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,420 $0.00 Strike: $149.34 $0.00
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · derivative · entry 13

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,420 shares

Expires 2024-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
SaleCommon 22,717 $241.97 $5,496,796.14
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 11

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,436

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $241.5231 - $242.52. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
SaleCommon 13,272 $241.24 $3,201,794.35
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 10

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,153

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $240.52 - $241.51. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
SaleCommon 9,071 $242.87 $2,203,053.81
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 9

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,425

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $242.53 - $243.22. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
SaleCommon 1,200 $239.94 $287,930.64
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 8

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,496

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $239.41 - $240.3987 The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
SaleCommon 600 $238.91 $143,348.28
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 7

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,696

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $238.3900 - $239.30. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
Exercise / conversionCommon 1,420 $149.34 $212,062.80
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 6

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
Exercise / conversionCommon 1,850 $166.18 $307,433.00
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 5

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
Exercise / conversionCommon 6,700 $136.82 $916,694.00
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 4

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
Exercise / conversionCommon 9,560 $160.10 $1,530,556.00
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 3

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
Exercise / conversionCommon 13,570 $163.43 $2,217,745.10
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 2

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Embree Tracy APresident - Distribution
Exercise / conversionCommon 13,760 $149.72 $2,060,147.20
Disclosure

SEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 1

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Narang MaheshVP & President - Components
Exercise / conversionStock Option (Right-to-Buy) · Derivative 350 $0.00 Strike: $149.34 $0.00
Disclosure

SEC source: 0001225208-22-011645 · doc4.xml · derivative · entry 4

Narang Mahesh · CIK 0001848873 · VP & President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 350 shares

Expires 2024-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Narang MaheshVP & President - Components
SaleCommon 278 $241.96 $67,266.13
Disclosure

SEC source: 0001225208-22-011645 · doc4.xml · nonDerivative · entry 2

Narang Mahesh · CIK 0001848873 · VP & President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887.905

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $241.9614 - $241.97. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

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November 10, 2022 Filed Nov 14, 2022 20:55 UTC
Narang MaheshVP & President - Components
Exercise / conversionCommon 350 $149.34 $52,269.00
Disclosure

SEC source: 0001225208-22-011645 · doc4.xml · nonDerivative · entry 1

Narang Mahesh · CIK 0001848873 · VP & President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,165.905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2022 Filed Nov 10, 2022 19:48 UTC
Smith Mark AndrewVP - Chief Financial Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 770 $0.00 Strike: $111.84 $0.00
Disclosure

SEC source: 0001225208-22-011567 · doc4.xml · derivative · entry 3

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 770 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2022 Filed Nov 10, 2022 19:48 UTC
Smith Mark AndrewVP - Chief Financial Officer
SaleCommon 543 $237.88 $129,166.83
Disclosure

SEC source: 0001225208-22-011567 · doc4.xml · nonDerivative · entry 2

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,222

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.