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CUMMINS INC

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Tapewire entity
2961
SEC CIK
0000026172
Parsed reports
654

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202500
Jan 202600
Feb 2026019
Mar 202606
Apr 202600
May 2026021
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2024 Filed Feb 16, 2024 20:50 UTC
Smith Mark AndrewVP - Chief Financial Officer
Exercise / conversionCommon 1,790 $136.82 $244,907.80
Disclosure

SEC source: 0001225208-24-002289 · doc4.xml · nonDerivative · entry 2

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 20:50 UTC
Smith Mark AndrewVP - Chief Financial Officer
Exercise / conversionCommon 4,360 $109.09 $475,632.40
Disclosure

SEC source: 0001225208-24-002289 · doc4.xml · nonDerivative · entry 1

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 19:52 UTC
RUMSEY JENNIFERDirector · President & CEO
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,070 $0.00 Strike: $149.34 $0.00
Disclosure

SEC source: 0001225208-24-002280 · doc4.xml · derivative · entry 5

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,070 shares

Expires 2024-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 19:52 UTC
RUMSEY JENNIFERDirector · President & CEO
SaleCommon 739 $266.91 $197,250.04
Disclosure

SEC source: 0001225208-24-002280 · doc4.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,698

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $266.4750 - $266.95. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 19:52 UTC
RUMSEY JENNIFERDirector · President & CEO
Exercise / conversionCommon 1,070 $149.34 $159,793.80
Disclosure

SEC source: 0001225208-24-002280 · doc4.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 15, 2024 21:27 UTC
Wood Jonathan DavidVice President & CTO
Exercise / conversionStock Option (Right-to-Buy) · Derivative 2,665 $0.00 Strike: $142.12 $0.00
Disclosure

SEC source: 0001225208-24-002149 · doc4.xml · derivative · entry 3

Wood Jonathan David · CIK 0001967347 · Vice President & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,665 shares

Expires 2030-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 15, 2024 21:27 UTC
Wood Jonathan DavidVice President & CTO
SaleCommon 2,012 $264.91 $533,002.54
Disclosure

SEC source: 0001225208-24-002149 · doc4.xml · nonDerivative · entry 2

Wood Jonathan David · CIK 0001967347 · Vice President & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,956

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $264.80 - $265.00. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 15, 2024 Filed Feb 15, 2024 21:27 UTC
Wood Jonathan DavidVice President & CTO
Exercise / conversionCommon 2,665 $142.12 $378,749.80
Disclosure

SEC source: 0001225208-24-002149 · doc4.xml · nonDerivative · entry 1

Wood Jonathan David · CIK 0001967347 · Vice President & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 15, 2024 20:07 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 7,500 $0.00 Strike: $142.12 $0.00
Disclosure

SEC source: 0001225208-24-002127 · doc4.xml · derivative · entry 8

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,990

Underlying: Common · 7,500 shares

Expires 2030-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 15, 2024 20:07 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 3,500 $0.00 Strike: $142.12 $0.00
Disclosure

SEC source: 0001225208-24-002127 · doc4.xml · derivative · entry 7

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,490

Underlying: Common · 3,500 shares

Expires 2030-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 15, 2024 20:07 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 3,500 $263.24 $921,336.85
Disclosure

SEC source: 0001225208-24-002127 · doc4.xml · nonDerivative · entry 6

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,874

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $263.00 - $263.55. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 15, 2024 Filed Feb 15, 2024 20:07 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 3,098 $260.75 $807,810.94
Disclosure

SEC source: 0001225208-24-002127 · doc4.xml · nonDerivative · entry 5

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,374

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $260.33 - $261.20. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 15, 2024 Filed Feb 15, 2024 20:07 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 2,302 $261.88 $602,853.52
Disclosure

SEC source: 0001225208-24-002127 · doc4.xml · nonDerivative · entry 4

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,472

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $261.35 - $262.30. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 15, 2024 Filed Feb 15, 2024 20:07 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 2,100 $262.74 $551,747.70
Disclosure

SEC source: 0001225208-24-002127 · doc4.xml · nonDerivative · entry 3

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,774

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $262.42 - $263.12. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 15, 2024 Filed Feb 15, 2024 20:07 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 3,500 $142.12 $497,420.00
Disclosure

SEC source: 0001225208-24-002127 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 15, 2024 20:07 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 7,500 $142.12 $1,065,900.00
Disclosure

SEC source: 0001225208-24-002127 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 29, 2024 16:29 UTC Amendment
Barner Sharon RVP - Chief Administrative Off.
GiftCommon 975 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003250 · doc4a.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,899

F1 · shares: The amendment is filed to report the gift of 975 shares on February 15, 2024 which were not previously reported.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 19:02 UTC
Stone John HDirector
GrantCommon 242 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-002006 · doc4.xml · nonDerivative · entry 1

Stone John H · CIK 0001817149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242

Read SEC document
December 01, 2023 Filed Dec 4, 2023 21:01 UTC
Satterthwaite TonySenior Vice President
GrantCommon 4,408 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010651 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,741

F1 · shares: Earned performance-based restricted stock units that vest 3/1/2024

Read SEC document
November 22, 2023 Filed Nov 28, 2023 01:02 UTC
RUMSEY JENNIFERDirector · President & CEO
SaleCommon 2.1607 $164.60 $355.65
Disclosure

SEC source: 0001225208-23-010456 · doc4.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 1,439.7975

F1 · shares: Sale was made as a realignment of investments in 401(k) Plan.

F2 · balance_after: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Read SEC document
October 09, 2023 Filed Oct 10, 2023 14:26 UTC GrantCommon 441 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009431 · doc4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441

Read SEC document
October 09, 2023 Filed Oct 18, 2023 22:06 UTC Amendment GrantCommon 504 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009587 · doc4a.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 504

F1 · shares: The reporting person filed a Form 4 on October 10, 2023 which mistakenly showed an award of 441 shares was granted on October 9, 2023, when the award was actually for 504 shares, as reported in this amendment.

Read SEC document
August 01, 2023 Filed Aug 15, 2023 19:10 UTC
Embree Tracy APresident - Distribution
Tax withholdingCommon 293 $264.99 $77,642.07
Disclosure

SEC source: 0001225208-23-008237 · doc4.xml · nonDerivative · entry 1

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,942

F1 · kind: Shares withheld to satisfy tax liabilities relating to the 8/1/2023 vesting of shares issued pursuant to a special retention award dated 8/1/2021.

Read SEC document
May 09, 2023 Filed May 11, 2023 00:59 UTC GrantCommon 757 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005739 · doc4.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,289.4111

F1 · balance_after: Includes 3 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 09, 2023 Filed May 11, 2023 00:59 UTC GrantCommon 757 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005738 · doc4.xml · nonDerivative · entry 1

Nelson Kimberly A · CIK 0001526285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,029.2479

F1 · balance_after: Includes 53.0819 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 09, 2023 Filed May 11, 2023 00:58 UTC GrantCommon 757 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005737 · doc4.xml · nonDerivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,634.8422

F1 · balance_after: Includes 136.2987 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 09, 2023 Filed May 11, 2023 00:58 UTC GrantCommon 757 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005736 · doc4.xml · nonDerivative · entry 1

MILLER WILLIAM I · CIK 0001160688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,078.3121

F1 · balance_after: Includes 829.9218 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 09, 2023 Filed May 11, 2023 00:57 UTC GrantCommon 757 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005735 · doc4.xml · nonDerivative · entry 1

LYNCH THOMAS J · CIK 0001208323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,421

Read SEC document
May 09, 2023 Filed May 11, 2023 00:57 UTC GrantCommon 757 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005734 · doc4.xml · nonDerivative · entry 1

Harris Carla A · CIK 0001707351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,214

Read SEC document
May 09, 2023 Filed May 11, 2023 00:57 UTC GrantCommon 757 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005733 · doc4.xml · nonDerivative · entry 1

DOBBS STEPHEN B · CIK 0001268254 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,963

Read SEC document
May 09, 2023 Filed May 11, 2023 00:57 UTC GrantCommon 757 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005732 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,188

Read SEC document
May 09, 2023 Filed May 11, 2023 00:56 UTC GrantCommon 757 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005731 · doc4.xml · nonDerivative · entry 1

Bernhard Robert J · CIK 0001450339 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,855.2106

F1 · balance_after: Includes 1210.450 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 09, 2023 Filed May 11, 2023 00:56 UTC GrantCommon 757 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005730 · doc4.xml · nonDerivative · entry 1

Belske Gary L · CIK 0001937150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,590.1729

F1 · balance_after: Includes 16.1729 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
April 03, 2023 Filed Dec 3, 2024 23:14 UTC
Davis Amy RochelleVP & Pres. - Accelera and Com
GrantCommon 2,020 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010489 · doc4.xml · nonDerivative · entry 1

Davis Amy Rochelle · CIK 0001817236 · VP & Pres. - Accelera and Com

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,501.013

F1 · shares: Reflects 2,020 restricted stock units that vest on March 1, 2026.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:16 UTC
Peters Luther EVP - Corporate Controller
Tax withholdingCommon 170 $249.21 $42,365.70
Disclosure

SEC source: 0001225208-23-003404 · doc4.xml · nonDerivative · entry 2

Peters Luther E · CIK 0001912639 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,014.103

F2 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:16 UTC
Peters Luther EVP - Corporate Controller
GrantCommon 513 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003404 · doc4.xml · nonDerivative · entry 1

Peters Luther E · CIK 0001912639 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,184.103

F1 · balance_after: Reflects 92.186 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:43 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & Executive Chairman
Tax withholdingCommon 7,588 $249.21 $1,891,005.48
Disclosure

SEC source: 0001225208-23-003259 · doc4.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,095

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:43 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & Executive Chairman
GrantCommon 18,396 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003259 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,683

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:42 UTC
Padmanabhan SrikanthPresident - Engine Busines
Tax withholdingCommon 907 $249.21 $226,033.47
Disclosure

SEC source: 0001225208-23-003258 · doc4.xml · nonDerivative · entry 3

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,673

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:42 UTC
Padmanabhan SrikanthPresident - Engine Busines
Tax withholdingCommon 509 $249.21 $126,847.89
Disclosure

SEC source: 0001225208-23-003258 · doc4.xml · nonDerivative · entry 2

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,580

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:42 UTC
Padmanabhan SrikanthPresident - Engine Busines
GrantCommon 3,069 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003258 · doc4.xml · nonDerivative · entry 1

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,089

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:42 UTC
Davis Amy RochelleVP & Pres. - New Power
Tax withholdingCommon 651 $249.21 $162,235.71
Disclosure

SEC source: 0001225208-23-003257 · doc4.xml · nonDerivative · entry 5

Davis Amy Rochelle · CIK 0001817236 · VP & Pres. - New Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,977.013

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:42 UTC
Davis Amy RochelleVP & Pres. - New Power
Tax withholdingCommon 132 $249.21 $32,895.72
Disclosure

SEC source: 0001225208-23-003257 · doc4.xml · nonDerivative · entry 4

Davis Amy Rochelle · CIK 0001817236 · VP & Pres. - New Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,628.013

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:42 UTC
Davis Amy RochelleVP & Pres. - New Power
Tax withholdingCommon 46 $249.21 $11,463.66
Disclosure

SEC source: 0001225208-23-003257 · doc4.xml · nonDerivative · entry 3

Davis Amy Rochelle · CIK 0001817236 · VP & Pres. - New Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,760.013

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:42 UTC
Davis Amy RochelleVP & Pres. - New Power
GrantCommon 153 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003257 · doc4.xml · nonDerivative · entry 2

Davis Amy Rochelle · CIK 0001817236 · VP & Pres. - New Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,806.013

Read SEC document
March 01, 2023 Filed Mar 3, 2023 20:42 UTC
Davis Amy RochelleVP & Pres. - New Power
GrantCommon 409 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003257 · doc4.xml · nonDerivative · entry 1

Davis Amy Rochelle · CIK 0001817236 · VP & Pres. - New Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,653.013

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:36 UTC
Aaholm Sherry AVP - Chief Digital Officer
Tax withholdingCommon 345 $249.21 $85,977.45
Disclosure

SEC source: 0001225208-23-003244 · doc4.xml · nonDerivative · entry 2

Aaholm Sherry A · CIK 0001613364 · VP - Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,883

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:36 UTC
Aaholm Sherry AVP - Chief Digital Officer
GrantCommon 1,125 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003244 · doc4.xml · nonDerivative · entry 1

Aaholm Sherry A · CIK 0001613364 · VP - Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,228

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March 01, 2023 Filed Mar 3, 2023 19:35 UTC
Barner Sharon RVP - Chief Administrative Off.
Tax withholdingCommon 1,339 $249.21 $333,692.19
Disclosure

SEC source: 0001225208-23-003243 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,874

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

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March 01, 2023 Filed Mar 3, 2023 19:35 UTC
Barner Sharon RVP - Chief Administrative Off.
GrantCommon 3,069 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003243 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,213

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.