Last 12 months
Inside the activity.
3 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2018 Filed Mar 6, 2018 22:14 UTC |
Herrington John SDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003666 · edgar.xml · nonDerivative · entry 1 Herrington John S · CIK 0001400211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 264,609 F1 · kind: Represents an award of fully vested shares of the Issuer's common stock. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:11 UTC |
Mitchell Warren IDirector
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001179110-18-003664 · edgar.xml · derivative · entry 2 Mitchell Warren I · CIK 0001400256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-03-02 Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:11 UTC |
Mitchell Warren IDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003664 · edgar.xml · nonDerivative · entry 1 Mitchell Warren I · CIK 0001400256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,218 F1 · kind: Represents an award of fully vested shares of the Issuer's common stock. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:10 UTC |
Scully StephenDirector
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001179110-18-003661 · edgar.xml · derivative · entry 2 Scully Stephen · CIK 0001595163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-03-02 Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:10 UTC |
Scully StephenDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003661 · edgar.xml · nonDerivative · entry 1 Scully Stephen · CIK 0001595163 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 179,118 F1 · kind: Represents an award of fully vested shares of the Issuer's common stock. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:09 UTC |
Littlefair Andrew JDirector · CEO and President
|
GrantStock Option (Right to Buy) · Derivative | 213,750 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001179110-18-003657 · edgar.xml · derivative · entry 2 Littlefair Andrew J · CIK 0001400209 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,750 Underlying: Common Stock · 213,750 shares Expires 2028-03-02 F2 · derivative.exercise_date: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:09 UTC |
Littlefair Andrew JDirector · CEO and President
|
GrantCommon Stock | 213,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003657 · edgar.xml · nonDerivative · entry 1 Littlefair Andrew J · CIK 0001400209 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,568,917 F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU. F2 · shares: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:09 UTC |
Pratt Mitchell WCOO and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 95,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001179110-18-003655 · edgar.xml · derivative · entry 2 Pratt Mitchell W · CIK 0001400258 · COO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 95,000 Underlying: Common Stock · 95,000 shares Expires 2028-03-02 F2 · derivative.exercise_date: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:09 UTC |
Pratt Mitchell WCOO and Secretary
|
GrantCommon Stock | 118,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003655 · edgar.xml · nonDerivative · entry 1 Pratt Mitchell W · CIK 0001400258 · COO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 672,400 F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU. F2 · shares: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| November 29, 2017 Filed Dec 5, 2017 12:50 UTC |
MILLER JAMES C IIIDirector
|
PurchaseCommon Stock | 883 | $2.15 | $1,898.36 |
DisclosureSEC source: 0001179110-17-014888 · edgar.xml · nonDerivative · entry 1 MILLER JAMES C III · CIK 0001235572 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 100,001 Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 16:06 UTC |
PICKENS BOONEDirector
|
Sale7.5% Convertible Promissory Note · Derivative | 1 | $12,750,000.00 Strike: $15.80 | $12,750,000.00 |
DisclosureSEC source: 0001179110-17-014308 · edgar.xml · derivative · entry 2 PICKENS BOONE · CIK 0000898680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 949,367 shares Expires not disclosed F1 · kind: On November 16, 2017, the Reporting Person sold to a third party certain 7.5% Convertible Promissory Notes of the Issuer (each, a "Note"). F2 · derivative.exercise_date: The Note is convertible into the Issuer's common stock ("Common Stock") at the option of the holder. F4 · derivative.expiration_date: The entire principal balance of the Note is due and payable on June 14, 2020, and the Issuer is permitted to repay the Note in Common Stock or cash. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 16:06 UTC |
PICKENS BOONEDirector
|
Sale7.5% Convertible Promissory Note · Derivative | 1 | $21,250,000.00 Strike: $15.80 | $21,250,000.00 |
DisclosureSEC source: 0001179110-17-014308 · edgar.xml · derivative · entry 1 PICKENS BOONE · CIK 0000898680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,582,278 shares Expires not disclosed F1 · kind: On November 16, 2017, the Reporting Person sold to a third party certain 7.5% Convertible Promissory Notes of the Issuer (each, a "Note"). F2 · derivative.exercise_date: The Note is convertible into the Issuer's common stock ("Common Stock") at the option of the holder. F3 · derivative.expiration_date: The entire principal balance of the Note is due and payable on July 10, 2019, and the Issuer is permitted to repay the Note in Common Stock or cash. Read SEC document |
| August 11, 2017 Filed Aug 11, 2017 15:05 UTC |
Vreeland Robert M.Chief Financial Officer
|
PurchaseCommon Stock | 11,500 | $2.32 | $26,628.25 |
DisclosureSEC source: 0001179110-17-011370 · edgar.xml · nonDerivative · entry 1 Vreeland Robert M. · CIK 0001434661 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,654 F1 · price: The shares reported in this Form 4 were purchased in separate transactions at prices ranging from $2.3115 to $2.3165, with a weighted average of $2.3155. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote. Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 16:56 UTC |
Corbus BarclaySVP, Strategic Development
|
PurchaseCommon Stock | 10,000 | $2.29 | $22,892.00 |
DisclosureSEC source: 0001179110-17-011183 · edgar.xml · nonDerivative · entry 1 Corbus Barclay · CIK 0001411833 · SVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,370 F1 · price: The shares reported in this Form 4 were purchased in separate transactions at prices ranging from $2.285 to $2.29, with a weighted average purchase price of $2.2892. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote. Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 17:51 UTC |
Littlefair Andrew JDirector · CEO and President
|
PurchaseCommon Stock | 43,000 | $2.29 | $98,491.50 |
DisclosureSEC source: 0001179110-17-011186 · edgar.xml · nonDerivative · entry 1 Littlefair Andrew J · CIK 0001400209 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,355,167 F1 · price: The shares reported in this Form 4 were purchased in separate transactions at prices ranging from $2.285 to $2.30, with a weighted average purchase price of $2.2905. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote. Read SEC document |
| May 31, 2017 Filed May 31, 2017 18:33 UTC |
Corbus BarclaySVP, Strategic Development
|
PurchaseCommon Stock | 10,000 | $2.26 | $22,591.00 |
DisclosureSEC source: 0001179110-17-008241 · edgar.xml · nonDerivative · entry 1 Corbus Barclay · CIK 0001411833 · SVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,370 F1 · price: The shares reported in this Form 4 were purchased in separate transactions at prices ranging from $2.25 to $2.26, with a weighted average purchase price of $2.2591. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote. Read SEC document |
| May 31, 2017 Filed May 31, 2017 16:41 UTC |
Littlefair Andrew JDirector · CEO and President
|
PurchaseCommon Stock | 22,500 | $2.24 | $50,339.25 |
DisclosureSEC source: 0001179110-17-008239 · edgar.xml · nonDerivative · entry 1 Littlefair Andrew J · CIK 0001400209 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312,167 F1 · price: The shares reported in this Form 4 were purchased in separate transactions at prices ranging from $2.22 to $2.28, with a weighted average purchase price of $2.2373. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:07 UTC |
PICKENS BOONEDirector · 10% owner
|
GrantCommon Stock | 41,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008148 · edgar.xml · nonDerivative · entry 1 PICKENS BOONE · CIK 0000898680 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,030,978 F1 · kind: Represents an award of restricted stock units ("RSUs") that vested in full on the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:06 UTC |
OCONNOR JAMES EDirector
|
GrantCommon Stock | 41,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008147 · edgar.xml · nonDerivative · entry 1 OCONNOR JAMES E · CIK 0001074998 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By James E. O'Connor Irrevocable Trust Disclosed balance after: 97,118 F1 · kind: Represents an award of restricted stock units ("RSUs") that vested in full on the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:09 UTC |
Taormina Vincent CDirector
|
GrantCommon Stock | 41,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008151 · edgar.xml · nonDerivative · entry 1 Taormina Vincent C · CIK 0001433542 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 157,018 F1 · kind: Represents an award of restricted stock units ("RSUs") that vested in full on the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:10 UTC |
SOCHA KENNETH MDirector
|
GrantCommon Stock | 41,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008153 · edgar.xml · nonDerivative · entry 1 SOCHA KENNETH M · CIK 0001249695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,728 F1 · kind: Represents an award of restricted stock units ("RSUs") that vested in full on the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:08 UTC |
MILLER JAMES C IIIDirector
|
GrantCommon Stock | 41,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008149 · edgar.xml · nonDerivative · entry 1 MILLER JAMES C III · CIK 0001235572 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 99,118 F1 · kind: Represents an award of restricted stock units ("RSUs") that vested in full on the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 23:10 UTC |
Mitchell Warren IDirector
|
GrantCommon Stock | 41,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008152 · edgar.xml · nonDerivative · entry 1 Mitchell Warren I · CIK 0001400256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,218 F1 · kind: Represents an award of restricted stock units ("RSUs") that vested in full on the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 23:08 UTC |
Herrington John SDirector
|
GrantCommon Stock | 41,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008150 · edgar.xml · nonDerivative · entry 1 Herrington John S · CIK 0001400211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 234,609 F1 · kind: Represents an award of restricted stock units ("RSUs") that vested in full on the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 23:06 UTC |
Scully StephenDirector
|
GrantCommon Stock | 41,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008146 · edgar.xml · nonDerivative · entry 1 Scully Stephen · CIK 0001595163 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 149,118 F1 · kind: Represents an award of restricted stock units ("RSUs") that vested in full on the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs. Read SEC document |
| May 18, 2017 Filed May 19, 2017 22:00 UTC |
Grace Peter J.SVP, Sales and Finance
|
SaleCommon Stock | 10,000 | $2.49 | $24,870.00 |
DisclosureSEC source: 0001179110-17-007640 · edgar.xml · nonDerivative · entry 1 Grace Peter J. · CIK 0001505653 · SVP, Sales and Finance 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · ownership.nature: The Reporting Person acquired beneficial ownership of these shares upon his marriage to the record holder of the shares on November 14, 2015. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 17, 2017 Filed May 17, 2017 17:32 UTC |
Scully StephenDirector
|
PurchaseCommon Stock | 20,000 | $2.49 | $49,800.00 |
DisclosureSEC source: 0001179110-17-007376 · edgar.xml · nonDerivative · entry 1 Scully Stephen · CIK 0001595163 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 107,625 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:27 UTC |
Corbus BarclaySVP, Strategic Development
|
Tax withholdingCommon Stock | 105,540 | $2.55 | $269,127.00 |
DisclosureSEC source: 0001179110-17-005556 · edgar.xml · nonDerivative · entry 2 Corbus Barclay · CIK 0001411833 · SVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,370 F2 · kind: Shares were withheld by the Issuer to pay the tax withholding obligations that arose upon the grant of the stock award reported in this statement. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:27 UTC |
Corbus BarclaySVP, Strategic Development
|
GrantCommon Stock | 268,646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-005556 · edgar.xml · nonDerivative · entry 1 Corbus Barclay · CIK 0001411833 · SVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,910 F1 · kind: Represents an award of 268,646 fully vested shares of the Issuer's common stock. Such stock award was granted in exchange for the reporting person's surrender and cancellation of certain option awards to purchase the equity of an indirect subsidiary of the Issuer in connection with the sale of certain assets of such indirect subsidiary. F1 · price: Represents an award of 268,646 fully vested shares of the Issuer's common stock. Such stock award was granted in exchange for the reporting person's surrender and cancellation of certain option awards to purchase the equity of an indirect subsidiary of the Issuer in connection with the sale of certain assets of such indirect subsidiary. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:28 UTC |
Littlefair Andrew JDirector · CEO and President
|
Tax withholdingCommon Stock | 238,493 | $2.55 | $608,157.15 |
DisclosureSEC source: 0001179110-17-005558 · edgar.xml · nonDerivative · entry 2 Littlefair Andrew J · CIK 0001400209 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,289,667 F2 · kind: Shares were withheld by the Issuer to pay the tax withholding obligations that arose upon the grant of the stock award reported in this statement. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:28 UTC |
Littlefair Andrew JDirector · CEO and President
|
GrantCommon Stock | 460,536 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-005558 · edgar.xml · nonDerivative · entry 1 Littlefair Andrew J · CIK 0001400209 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,528,160 F1 · kind: Represents an award of 460,536 fully vested shares of the Issuer's common stock. Such stock award was granted in exchange for the reporting person's surrender and cancellation of certain option awards to purchase the equity of an indirect subsidiary of the Issuer in connection with the sale of certain assets of such indirect subsidiary. F1 · price: Represents an award of 460,536 fully vested shares of the Issuer's common stock. Such stock award was granted in exchange for the reporting person's surrender and cancellation of certain option awards to purchase the equity of an indirect subsidiary of the Issuer in connection with the sale of certain assets of such indirect subsidiary. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:27 UTC |
Pratt Mitchell WCOO and Secretary
|
Tax withholdingCommon Stock | 148,250 | $2.55 | $378,037.50 |
DisclosureSEC source: 0001179110-17-005557 · edgar.xml · nonDerivative · entry 2 Pratt Mitchell W · CIK 0001400258 · COO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 553,650 F2 · kind: Shares were withheld by the Issuer to pay the tax withholding obligations that arose upon the grant of the stock award reported in this statement. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:27 UTC |
Pratt Mitchell WCOO and Secretary
|
GrantCommon Stock | 345,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-005557 · edgar.xml · nonDerivative · entry 1 Pratt Mitchell W · CIK 0001400258 · COO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 701,900 F1 · kind: Represents an award of 345,402 fully vested shares of the Issuer's common stock. Such stock award was granted in exchange for the reporting person's surrender and cancellation of certain option awards to purchase the equity of an indirect subsidiary of the Issuer in connection with the sale of certain assets of such indirect subsidiary. F1 · price: Represents an award of 345,402 fully vested shares of the Issuer's common stock. Such stock award was granted in exchange for the reporting person's surrender and cancellation of certain option awards to purchase the equity of an indirect subsidiary of the Issuer in connection with the sale of certain assets of such indirect subsidiary. Read SEC document |
| March 09, 2017 Filed Mar 9, 2017 18:18 UTC |
Littlefair Andrew JDirector · CEO and President
|
PurchaseCommon Stock | 40,000 | $2.49 | $99,572.00 |
DisclosureSEC source: 0001179110-17-004300 · edgar.xml · nonDerivative · entry 1 Littlefair Andrew J · CIK 0001400209 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067,624 F1 · price: The shares reported in this Form 4 were purchased in separate transactions at prices ranging from $2.46 to $2.51, with a weighted average purchase price of $2.4893. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 00:59 UTC |
Grace Peter J.SVP, Sales and Finance
|
SaleCommon Stock | 7,500 | $2.51 | $18,787.50 |
DisclosureSEC source: 0001179110-17-003431 · edgar.xml · nonDerivative · entry 1 Grace Peter J. · CIK 0001505653 · SVP, Sales and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,885 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person on February 27, 2015. Read SEC document |
| February 06, 2017 Filed Feb 6, 2017 18:08 UTC |
PICKENS BOONEDirector · 10% owner
|
Sale7.5% Convertible Promissory Note · Derivative | 1 | $21,750,000.00 Strike: $15.80 | $21,750,000.00 |
DisclosureSEC source: 0001179110-17-001793 · edgar.xml · derivative · entry 1 PICKENS BOONE · CIK 0000898680 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,582,278 shares Expires not disclosed F1 · kind: On February 6, 2017, the Reporting Person and the Issuer signed a note repurchase agreement pursuant to which the Reporting Person will sell the note to the Issuer for a cash purchase price of $21.75 million. The sale of the note will close on February 9, 2017. F2 · derivative.exercise_date: The Note was convertible into the Issuer's common stock ("Common Stock") at the Reporting Person's option. F3 · derivative.expiration_date: The entire principal balance of the note was due and payable on July 11, 2018, and the Issuer was permitted to repay the note in Common Stock or cash. Read SEC document |
| January 13, 2017 Filed Jan 13, 2017 19:32 UTC |
Vreeland Robert M.Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 109,091 | $0.00 Strike: $2.83 | $0.00 |
DisclosureSEC source: 0001179110-17-000958 · edgar.xml · derivative · entry 2 Vreeland Robert M. · CIK 0001434661 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,091 Underlying: Common Stock · 109,091 shares Expires 2027-01-13 F2 · derivative.exercise_date: 34% of the total shares subject to the stock option vest upon the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the stock option is fully vested. Read SEC document |
| January 13, 2017 Filed Jan 13, 2017 19:32 UTC |
Vreeland Robert M.Chief Financial Officer
|
GrantCommon Stock | 94,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000958 · edgar.xml · nonDerivative · entry 1 Vreeland Robert M. · CIK 0001434661 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,154 F1 · kind: Represents an award of restricted stock units ("RSUs") that vest as follows: 34% of the total shares subject to the RSUs vest upon the first anniversary of the date of grant and 33% vest on each anniversary thereafter until the RSUs are fully vested. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs. Read SEC document |
| January 13, 2017 Filed Jan 14, 2017 00:31 UTC |
Grace Peter J.SVP, Sales and Finance
|
GrantStock Option (Right to Buy) · Derivative | 75,936 | $0.00 Strike: $2.83 | $0.00 |
DisclosureSEC source: 0001179110-17-000955 · edgar.xml · derivative · entry 3 Grace Peter J. · CIK 0001505653 · SVP, Sales and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,936 Underlying: Common Stock · 75,936 shares Expires 2027-01-13 F3 · derivative.exercise_date: 34% of the total shares subject to the stock option vest upon the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the stock option is fully vested. Read SEC document |
| January 13, 2017 Filed Jan 14, 2017 00:31 UTC |
Grace Peter J.SVP, Sales and Finance
|
GrantCommon Stock | 55,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000955 · edgar.xml · nonDerivative · entry 1 Grace Peter J. · CIK 0001505653 · SVP, Sales and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,385 F1 · kind: Represents an award of restricted stock units ("RSUs") that vest as follows: 34% of the total shares subject to the RSUs vest upon the first anniversary of the date of grant and 33% vest on each anniversary thereafter until the RSUs are fully vested. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs. Read SEC document |
| January 13, 2017 Filed Jan 14, 2017 00:31 UTC |
Corbus BarclaySVP, Strategic Development
|
GrantStock Option (Right to Buy) · Derivative | 75,936 | $0.00 Strike: $2.83 | $0.00 |
DisclosureSEC source: 0001179110-17-000954 · edgar.xml · derivative · entry 2 Corbus Barclay · CIK 0001411833 · SVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,936 Underlying: Common stock · 75,936 shares Expires 2027-01-13 F2 · derivative.exercise_date: 34% of the total shares subject to the stock option vest upon the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the stock option is fully vested. Read SEC document |
| January 13, 2017 Filed Jan 14, 2017 00:31 UTC |
Corbus BarclaySVP, Strategic Development
|
GrantCommon Stock | 55,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000954 · edgar.xml · nonDerivative · entry 1 Corbus Barclay · CIK 0001411833 · SVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,264 F1 · kind: Represents an award of restricted stock units ("RSUs") that vest as follows: 34% of the total shares subject to the RSUs vest upon the first anniversary of the date of grant and 33% vest on each anniversary thereafter until the RSUs are fully vested. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs. Read SEC document |
| January 13, 2017 Filed Jan 14, 2017 00:32 UTC |
Pratt Mitchell WCOO and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 90,909 | $0.00 Strike: $2.83 | $0.00 |
DisclosureSEC source: 0001179110-17-000957 · edgar.xml · derivative · entry 2 Pratt Mitchell W · CIK 0001400258 · COO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 90,909 Underlying: Common Stock · 90,909 shares Expires 2027-01-13 F2 · derivative.exercise_date: 34% of the total shares subject to the stock option vest upon the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the stock option is fully vested. Read SEC document |
| January 13, 2017 Filed Jan 14, 2017 00:32 UTC |
Pratt Mitchell WCOO and Secretary
|
GrantCommon Stock | 78,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000957 · edgar.xml · nonDerivative · entry 1 Pratt Mitchell W · CIK 0001400258 · COO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 356,498 F1 · kind: Represents an award of restricted stock units ("RSUs") that vest as follows: 34% of the total shares subject to the RSUs vest upon the first anniversary of the date of grant and 33% vest on each anniversary thereafter until the RSUs are fully vested. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs. Read SEC document |
| January 13, 2017 Filed Jan 14, 2017 00:31 UTC |
Littlefair Andrew JDirector · CEO and President
|
GrantStock Option (Right to Buy) · Derivative | 260,000 | $0.00 Strike: $2.83 | $0.00 |
DisclosureSEC source: 0001179110-17-000956 · edgar.xml · derivative · entry 2 Littlefair Andrew J · CIK 0001400209 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,000 Underlying: Common Stock · 260,000 shares Expires 2027-01-13 F2 · derivative.exercise_date: 34% of the total shares subject to the stock option vest upon the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the stock option is fully vested. Read SEC document |
| January 13, 2017 Filed Jan 14, 2017 00:31 UTC |
Littlefair Andrew JDirector · CEO and President
|
GrantCommon Stock | 225,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000956 · edgar.xml · nonDerivative · entry 1 Littlefair Andrew J · CIK 0001400209 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027,624 F1 · kind: Represents an award of restricted stock units ("RSUs") that vest as follows: 34% of the total shares subject to the RSUs vest upon the first anniversary of the date of grant and 33% vest on each anniversary thereafter until the RSUs are fully vested. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 21:30 UTC |
Pratt Mitchell WCOO and Secretary
|
SaleCommon Stock | 4,572 | $3.12 | $14,263.73 |
DisclosureSEC source: 0001179110-17-000650 · edgar.xml · nonDerivative · entry 1 Pratt Mitchell W · CIK 0001400258 · COO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 278,036 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person on January 5, 2016. F2 · price: The shares were sold in multiple transactions at prices ranging from $3.095 to $3.12, inclusive, with a weighted average sale price of $3.1198. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 21:29 UTC |
Grace Peter J.SVP, Sales and Finance
|
SaleCommon Stock | 7,500 | $3.12 | $23,400.00 |
DisclosureSEC source: 0001179110-17-000649 · edgar.xml · nonDerivative · entry 1 Grace Peter J. · CIK 0001505653 · SVP, Sales and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person on January 5, 2016. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:32 UTC |
Herrington John SDirector
|
SaleCommon Stock | 18,500 | $3.30 | $61,050.00 |
DisclosureSEC source: 0001179110-16-033144 · edgar.xml · nonDerivative · entry 1 Herrington John S · CIK 0001400211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 193,116 Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 18:00 UTC |
PICKENS BOONEDirector · 10% owner
|
SaleCommon Stock | 655,515 | $3.35 | $2,193,222.09 |
DisclosureSEC source: 0001179110-16-032896 · edgar.xml · nonDerivative · entry 3 PICKENS BOONE · CIK 0000898680 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,989,485 F3 · price: The shares were sold in multiple separate transactions at prices ranging from $3.23 to $3.49, inclusive, with a weighted average sale price of $3.3458. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.