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person · Reporting owner

OCONNOR JAMES E

Disclosed activity across 2 companies

Tapewire entity
146988
SEC CIK
0001074998

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CASELLA WASTE SYSTEMS INCCWST · Entity 1841DirectorAugust 24, 2020August 26, 2020
Clean Energy Fuels Corp.CLNE · Entity 5760DirectorFebruary 25, 2020February 26, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CASELLA WASTE SYSTEMS INC

Report date August 24, 2020 · Filed August 26, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect17,141 Reported balance After 2020-08-24 transaction · row 1
1 source row

Row 1 · 2020-08-24 · Sale · Disposed 7,390 · Balance 17,141

Clean Energy Fuels Corp.

Report date February 25, 2020 · Filed February 26, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.56 · Expires 2030-02-24Direct42,000 Reported balance After 2020-02-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-02-25 · Grant · Acquired 42,000 · Balance 42,000

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2020 Filed Aug 26, 2020 17:21 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 7,390 $56.35 $416,426.50
Disclosure

SEC source: 0001179110-20-009354 · edgar.xml · nonDerivative · entry 1

OCONNOR JAMES E · CIK 0001074998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,141

Read SEC document
June 02, 2020 Filed Jun 4, 2020 19:58 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 1,921 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-006970 · edgar.xml · nonDerivative · entry 1

OCONNOR JAMES E · CIK 0001074998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,531

F1 · shares: Represents the award of restricted stock units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. The RSUs will vest in full on June 2, 2021.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 16:53 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 42,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001179110-20-002398 · edgar.xml · derivative · entry 1

OCONNOR JAMES E · CIK 0001074998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2030-02-24

Read SEC document
August 06, 2019 Filed Aug 6, 2019 20:05 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 10,000 $44.39 $443,900.00
Disclosure

SEC source: 0001179110-19-009181 · edgar.xml · nonDerivative · entry 1

OCONNOR JAMES E · CIK 0001074998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,610

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $44.30 to $44.48. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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June 04, 2019 Filed Jun 5, 2019 20:44 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 2,547 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007202 · edgar.xml · nonDerivative · entry 1

OCONNOR JAMES E · CIK 0001074998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,610

F1 · shares: Represents the award of restricted stock units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. The RSUs will vest in full on June 4, 2020.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 16:18 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 42,500 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001179110-19-002593 · edgar.xml · derivative · entry 1

OCONNOR JAMES E · CIK 0001074998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires 2029-02-25

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:13 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 2,724 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007914 · edgar.xml · nonDerivative · entry 1

OCONNOR JAMES E · CIK 0001074998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,063

F1 · shares: Represents the award of restricted stock units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. The RSUs will vest in full on June 1, 2019.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:11 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001179110-18-003663 · edgar.xml · derivative · entry 2

OCONNOR JAMES E · CIK 0001074998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-03-02

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:11 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003663 · edgar.xml · nonDerivative · entry 1

OCONNOR JAMES E · CIK 0001074998 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By James E. O'Connor Irrevocable Trust

Disclosed balance after: 127,118

F1 · kind: Represents an award of fully vested shares of the Issuer's common stock.

Read SEC document
June 06, 2017 Filed Jun 7, 2017 20:25 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 4,421 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-008699 · edgar.xml · nonDerivative · entry 1

OCONNOR JAMES E · CIK 0001074998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,339

F1 · shares: Represents the award of restricted stock units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. The RSUs will vest in full on June 6, 2018.

Read SEC document
May 24, 2017 Filed May 26, 2017 19:06 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 41,493 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-008147 · edgar.xml · nonDerivative · entry 1

OCONNOR JAMES E · CIK 0001074998 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By James E. O'Connor Irrevocable Trust

Disclosed balance after: 97,118

F1 · kind: Represents an award of restricted stock units ("RSUs") that vested in full on the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 21:44 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 4,006 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-031850 · edgar.xml · nonDerivative · entry 1

OCONNOR JAMES E · CIK 0001074998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,918

F1 · shares: This restricted stock award will vest in three equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 18:51 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 27,625 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-031731 · edgar.xml · nonDerivative · entry 1

OCONNOR JAMES E · CIK 0001074998 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By James E. O'Connor Irrevocable Trust

Disclosed balance after: 55,625

F1 · kind: Represents an award of restricted stock units ("RSUs") that vest as follows: 100% of the total shares subject to the RSUs vest upon the first anniversary of the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.