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Pratt Mitchell W

Disclosed activity across 1 company

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116317
SEC CIK
0001400258

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Clean Energy Fuels Corp.CLNE · Entity 5760COO AND SECRETARYFebruary 27, 2023February 28, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Clean Energy Fuels Corp.

Report date February 27, 2023 · Filed February 28, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Family Trust850,363 Reported balance After 2023-02-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-02-27 · Sale · Disposed 3,950 · Balance 850,363

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022. Shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person.

F2: Shares were sold in multiple transactions at prices ranging from $5.60 to $5.75, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022. Shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person.

F2: Shares were sold in multiple transactions at prices ranging from $5.60 to $5.75, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2023 Filed Feb 28, 2023 22:45 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 SaleCommon Stock 3,950 $5.70 $22,507.89
Disclosure

SEC source: 0001415889-23-003525 · form4-02282023_100205.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 850,363

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022. Shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person.

F2 · price: Shares were sold in multiple transactions at prices ranging from $5.60 to $5.75, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 22:41 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 112,500 $0.00 Strike: $5.69 $0.00
Disclosure

SEC source: 0001415889-23-002933 · form4-02212023_100257.xml · derivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2033-02-17

F1 · derivative.exercise_date: 34% of the total shares subject to the stock option award vest on the first anniversary of the date of the grant, and 33% vest on each anniversary thereafter until the award is fully vested.

Read SEC document
January 23, 2023 Filed Jan 24, 2023 21:36 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 SaleCommon Stock 8,140 $5.57 $45,307.24
Disclosure

SEC source: 0001415889-23-001376 · form4-01242023_090156.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 854,313

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022. Shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person.

F2 · price: Shares were sold in multiple transactions at prices ranging from $5.465 to $5.64, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 22:41 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012899 · form4-12212022_101218.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 862,453

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
May 09, 2022 Filed May 10, 2022 19:12 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Exercise / conversionStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001179110-22-002937 · edgar.xml · derivative · entry 4

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2028-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option award was fully vested.

Read SEC document
May 09, 2022 Filed May 10, 2022 19:12 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Exercise / conversionStock Option (Right to Buy) · Derivative 29,106 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001179110-22-002937 · edgar.xml · derivative · entry 3

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 29,106 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option award was fully vested.

Read SEC document
May 09, 2022 Filed May 10, 2022 19:12 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Exercise / conversionCommon Stock 35,000 $1.37 $47,950.00
Disclosure

SEC source: 0001179110-22-002937 · edgar.xml · nonDerivative · entry 2

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 862,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2022 Filed May 10, 2022 19:12 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Exercise / conversionCommon Stock 29,106 $2.19 $63,742.14
Disclosure

SEC source: 0001179110-22-002937 · edgar.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 827,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 21:35 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 375,000 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001179110-21-010756 · edgar.xml · derivative · entry 3

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2031-12-07

F3 · derivative.exercise_date: 100% of the total shares subject to the stock option award vest immediately, if at all, if the closing share price of the Issuer's common stock on the Nasdaq Stock Market LLC equals or exceeds $14.00 for 20 consecutive trading days.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 21:35 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001179110-21-010756 · edgar.xml · derivative · entry 2

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2031-12-07

F2 · derivative.exercise_date: 34% of the total shares subject to the stock option award vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 21:35 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001179110-21-010756 · edgar.xml · derivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2031-12-07

F1 · derivative.exercise_date: 25% of the total shares subject to the stock option award vest upon each achievement of a specific volume hurdle related to securing certain levels of gasoline gallon equivalents.

Read SEC document
December 03, 2021 Filed Dec 4, 2021 00:11 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Exercise / conversionStock Option (Right to Buy) · Derivative 29,094 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001179110-21-010614 · edgar.xml · derivative · entry 2

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 29,106

Underlying: Common Stock · 29,094 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 34% of the total shares subject to stock option award, vested on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

Read SEC document
December 03, 2021 Filed Dec 4, 2021 00:11 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Exercise / conversionCommon Stock 29,094 $2.19 $63,715.86
Disclosure

SEC source: 0001179110-21-010614 · edgar.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 798,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 21:13 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001179110-21-008874 · edgar.xml · derivative · entry 6

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 58,200

Underlying: Common Stock · 30,000 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 34% of the total shares subject to stock option award, vested on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 21:13 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Exercise / conversionCommon Stock 30,000 $2.19 $65,700.00
Disclosure

SEC source: 0001179110-21-008874 · edgar.xml · nonDerivative · entry 3

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 769,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 21:13 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Exercise / conversionStock Option (Right to Buy) · Derivative 17,442 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001179110-21-008874 · edgar.xml · derivative · entry 5

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 33,858

Underlying: Common Stock · 17,442 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 34% of the total shares subject to stock option award, vested on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 21:13 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Exercise / conversionStock Option (Right to Buy) · Derivative 12,852 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001179110-21-008874 · edgar.xml · derivative · entry 4

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 12,474

Underlying: Common Stock · 12,852 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The remaining shares subject to the stock option award vest on the third anniversary of the grant date if, as of such date, the applicable Volume Hurdle has been achieved. For this purpose, the "Volume Hurdle" will have been achieved if, as of the applicable vesting date, the volume of gasoline gallon equivalents of natural gas delivered by the Issuer in its most recently completed fiscal year has increased by 10% or more relative to the volume of gasoline gallon equivalents of natural gas delivered by the Issuer in the fiscal year immediately preceding the Issuer's most recently completed fiscal year.

F2 · balance_after: The remaining shares subject to the stock option award vest on the third anniversary of the grant date if, as of such date, the applicable Volume Hurdle has been achieved. For this purpose, the "Volume Hurdle" will have been achieved if, as of the applicable vesting date, the volume of gasoline gallon equivalents of natural gas delivered by the Issuer in its most recently completed fiscal year has increased by 10% or more relative to the volume of gasoline gallon equivalents of natural gas delivered by the Issuer in the fiscal year immediately preceding the Issuer's most recently completed fiscal year.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 21:13 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Exercise / conversionCommon Stock 17,442 $2.56 $44,651.52
Disclosure

SEC source: 0001179110-21-008874 · edgar.xml · nonDerivative · entry 2

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 739,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 21:13 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Exercise / conversionCommon Stock 12,852 $2.19 $28,145.88
Disclosure

SEC source: 0001179110-21-008874 · edgar.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 721,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 00:57 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Exercise / conversionStock Option (Right to Buy) · Derivative 60,000 $1.37 Strike: $1.37 $82,200.00
Disclosure

SEC source: 0001179110-21-004527 · edgar.xml · derivative · entry 2

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 35,000

Underlying: Common Stock · 60,000 shares

Expires 2028-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 00:57 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Exercise / conversionCommon Stock 60,000 $1.37 $82,200.00
Disclosure

SEC source: 0001179110-21-004527 · edgar.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 708,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 01:41 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 SaleCommon Stock 11,756 $12.99 $152,739.83
Disclosure

SEC source: 0001179110-21-002820 · edgar.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 648,809

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2020. Shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person.

F2 · price: Shares were sold in multiple transactions at prices ranging from $12.80 to $13.10, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 22:03 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 102,600 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001179110-21-000799 · edgar.xml · derivative · entry 2

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 102,600

Underlying: Common Stock · 102,600 shares

Expires 2031-01-21

F2 · derivative.exercise_date: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 22:03 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 68,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000799 · edgar.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 660,565

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 21:09 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 SaleCommon Stock 149,027 $9.77 $1,455,278.46
Disclosure

SEC source: 0001179110-21-000731 · edgar.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 592,165

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2020.

F2 · price: Shares were sold in multiple transactions at prices ranging from $9.52 to $9.99, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:14 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 PurchaseCommon Stock 18,743 $1.21 $22,604.06
Disclosure

SEC source: 0001179110-20-003814 · edgar.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,192

F1 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were purchased in separate transactions at prices ranging from $1.19 to $1.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 21:49 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 51,300 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001179110-20-002391 · edgar.xml · derivative · entry 2

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,300

Underlying: Common Stock · 51,300 shares

Expires 2030-02-24

F2 · derivative.exercise_date: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 21:49 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 34,200 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002391 · edgar.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,449

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

F3 · balance_after: Includes 12,000 shares of the Issuer's common stock that were acquired upon the exercise for cash of an in-the-money stock option on March 19, 2012, which exercise was inadvertently not reported on a Statement of Changes in Beneficial Ownership on Form 4.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:10 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 37,800 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001179110-19-002577 · edgar.xml · derivative · entry 2

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 37,800

Underlying: Common Stock · 37,800 shares

Expires 2029-02-25

F1 · derivative.exercise_date: 34%, 33% and 33% of the total shares subject to the stock option award vest on the first, second and third anniversary of the date of grant, respectively, if, as of each such date, the applicable Volume Hurdle has been achieved. For this purpose, the "Volume Hurdle" will have been achieved if, as of the applicable vesting date, the volume of gasoline gallon equivalents of natural gas delivered by the Issuer in its most recently completed fiscal year has increased by 10% or more relative to the volume of gasoline gallon equivalents of natural gas delivered by the Issuer in the fiscal year immediately preceding the Issuer's most recently completed fiscal year.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:10 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 88,200 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001179110-19-002577 · edgar.xml · derivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 88,200

Underlying: Common Stock · 88,200 shares

Expires 2029-02-25

F2 · derivative.exercise_date: 34% of the total shares subject to the stock option award vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:15 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Tax withholdingCommon Stock 2,035 $1.39 $2,828.65
Disclosure

SEC source: 0001179110-18-005595 · edgar.xml · nonDerivative · entry 2

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 676,249

F2 · kind: Shares were withheld by the Issuer to pay the tax withholding obligations that arose upon the grant of the stock award reported in this statement.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:15 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 5,884 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-005595 · edgar.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 678,284

F1 · kind: Represents an award of 5,884 fully vested shares of the Issuer's common stock. Such stock award was granted in exchange for and in accordance with the terms of the reporting person's agreement with the Issuer to surrender and cancel certain option awards to purchase the equity of an indirect subsidiary of the Issuer in connection with the sale of certain assets of such indirect subsidiary in March 2017, and was granted in lieu of the cash consideration to which the reporting person would have been entitled, as a former equity holder of such indirect subsidiary and but for such agreement to surrender and cancel such option awards, upon the payment of certain earn-out consideration by the purchaser of such assets in 2018.

F1 · price: Represents an award of 5,884 fully vested shares of the Issuer's common stock. Such stock award was granted in exchange for and in accordance with the terms of the reporting person's agreement with the Issuer to surrender and cancel certain option awards to purchase the equity of an indirect subsidiary of the Issuer in connection with the sale of certain assets of such indirect subsidiary in March 2017, and was granted in lieu of the cash consideration to which the reporting person would have been entitled, as a former equity holder of such indirect subsidiary and but for such agreement to surrender and cancel such option awards, upon the payment of certain earn-out consideration by the purchaser of such assets in 2018.

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March 02, 2018 Filed Mar 6, 2018 22:09 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 95,000 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001179110-18-003655 · edgar.xml · derivative · entry 2

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires 2028-03-02

F2 · derivative.exercise_date: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

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March 02, 2018 Filed Mar 6, 2018 22:09 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 118,750 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003655 · edgar.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 672,400

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

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March 31, 2017 Filed Apr 4, 2017 20:27 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Tax withholdingCommon Stock 148,250 $2.55 $378,037.50
Disclosure

SEC source: 0001179110-17-005557 · edgar.xml · nonDerivative · entry 2

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 553,650

F2 · kind: Shares were withheld by the Issuer to pay the tax withholding obligations that arose upon the grant of the stock award reported in this statement.

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March 31, 2017 Filed Apr 4, 2017 20:27 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 345,402 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-005557 · edgar.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 701,900

F1 · kind: Represents an award of 345,402 fully vested shares of the Issuer's common stock. Such stock award was granted in exchange for the reporting person's surrender and cancellation of certain option awards to purchase the equity of an indirect subsidiary of the Issuer in connection with the sale of certain assets of such indirect subsidiary.

F1 · price: Represents an award of 345,402 fully vested shares of the Issuer's common stock. Such stock award was granted in exchange for the reporting person's surrender and cancellation of certain option awards to purchase the equity of an indirect subsidiary of the Issuer in connection with the sale of certain assets of such indirect subsidiary.

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January 13, 2017 Filed Jan 14, 2017 00:32 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 90,909 $0.00 Strike: $2.83 $0.00
Disclosure

SEC source: 0001179110-17-000957 · edgar.xml · derivative · entry 2

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 90,909

Underlying: Common Stock · 90,909 shares

Expires 2027-01-13

F2 · derivative.exercise_date: 34% of the total shares subject to the stock option vest upon the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the stock option is fully vested.

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January 13, 2017 Filed Jan 14, 2017 00:32 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 78,462 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000957 · edgar.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 356,498

F1 · kind: Represents an award of restricted stock units ("RSUs") that vest as follows: 34% of the total shares subject to the RSUs vest upon the first anniversary of the date of grant and 33% vest on each anniversary thereafter until the RSUs are fully vested. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs.

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January 06, 2017 Filed Jan 6, 2017 21:30 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 SaleCommon Stock 4,572 $3.12 $14,263.73
Disclosure

SEC source: 0001179110-17-000650 · edgar.xml · nonDerivative · entry 1

Pratt Mitchell W · CIK 0001400258 · COO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 278,036

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person on January 5, 2016.

F2 · price: The shares were sold in multiple transactions at prices ranging from $3.095 to $3.12, inclusive, with a weighted average sale price of $3.1198. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.