Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clean Energy Fuels Corp.CLNE · Entity 5760 | Director | March 02, 2018 | March 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clean Energy Fuels Corp.
Report date March 02, 2018 · Filed March 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,060,978 |
Reported balance
After 2018-03-02 transaction · row 1
1 source rowRow 1 · 2018-03-02 · Grant · Acquired 30,000 · Balance 13,060,978 F1: Represents an award of fully vested shares of the Issuer's common stock. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.37 · Expires 2028-03-02 | Direct | 40,000 |
Reported balance
After 2018-03-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-02 · Grant · Acquired 40,000 · Balance 40,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of fully vested shares of the Issuer's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2018 Filed Mar 6, 2018 17:11 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001179110-18-003662 · edgar.xml · derivative · entry 2 PICKENS BOONE · CIK 0000898680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-03-02 Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 17:11 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003662 · edgar.xml · nonDerivative · entry 1 PICKENS BOONE · CIK 0000898680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,060,978 F1 · kind: Represents an award of fully vested shares of the Issuer's common stock. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 16:06 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | Sale7.5% Convertible Promissory Note · Derivative | 1 | $12,750,000.00 Strike: $15.80 | $12,750,000.00 |
DisclosureSEC source: 0001179110-17-014308 · edgar.xml · derivative · entry 2 PICKENS BOONE · CIK 0000898680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 949,367 shares Expires not disclosed F1 · kind: On November 16, 2017, the Reporting Person sold to a third party certain 7.5% Convertible Promissory Notes of the Issuer (each, a "Note"). F2 · derivative.exercise_date: The Note is convertible into the Issuer's common stock ("Common Stock") at the option of the holder. F4 · derivative.expiration_date: The entire principal balance of the Note is due and payable on June 14, 2020, and the Issuer is permitted to repay the Note in Common Stock or cash. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 16:06 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | Sale7.5% Convertible Promissory Note · Derivative | 1 | $21,250,000.00 Strike: $15.80 | $21,250,000.00 |
DisclosureSEC source: 0001179110-17-014308 · edgar.xml · derivative · entry 1 PICKENS BOONE · CIK 0000898680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,582,278 shares Expires not disclosed F1 · kind: On November 16, 2017, the Reporting Person sold to a third party certain 7.5% Convertible Promissory Notes of the Issuer (each, a "Note"). F2 · derivative.exercise_date: The Note is convertible into the Issuer's common stock ("Common Stock") at the option of the holder. F3 · derivative.expiration_date: The entire principal balance of the Note is due and payable on July 10, 2019, and the Issuer is permitted to repay the Note in Common Stock or cash. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:07 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | GrantCommon Stock | 41,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008148 · edgar.xml · nonDerivative · entry 1 PICKENS BOONE · CIK 0000898680 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,030,978 F1 · kind: Represents an award of restricted stock units ("RSUs") that vested in full on the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs. Read SEC document |
| February 06, 2017 Filed Feb 6, 2017 18:08 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | Sale7.5% Convertible Promissory Note · Derivative | 1 | $21,750,000.00 Strike: $15.80 | $21,750,000.00 |
DisclosureSEC source: 0001179110-17-001793 · edgar.xml · derivative · entry 1 PICKENS BOONE · CIK 0000898680 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,582,278 shares Expires not disclosed F1 · kind: On February 6, 2017, the Reporting Person and the Issuer signed a note repurchase agreement pursuant to which the Reporting Person will sell the note to the Issuer for a cash purchase price of $21.75 million. The sale of the note will close on February 9, 2017. F2 · derivative.exercise_date: The Note was convertible into the Issuer's common stock ("Common Stock") at the Reporting Person's option. F3 · derivative.expiration_date: The entire principal balance of the note was due and payable on July 11, 2018, and the Issuer was permitted to repay the note in Common Stock or cash. Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 18:00 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | SaleCommon Stock | 655,515 | $3.35 | $2,193,222.09 |
DisclosureSEC source: 0001179110-16-032896 · edgar.xml · nonDerivative · entry 3 PICKENS BOONE · CIK 0000898680 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,989,485 F3 · price: The shares were sold in multiple separate transactions at prices ranging from $3.23 to $3.49, inclusive, with a weighted average sale price of $3.3458. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 18:00 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | SaleCommon Stock | 500,000 | $3.44 | $1,721,750.00 |
DisclosureSEC source: 0001179110-16-032896 · edgar.xml · nonDerivative · entry 2 PICKENS BOONE · CIK 0000898680 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,645,000 F2 · price: The shares were sold in multiple separate transactions at prices ranging from $3.40 to $3.535, inclusive, with a weighted average sale price of $3.4435. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 18:00 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | SaleCommon Stock | 325,000 | $3.48 | $1,130,870.00 |
DisclosureSEC source: 0001179110-16-032896 · edgar.xml · nonDerivative · entry 1 PICKENS BOONE · CIK 0000898680 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,145,000 F1 · price: The shares were sold in multiple separate transactions at prices ranging from $3.43 to $3.525, inclusive, with a weighted average sale price of $3.4796. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 18:05 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | SaleCommon Stock | 250,000 | $3.49 | $873,725.00 |
DisclosureSEC source: 0001179110-16-032634 · edgar.xml · nonDerivative · entry 3 PICKENS BOONE · CIK 0000898680 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,470,000 F3 · price: The shares were sold in multiple separate transactions at prices ranging from $3.48 to $3.515, inclusive, with a weighted average sale price of $3.4949. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 18:05 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | SaleCommon Stock | 250,000 | $3.51 | $878,375.00 |
DisclosureSEC source: 0001179110-16-032634 · edgar.xml · nonDerivative · entry 2 PICKENS BOONE · CIK 0000898680 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,720,000 F2 · price: The shares were sold in multiple separate transactions at prices ranging from $3.50 to $3.555, inclusive, with a weighted average sale price of $3.5135. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 18:05 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | SaleCommon Stock | 500,000 | $3.53 | $1,767,200.00 |
DisclosureSEC source: 0001179110-16-032634 · edgar.xml · nonDerivative · entry 1 PICKENS BOONE · CIK 0000898680 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,970,000 F1 · price: The shares were sold in multiple separate transactions at prices ranging from $3.50 to $3.595, inclusive, with a weighted average sale price of $3.5344. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| December 05, 2016 Filed Dec 5, 2016 19:30 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | SaleCommon Stock | 250,130 | $3.51 | $879,131.91 |
DisclosureSEC source: 0001179110-16-032438 · edgar.xml · nonDerivative · entry 3 PICKENS BOONE · CIK 0000898680 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,470,000 F3 · price: The shares were sold in multiple separate transactions at prices ranging from $3.47 to $3.55, inclusive, with a weighted average sale price of $3.5147. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 19:30 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | SaleCommon Stock | 45,380 | $3.55 | $161,298.67 |
DisclosureSEC source: 0001179110-16-032438 · edgar.xml · nonDerivative · entry 2 PICKENS BOONE · CIK 0000898680 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,720,130 F2 · price: The shares were sold in multiple separate transactions at prices ranging from $3.55 to $3.595, inclusive, with a weighted average sale price of $3.5544. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 19:30 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | SaleCommon Stock | 223,975 | $3.59 | $803,039.97 |
DisclosureSEC source: 0001179110-16-032438 · edgar.xml · nonDerivative · entry 1 PICKENS BOONE · CIK 0000898680 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,765,510 F1 · price: The shares were sold in multiple separate transactions at prices ranging from $3.5 to $3.68, inclusive, with a weighted average sale price of $3.5854. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 18:54 UTC | Clean Energy Fuels Corp. CLNE · Entity 5760 | GrantCommon Stock | 27,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031733 · edgar.xml · nonDerivative · entry 1 PICKENS BOONE · CIK 0000898680 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,989,485 F1 · kind: Represents an award of restricted stock units ("RSUs") that vest as follows: 100% of the total shares subject to the RSUs vest upon the first anniversary of the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.