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Nasdaq · USD

CLNE

Clean Energy Fuels Corp.

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5760
SEC CIK
0001368265
Parsed reports
246

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202620
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2026 Filed Oct 7, 2026 20:06 UTC
Armstrong Jason J.Chief Financial Officer
GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0002156859-26-000004 · form4-10072026_081028.xml · nonDerivative · entry 1

Armstrong Jason J. · CIK 0002156859 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,061

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

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August 10, 2026 Filed Aug 10, 2026 20:03 UTC
Corbus BarclayDirector · PRESIDENT AND CEO
PurchaseCommon Stock 25,000 $1.62 $40,500.00
Disclosure

SEC source: 0001411833-26-000012 · form4-08102026_080811.xml · nonDerivative · entry 1

Corbus Barclay · CIK 0001411833 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,375,021

Read SEC document
June 25, 2026 Filed Jun 25, 2026 20:56 UTC PurchaseCommon Stock 25,000 $1.75 $43,725.00
Disclosure

SEC source: 0001595163-26-000004 · form4-06252026_080622.xml · nonDerivative · entry 1

Scully Stephen · CIK 0001595163 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 360,244

F1 · price: Shares purchased in multiple transactions at prices ranging from $1.745 to $1.75, inclusive. The price reported in Column 4 is a weighted average purchase price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

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June 23, 2026 Filed Jun 24, 2026 16:44 UTC
Corbus BarclayDirector · PRESIDENT AND CEO
PurchaseCommon Stock 14,000 $1.77 $24,810.80
Disclosure

SEC source: 0001411833-26-000010 · form4-06242026_040649.xml · nonDerivative · entry 1

Corbus Barclay · CIK 0001411833 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,350,021

F1 · price: Shares purchased in multiple transactions at prices ranging from $1.77 to $1.78, inclusive. The price reported in Column 4 is a weighted average purchase price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

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June 23, 2026 Filed Jun 24, 2026 16:46 UTC
Frabotta Bartolomeo A.Chief Operating Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0002138285-26-000004 · form4-06242026_040643.xml · nonDerivative · entry 1

Frabotta Bartolomeo A. · CIK 0002138285 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 512,886

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 16:28 UTC GrantCommon Stock 67,839 $0.00 $0.00
Disclosure

SEC source: 0002014798-26-000002 · form4-06122026_080646.xml · nonDerivative · entry 1

Ford Patrick J · CIK 0002014798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,799

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 16:31 UTC GrantCommon Stock 67,839 $0.00 $0.00
Disclosure

SEC source: 0001433542-26-000002 · form4-06122026_080619.xml · nonDerivative · entry 3

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 423,144

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 16:31 UTC GiftCommon Stock 67,839 $0.00 $0.00
Disclosure

SEC source: 0001433542-26-000002 · form4-06122026_080619.xml · nonDerivative · entry 2

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 16:31 UTC GrantCommon Stock 67,839 $0.00 $0.00
Disclosure

SEC source: 0001433542-26-000002 · form4-06122026_080619.xml · nonDerivative · entry 1

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,839

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 16:27 UTC GrantCommon Stock 67,839 $0.00 $0.00
Disclosure

SEC source: 0001283890-26-000002 · form4-06122026_080605.xml · nonDerivative · entry 1

ARDISANA LIZABETH A · CIK 0001283890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,126

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:30 UTC GrantCommon Stock 67,839 $0.00 $0.00
Disclosure

SEC source: 0001400209-26-000016 · form4-06122026_080601.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,982,832

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:26 UTC GrantCommon Stock 67,839 $0.00 $0.00
Disclosure

SEC source: 0001595163-26-000002 · form4-06122026_080608.xml · nonDerivative · entry 3

Scully Stephen · CIK 0001595163 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 335,244

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:26 UTC GiftCommon Stock 67,839 $0.00 $0.00
Disclosure

SEC source: 0001595163-26-000002 · form4-06122026_080608.xml · nonDerivative · entry 2

Scully Stephen · CIK 0001595163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:26 UTC GrantCommon Stock 67,839 $0.00 $0.00
Disclosure

SEC source: 0001595163-26-000002 · form4-06122026_080608.xml · nonDerivative · entry 1

Scully Stephen · CIK 0001595163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,839

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
May 18, 2026 Filed May 19, 2026 20:45 UTC SaleCommon Stock 165,000 $2.05 $337,639.50
Disclosure

SEC source: 0001400209-26-000014 · form4-05192026_080539.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,914,993

F1 · price: Shares sold in multiple transactions at prices ranging from $2.03 to $2.08, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

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April 22, 2026 Filed Apr 24, 2026 20:27 UTC
Corbus BarclayDirector · CEO AND PRESIDENT
GrantCommon Stock 166,532 $0.00 $0.00
Disclosure

SEC source: 0001411833-26-000006 · form4-04242026_080416.xml · nonDerivative · entry 1

Corbus Barclay · CIK 0001411833 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,336,021

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

Read SEC document
April 22, 2026 Filed Apr 24, 2026 20:27 UTC GrantCommon Stock 403,255 $0.00 $0.00
Disclosure

SEC source: 0001400209-26-000012 · form4-04242026_080451.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,079,993

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

Read SEC document
March 04, 2026 Filed Mar 5, 2026 17:48 UTC
Vreeland Robert M.CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 30,982 $2.32 $71,878.24
Disclosure

SEC source: 0001434661-26-000004 · form4-03052026_100309.xml · nonDerivative · entry 1

Vreeland Robert M. · CIK 0001434661 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 832,274

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

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March 04, 2026 Filed Mar 5, 2026 22:49 UTC
Corbus BarclaySVP, STRATEGIC DEVELOPMENT
Tax withholdingCommon Stock 60,561 $2.32 $140,501.52
Disclosure

SEC source: 0001411833-26-000004 · form4-03052026_100356.xml · nonDerivative · entry 1

Corbus Barclay · CIK 0001411833 · SVP, STRATEGIC DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,169,489

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

Read SEC document
March 04, 2026 Filed Mar 5, 2026 22:47 UTC
Littlefair Andrew JDirector · CEO AND PRESIDENT
Tax withholdingCommon Stock 41,976 $2.32 $97,384.32
Disclosure

SEC source: 0001400209-26-000010 · form4-03052026_100319.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,676,738

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 17:11 UTC
Vreeland Robert M.CHIEF FINANCIAL OFFICER
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001434661-26-000002 · form4-03032026_100349.xml · nonDerivative · entry 2

Vreeland Robert M. · CIK 0001434661 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 863,256

F2 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F3 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

F4 · balance_after: This amount includes an increase of 52,800 shares that were inadvertently omitted from previous reports.

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March 02, 2026 Filed Mar 3, 2026 22:12 UTC
Corbus BarclaySVP, STRATEGIC DEVELOPMENT
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001411833-26-000002 · form4-03032026_100352.xml · nonDerivative · entry 2

Corbus Barclay · CIK 0001411833 · SVP, STRATEGIC DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,230,050

F2 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F3 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 22:10 UTC
Littlefair Andrew JDirector · CEO AND PRESIDENT
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001400209-26-000008 · form4-03032026_100321.xml · nonDerivative · entry 2

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,718,714

F2 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F3 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 17:11 UTC
Vreeland Robert M.CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 36,482 $2.26 $82,449.32
Disclosure

SEC source: 0001434661-26-000002 · form4-03032026_100349.xml · nonDerivative · entry 1

Vreeland Robert M. · CIK 0001434661 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 610,456

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:12 UTC
Corbus BarclaySVP, STRATEGIC DEVELOPMENT
Tax withholdingCommon Stock 31,198 $2.26 $70,507.48
Disclosure

SEC source: 0001411833-26-000002 · form4-03032026_100352.xml · nonDerivative · entry 1

Corbus Barclay · CIK 0001411833 · SVP, STRATEGIC DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,030,050

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:10 UTC
Littlefair Andrew JDirector · CEO AND PRESIDENT
Tax withholdingCommon Stock 25,923 $2.26 $58,585.98
Disclosure

SEC source: 0001400209-26-000008 · form4-03032026_100321.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,468,714

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

Read SEC document
September 18, 2025 Filed Sep 18, 2025 20:14 UTC
Corbus BarclaySVP, STRATEGIC DEVELOPMENT
SaleCommon Stock 105,300 $2.63 $276,928.47
Disclosure

SEC source: 0001411833-25-000003 · form4-09182025_080954.xml · nonDerivative · entry 1

Corbus Barclay · CIK 0001411833 · SVP, STRATEGIC DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,061,248

F1 · price: Shares were sold in multiple transactions at prices ranging from $2.6050 to $2.6550. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
August 14, 2025 Filed Aug 15, 2025 20:01 UTC
Littlefair Andrew JDirector · CEO AND PRESIDENT
SaleCommon Stock 250,000 $2.25 $562,500.00
Disclosure

SEC source: 0001104659-25-079218 · tm2523583-1_4seq1.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,494,637

F1 · price: Shares sold in multiple transactions at prices ranging from $2.20 to $2.28, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
May 22, 2025 Filed May 23, 2025 17:05 UTC GrantStock Option (Right to Buy) · Derivative 45,112 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001415889-25-014510 · form4-05232025_090529.xml · derivative · entry 2

Ford Patrick J · CIK 0002014798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,112

Underlying: Common Stock · 45,112 shares

Expires 2035-05-22

F3 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

Read SEC document
May 22, 2025 Filed May 23, 2025 17:05 UTC GrantCommon Stock 32,258 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014510 · form4-05232025_090529.xml · nonDerivative · entry 1

Ford Patrick J · CIK 0002014798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,960

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
May 22, 2025 Filed May 23, 2025 17:07 UTC GrantStock Option (Right to Buy) · Derivative 45,112 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001415889-25-014514 · form4-05232025_090522.xml · derivative · entry 4

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,112

Underlying: Common Stock · 45,112 shares

Expires 2035-05-22

F4 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

Read SEC document
May 22, 2025 Filed May 23, 2025 17:07 UTC GrantCommon Stock 32,258 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014514 · form4-05232025_090522.xml · nonDerivative · entry 3

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 355,305

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
May 22, 2025 Filed May 23, 2025 17:07 UTC GiftCommon Stock 32,258 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014514 · form4-05232025_090522.xml · nonDerivative · entry 2

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
May 22, 2025 Filed May 23, 2025 17:07 UTC GrantCommon Stock 32,258 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014514 · form4-05232025_090522.xml · nonDerivative · entry 1

Taormina Vincent C · CIK 0001433542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,258

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
May 22, 2025 Filed May 23, 2025 17:03 UTC GrantStock Option (Right to Buy) · Derivative 45,112 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001415889-25-014508 · form4-05232025_090544.xml · derivative · entry 2

ARDISANA LIZABETH A · CIK 0001283890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,112

Underlying: Common Stock · 45,112 shares

Expires 2035-05-22

F3 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

Read SEC document
May 22, 2025 Filed May 23, 2025 17:03 UTC GrantCommon Stock 32,258 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014508 · form4-05232025_090544.xml · nonDerivative · entry 1

ARDISANA LIZABETH A · CIK 0001283890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,287

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
May 22, 2025 Filed May 23, 2025 21:01 UTC GrantStock Option (Right to Buy) · Derivative 45,112 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001415889-25-014504 · form4-05232025_090503.xml · derivative · entry 4

Scully Stephen · CIK 0001595163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,112

Underlying: Common Stock · 45,112 shares

Expires 2035-05-22

F4 · derivative.exercise_date: 100% of the total shares subject to the option fully vest on the first anniversary of the date of the grant.

Read SEC document
May 22, 2025 Filed May 23, 2025 21:01 UTC GrantCommon Stock 32,258 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014504 · form4-05232025_090503.xml · nonDerivative · entry 3

Scully Stephen · CIK 0001595163 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 267,405

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
May 22, 2025 Filed May 23, 2025 21:01 UTC GiftCommon Stock 32,258 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014504 · form4-05232025_090503.xml · nonDerivative · entry 2

Scully Stephen · CIK 0001595163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Represents a gift of RSUs for no consideration. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

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May 22, 2025 Filed May 23, 2025 21:01 UTC GrantCommon Stock 32,258 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014504 · form4-05232025_090503.xml · nonDerivative · entry 1

Scully Stephen · CIK 0001595163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,258

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

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March 21, 2025 Filed Mar 24, 2025 19:45 UTC
Vreeland Robert M.CHIEF FINANCIAL OFFICER
PurchaseCommon Stock 5,000 $1.68 $8,380.00
Disclosure

SEC source: 0001415889-25-008868 · form4-03242025_110346.xml · nonDerivative · entry 2

Vreeland Robert M. · CIK 0001434661 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 646,938

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March 21, 2025 Filed Mar 24, 2025 19:45 UTC
Vreeland Robert M.CHIEF FINANCIAL OFFICER
PurchaseCommon Stock 5,000 $1.67 $8,350.00
Disclosure

SEC source: 0001415889-25-008868 · form4-03242025_110346.xml · nonDerivative · entry 1

Vreeland Robert M. · CIK 0001434661 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 641,938

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March 06, 2025 Filed Mar 6, 2025 18:09 UTC
Vreeland Robert M.CHIEF FINANCIAL OFFICER
PurchaseCommon Stock 10,000 $1.83 $18,300.00
Disclosure

SEC source: 0001415889-25-007292 · form4-03062025_110341.xml · nonDerivative · entry 1

Vreeland Robert M. · CIK 0001434661 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 636,938

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March 04, 2025 Filed Mar 5, 2025 16:47 UTC
Vreeland Robert M.CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 31,862 $1.88 $59,900.56
Disclosure

SEC source: 0001415889-25-006974 · form4-03052025_090327.xml · nonDerivative · entry 1

Vreeland Robert M. · CIK 0001434661 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626,938

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

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March 04, 2025 Filed Mar 5, 2025 21:48 UTC
Corbus BarclaySVP, STRATEGIC DEVELOPMENT
Tax withholdingCommon Stock 48,660 $1.88 $91,480.80
Disclosure

SEC source: 0001415889-25-006975 · form4-03052025_090302.xml · nonDerivative · entry 1

Corbus Barclay · CIK 0001411833 · SVP, STRATEGIC DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,166,548

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

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March 04, 2025 Filed Mar 5, 2025 21:46 UTC
Littlefair Andrew JDirector · CEO AND PRESIDENT
Tax withholdingCommon Stock 30,413 $1.88 $57,176.44
Disclosure

SEC source: 0001415889-25-006973 · form4-03052025_090348.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,744,637

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

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February 27, 2025 Filed Mar 3, 2025 18:10 UTC
Vreeland Robert M.CHIEF FINANCIAL OFFICER
GrantPerformance Rights · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006262 · form4-03032025_110339.xml · derivative · entry 2

Vreeland Robert M. · CIK 0001434661 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-02-27

F3 · derivative.exercise_price: Represents a target number of price hurdle performance stock units. These performance stock units will vest in installments upon the Company's common stock achieving specified price per share targets ranging from 1.25 to 2.0 times the Company's price per share on the grant date during a three-year performance period. If the minimum price per share target is not achieved prior to the end of the three-year performance period, none of the performance stock units will vest.

F3 · derivative.exercise_date: Represents a target number of price hurdle performance stock units. These performance stock units will vest in installments upon the Company's common stock achieving specified price per share targets ranging from 1.25 to 2.0 times the Company's price per share on the grant date during a three-year performance period. If the minimum price per share target is not achieved prior to the end of the three-year performance period, none of the performance stock units will vest.

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February 27, 2025 Filed Mar 3, 2025 18:10 UTC
Vreeland Robert M.CHIEF FINANCIAL OFFICER
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006262 · form4-03032025_110339.xml · nonDerivative · entry 1

Vreeland Robert M. · CIK 0001434661 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 658,800

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

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February 27, 2025 Filed Mar 3, 2025 23:11 UTC
Corbus BarclaySVP, STRATEGIC DEVELOPMENT
GrantPerformance Rights · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006263 · form4-03032025_110346.xml · derivative · entry 2

Corbus Barclay · CIK 0001411833 · SVP, STRATEGIC DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-02-27

F3 · derivative.exercise_price: Represents a target number of price hurdle performance stock units. These performance stock units will vest in installments upon the Company's common stock achieving specified price per share targets ranging from 1.25 to 2.0 times the Company's price per share on the grant date during a three-year performance period. If the minimum price per share target is not achieved prior to the end of the three-year performance period, none of the performance stock units will vest.

F3 · derivative.exercise_date: Represents a target number of price hurdle performance stock units. These performance stock units will vest in installments upon the Company's common stock achieving specified price per share targets ranging from 1.25 to 2.0 times the Company's price per share on the grant date during a three-year performance period. If the minimum price per share target is not achieved prior to the end of the three-year performance period, none of the performance stock units will vest.

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February 27, 2025 Filed Mar 3, 2025 23:11 UTC
Corbus BarclaySVP, STRATEGIC DEVELOPMENT
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006263 · form4-03032025_110346.xml · nonDerivative · entry 1

Corbus Barclay · CIK 0001411833 · SVP, STRATEGIC DEVELOPMENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,215,208

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.