Last 12 months
Inside the activity.
3 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2021 Filed Apr 19, 2021 16:40 UTC |
ARDISANA LIZABETH ADirector
|
Exercise / conversionCommon Stock | 10,000 | $2.56 | $25,600.00 |
DisclosureSEC source: 0001179110-21-004497 · edgar.xml · nonDerivative · entry 1 ARDISANA LIZABETH A · CIK 0001283890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 16:03 UTC |
ARDISANA LIZABETH ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $2.56 Strike: $2.56 | $25,600.00 |
DisclosureSEC source: 0001179110-21-004396 · edgar.xml · derivative · entry 2 ARDISANA LIZABETH A · CIK 0001283890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 10,000 shares Expires 2030-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 16:03 UTC |
ARDISANA LIZABETH ADirector
|
Exercise / conversionCommon Stock | 10,000 | $2.56 | $25,600.00 |
DisclosureSEC source: 0001179110-21-004396 · edgar.xml · nonDerivative · entry 1 ARDISANA LIZABETH A · CIK 0001283890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 01:40 UTC |
Corbus BarclaySVP, Strategic Development
|
SaleCommon Stock | 15,675 | $12.99 | $203,657.44 |
DisclosureSEC source: 0001179110-21-002819 · edgar.xml · nonDerivative · entry 1 Corbus Barclay · CIK 0001411833 · SVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,387 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 23, 2020. Shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person. F2 · price: Shares were sold in multiple transactions at prices ranging from $12.80 to $13.10, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 01:41 UTC |
Pratt Mitchell WCOO and Secretary
|
SaleCommon Stock | 11,756 | $12.99 | $152,739.83 |
DisclosureSEC source: 0001179110-21-002820 · edgar.xml · nonDerivative · entry 1 Pratt Mitchell W · CIK 0001400258 · COO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 648,809 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2020. Shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person. F2 · price: Shares were sold in multiple transactions at prices ranging from $12.80 to $13.10, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| February 26, 2021 Filed Feb 27, 2021 00:48 UTC |
Corbus BarclaySVP, Strategic Development
|
SaleCommon Stock | 4,651 | $12.40 | $57,672.40 |
DisclosureSEC source: 0001179110-21-002373 · edgar.xml · nonDerivative · entry 1 Corbus Barclay · CIK 0001411833 · SVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,062 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 23, 2020. Shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:35 UTC |
SOCHA KENNETH MDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $1.37 Strike: $1.37 | $54,800.00 |
DisclosureSEC source: 0001179110-21-002496 · edgar.xml · derivative · entry 3 SOCHA KENNETH M · CIK 0001249695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2028-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:35 UTC |
SOCHA KENNETH MDirector
|
Exercise / conversionCommon Stock | 40,000 | $1.37 | $54,800.00 |
DisclosureSEC source: 0001179110-21-002496 · edgar.xml · nonDerivative · entry 1 SOCHA KENNETH M · CIK 0001249695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 17:01 UTC |
Vreeland Robert M.Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 102,600 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-21-000796 · edgar.xml · derivative · entry 2 Vreeland Robert M. · CIK 0001434661 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,600 Underlying: Common Stock · 102,600 shares Expires 2031-01-21 F2 · derivative.exercise_date: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 17:01 UTC |
Vreeland Robert M.Chief Financial Officer
|
GrantCommon Stock | 68,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000796 · edgar.xml · nonDerivative · entry 1 Vreeland Robert M. · CIK 0001434661 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,304 F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU. F2 · shares: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 17:00 UTC |
Taormina Vincent CDirector
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-21-000793 · edgar.xml · derivative · entry 1 Taormina Vincent C · CIK 0001433542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2031-01-21 Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 22:02 UTC |
Corbus BarclaySVP, Strategic Development
|
GrantStock Option (Right to Buy) · Derivative | 102,600 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-21-000797 · edgar.xml · derivative · entry 2 Corbus Barclay · CIK 0001411833 · SVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,600 Underlying: Common stock · 102,600 shares Expires 2031-01-21 F2 · derivative.exercise_date: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 22:02 UTC |
Corbus BarclaySVP, Strategic Development
|
GrantCommon Stock | 68,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000797 · edgar.xml · nonDerivative · entry 1 Corbus Barclay · CIK 0001411833 · SVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,713 F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU. F2 · shares: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 16:58 UTC |
ARDISANA LIZABETH ADirector
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-21-000789 · edgar.xml · derivative · entry 1 ARDISANA LIZABETH A · CIK 0001283890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2031-01-21 Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 16:59 UTC |
SOCHA KENNETH MDirector
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-21-000792 · edgar.xml · derivative · entry 1 SOCHA KENNETH M · CIK 0001249695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2031-01-21 Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 17:01 UTC |
MILLER JAMES C IIIDirector
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-21-000795 · edgar.xml · derivative · entry 1 MILLER JAMES C III · CIK 0001235572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2031-01-21 Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 22:03 UTC |
Pratt Mitchell WCOO and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 102,600 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-21-000799 · edgar.xml · derivative · entry 2 Pratt Mitchell W · CIK 0001400258 · COO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 102,600 Underlying: Common Stock · 102,600 shares Expires 2031-01-21 F2 · derivative.exercise_date: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 22:03 UTC |
Pratt Mitchell WCOO and Secretary
|
GrantCommon Stock | 68,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000799 · edgar.xml · nonDerivative · entry 1 Pratt Mitchell W · CIK 0001400258 · COO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 660,565 F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU. F2 · shares: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 22:02 UTC |
Littlefair Andrew JDirector · CEO and President
|
GrantStock Option (Right to Buy) · Derivative | 183,600 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-21-000798 · edgar.xml · derivative · entry 2 Littlefair Andrew J · CIK 0001400209 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,600 Underlying: Common Stock · 183,600 shares Expires 2031-01-21 F2 · derivative.exercise_date: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 22:02 UTC |
Littlefair Andrew JDirector · CEO and President
|
GrantCommon Stock | 122,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000798 · edgar.xml · nonDerivative · entry 1 Littlefair Andrew J · CIK 0001400209 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526,374 F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU. F2 · shares: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:59 UTC |
Herrington John SDirector
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-21-000791 · edgar.xml · derivative · entry 1 Herrington John S · CIK 0001400211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2031-01-21 Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 22:00 UTC |
Scully StephenDirector
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-21-000794 · edgar.xml · derivative · entry 1 Scully Stephen · CIK 0001595163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2031-01-21 Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:58 UTC |
Weil Parker AndersDirector
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-21-000790 · edgar.xml · derivative · entry 1 Weil Parker Anders · CIK 0001713718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2031-01-21 Read SEC document |
| January 21, 2021 Filed Apr 22, 2022 16:18 UTC |
Taormina Vincent CDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 23,187 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-22-002711 · edgar.xml · derivative · entry 1 Taormina Vincent C · CIK 0001433542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,813 Underlying: Common Stock · 23,187 shares Expires 2031-01-21 F1 · kind: On April 21, 2022, 23,187 of the stock options granted to the Reporting Person on January 21, 2021 were cancelled by mutual agreement of the Reporting Person and the Issuer. Read SEC document |
| January 21, 2021 Filed Apr 22, 2022 16:17 UTC |
ARDISANA LIZABETH ADirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 23,187 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-22-002710 · edgar.xml · derivative · entry 1 ARDISANA LIZABETH A · CIK 0001283890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,813 Underlying: Common Stock · 23,187 shares Expires 2031-01-21 F1 · kind: On April 21, 2022, 23,187 of the stock options granted to the Reporting Person on January 21, 2021 were cancelled by mutual agreement of the Reporting Person and the Issuer. Read SEC document |
| January 21, 2021 Filed Apr 22, 2022 16:16 UTC |
SOCHA KENNETH MDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 23,187 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-22-002707 · edgar.xml · derivative · entry 1 SOCHA KENNETH M · CIK 0001249695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,813 Underlying: Common Stock · 23,187 shares Expires 2031-01-21 F1 · kind: On April 21, 2022, 23,187 of the stock options granted to the Reporting Person on January 21, 2021 were cancelled by mutual agreement of the Reporting Person and the Issuer. Read SEC document |
| January 21, 2021 Filed Apr 22, 2022 16:15 UTC |
MILLER JAMES C IIIDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 23,187 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-22-002706 · edgar.xml · derivative · entry 1 MILLER JAMES C III · CIK 0001235572 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 51,813 Underlying: Common Stock · 23,187 shares Expires 2031-01-21 F1 · kind: On April 21, 2022, 23,187 of the stock options granted to the Reporting Person on January 21, 2021 were cancelled by mutual agreement of the Reporting Person and the Issuer. Read SEC document |
| January 21, 2021 Filed Apr 22, 2022 20:17 UTC |
Weil Parker AndersDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 23,187 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001179110-22-002708 · edgar.xml · derivative · entry 1 Weil Parker Anders · CIK 0001713718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,813 Underlying: Common Stock · 23,187 shares Expires 2031-01-21 F1 · kind: On April 21, 2022, 23,187 of the stock options granted to the Reporting Person on January 21, 2021 were cancelled by mutual agreement of the Reporting Person and the Issuer. Read SEC document |
| January 20, 2021 Filed Jan 20, 2021 21:09 UTC |
Littlefair Andrew JDirector · CEO and President
|
SaleCommon Stock | 55,779 | $10.03 | $559,558.19 |
DisclosureSEC source: 0001179110-21-000732 · edgar.xml · nonDerivative · entry 2 Littlefair Andrew J · CIK 0001400209 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,403,974 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2020. F3 · price: Shares were sold in multiple transactions at prices ranging from $10.00 to $10.13, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 21:09 UTC |
Littlefair Andrew JDirector · CEO and President
|
SaleCommon Stock | 144,221 | $10.00 | $1,442,383.07 |
DisclosureSEC source: 0001179110-21-000732 · edgar.xml · nonDerivative · entry 1 Littlefair Andrew J · CIK 0001400209 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,459,753 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2020. F2 · price: Shares were sold in multiple transactions at prices ranging from $10.00 to $10.03, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 21:09 UTC |
Pratt Mitchell WCOO and Secretary
|
SaleCommon Stock | 149,027 | $9.77 | $1,455,278.46 |
DisclosureSEC source: 0001179110-21-000731 · edgar.xml · nonDerivative · entry 1 Pratt Mitchell W · CIK 0001400258 · COO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 592,165 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2020. F2 · price: Shares were sold in multiple transactions at prices ranging from $9.52 to $9.99, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:11 UTC |
Weil Parker AndersDirector
|
GrantStock Option (Right to Buy) · Derivative | 42,000 | $0.00 Strike: $2.70 | $0.00 |
DisclosureSEC source: 0001179110-20-009128 · edgar.xml · derivative · entry 1 Weil Parker Anders · CIK 0001713718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 42,000 shares Expires 2030-08-13 Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:06 UTC |
SOCHA KENNETH MDirector
|
PurchaseCommon Stock | 5,000 | $1.40 | $7,000.00 |
DisclosureSEC source: 0001179110-20-003893 · edgar.xml · nonDerivative · entry 1 SOCHA KENNETH M · CIK 0001249695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,728 Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 16:15 UTC |
Vreeland Robert M.Chief Financial Officer
|
PurchaseCommon Stock | 11,000 | $1.29 | $14,165.80 |
DisclosureSEC source: 0001179110-20-003820 · edgar.xml · nonDerivative · entry 1 Vreeland Robert M. · CIK 0001434661 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,904 Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 16:14 UTC |
Taormina Vincent CDirector
|
PurchaseCommon Stock | 100,000 | $1.47 | $147,000.00 |
DisclosureSEC source: 0001179110-20-003816 · edgar.xml · nonDerivative · entry 1 Taormina Vincent C · CIK 0001433542 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 287,018 F1 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were purchased in separate transactions at prices ranging from $1.44 to $1.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 20:15 UTC |
Corbus BarclaySVP, Strategic Development
|
PurchaseCommon Stock | 10,000 | $1.30 | $12,974.00 |
DisclosureSEC source: 0001179110-20-003821 · edgar.xml · nonDerivative · entry 1 Corbus Barclay · CIK 0001411833 · SVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,313 F1 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were purchased in separate transactions at prices ranging from $1.28 to $1.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 16:15 UTC |
ARDISANA LIZABETH ADirector
|
PurchaseCommon Stock | 10,000 | $1.30 | $12,960.00 |
DisclosureSEC source: 0001179110-20-003819 · edgar.xml · nonDerivative · entry 1 ARDISANA LIZABETH A · CIK 0001283890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were purchased in separate transactions at prices ranging from $1.29 to $1.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 16:14 UTC |
MILLER JAMES C IIIDirector
|
PurchaseCommon Stock | 1,000 | $1.22 | $1,215.10 |
DisclosureSEC source: 0001179110-20-003817 · edgar.xml · nonDerivative · entry 1 MILLER JAMES C III · CIK 0001235572 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 131,001 Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 20:14 UTC |
Pratt Mitchell WCOO and Secretary
|
PurchaseCommon Stock | 18,743 | $1.21 | $22,604.06 |
DisclosureSEC source: 0001179110-20-003814 · edgar.xml · nonDerivative · entry 1 Pratt Mitchell W · CIK 0001400258 · COO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741,192 F1 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were purchased in separate transactions at prices ranging from $1.19 to $1.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 21:32 UTC |
Littlefair Andrew JDirector · CEO and President
|
SaleCommon Stock | 25,375 | $2.22 | $56,373.10 |
DisclosureSEC source: 0001179110-20-002830 · edgar.xml · nonDerivative · entry 1 Littlefair Andrew J · CIK 0001400209 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,603,974 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019. Shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person. F2 · price: Shares were sold in multiple transactions at prices ranging from $2.22 to $2.23, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 16:53 UTC |
OCONNOR JAMES EDirector
|
GrantStock Option (Right to Buy) · Derivative | 42,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001179110-20-002398 · edgar.xml · derivative · entry 1 OCONNOR JAMES E · CIK 0001074998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 42,000 shares Expires 2030-02-24 Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 16:51 UTC |
Taormina Vincent CDirector
|
GrantStock Option (Right to Buy) · Derivative | 42,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001179110-20-002395 · edgar.xml · derivative · entry 1 Taormina Vincent C · CIK 0001433542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 42,000 shares Expires 2030-02-24 Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 16:48 UTC |
Vreeland Robert M.Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 51,300 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001179110-20-002390 · edgar.xml · derivative · entry 2 Vreeland Robert M. · CIK 0001434661 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,300 Underlying: Common Stock · 51,300 shares Expires 2030-02-24 F2 · derivative.exercise_date: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 16:48 UTC |
Vreeland Robert M.Chief Financial Officer
|
GrantCommon Stock | 34,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002390 · edgar.xml · nonDerivative · entry 1 Vreeland Robert M. · CIK 0001434661 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,904 F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU. F2 · shares: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 21:49 UTC |
Corbus BarclaySVP, Strategic Development
|
GrantStock Option (Right to Buy) · Derivative | 51,300 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001179110-20-002392 · edgar.xml · derivative · entry 2 Corbus Barclay · CIK 0001411833 · SVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,300 Underlying: Common stock · 51,300 shares Expires 2030-02-24 F2 · derivative.exercise_date: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 21:49 UTC |
Corbus BarclaySVP, Strategic Development
|
GrantCommon Stock | 34,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002392 · edgar.xml · nonDerivative · entry 1 Corbus Barclay · CIK 0001411833 · SVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,313 F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU. F2 · shares: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 16:50 UTC |
ARDISANA LIZABETH ADirector
|
GrantStock Option (Right to Buy) · Derivative | 42,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001179110-20-002394 · edgar.xml · derivative · entry 1 ARDISANA LIZABETH A · CIK 0001283890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 42,000 shares Expires 2030-02-24 Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 16:52 UTC |
SOCHA KENNETH MDirector
|
GrantStock Option (Right to Buy) · Derivative | 42,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001179110-20-002396 · edgar.xml · derivative · entry 1 SOCHA KENNETH M · CIK 0001249695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 42,000 shares Expires 2030-02-24 Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 16:53 UTC |
MILLER JAMES C IIIDirector
|
GrantStock Option (Right to Buy) · Derivative | 42,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001179110-20-002399 · edgar.xml · derivative · entry 1 MILLER JAMES C III · CIK 0001235572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 42,000 shares Expires 2030-02-24 Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 21:54 UTC |
Herrington John SDirector
|
GrantStock Option (Right to Buy) · Derivative | 42,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001179110-20-002400 · edgar.xml · derivative · entry 1 Herrington John S · CIK 0001400211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 42,000 shares Expires 2030-02-24 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.