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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2017 Filed Mar 17, 2017 23:45 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 2,500 $22.87 $57,175.00
Disclosure

SEC source: 0001444157-17-000008 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,109

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 15, 2017 Filed Mar 17, 2017 23:44 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $22.87 $45,740.00
Disclosure

SEC source: 0001444157-17-000007 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,604

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 09, 2017 Filed Mar 10, 2017 17:39 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $24.05 $48,100.00
Disclosure

SEC source: 0001215181-17-000010 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,281

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:51 UTC
Phipps JasonSVP Global Sales and Marketing
GrantCommon Stock 11,956 $0.00 $0.00
Disclosure

SEC source: 0001699192-17-000002 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,369

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs)

Read SEC document
February 23, 2017 Filed Feb 24, 2017 22:01 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $25.85 $51,700.00
Disclosure

SEC source: 0001215181-17-000006 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,281

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 23, 2017 Filed Feb 24, 2017 22:05 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $25.54 $102,151.20
Disclosure

SEC source: 0001215181-17-000008 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,579

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.21 to $25.73. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:05 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $25.81 $103,237.20
Disclosure

SEC source: 0001215181-17-000008 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,579

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.67 to $25.935. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:44 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 2,500 $25.48 $63,700.00
Disclosure

SEC source: 0001177265-17-000003 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,609

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:48 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $25.48 $50,960.00
Disclosure

SEC source: 0001177265-17-000005 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,604

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:47 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $25.48 $50,960.00
Disclosure

SEC source: 0001177265-17-000004 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,493

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:43 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 4,434 $25.48 $112,978.32
Disclosure

SEC source: 0001177265-17-000002 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,389

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 07, 2017 Filed Feb 9, 2017 12:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $24.14 $96,561.60
Disclosure

SEC source: 0001032553-17-000007 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,579

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.95 to $24.335. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
February 06, 2017 Filed Feb 9, 2017 12:59 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $24.18 $96,701.60
Disclosure

SEC source: 0001032553-17-000007 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,579

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.08 to $24.30. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 27, 2017 Filed Jan 31, 2017 00:46 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $24.64 $98,565.20
Disclosure

SEC source: 0001032553-17-000006 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,579

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.515 to $24.81. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 26, 2017 Filed Jan 31, 2017 00:46 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $24.80 $99,198.00
Disclosure

SEC source: 0001032553-17-000006 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,579

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.5750 to $25.1950. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 17, 2017 Filed Jan 19, 2017 20:43 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,541 $24.25 $37,369.25
Disclosure

SEC source: 0001444157-17-000006 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,823

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 17, 2017 Filed Jan 20, 2017 01:03 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $24.25 $48,500.00
Disclosure

SEC source: 0001285617-17-000002 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,493

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 17, 2017 Filed Jan 19, 2017 20:40 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 2,500 $24.25 $60,625.00
Disclosure

SEC source: 0001444157-17-000004 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,109

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 17, 2017 Filed Jan 19, 2017 20:35 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $24.25 $48,500.00
Disclosure

SEC source: 0001444157-17-000002 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,604

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 13, 2017 Filed Jan 17, 2017 18:28 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $24.66 $98,651.20
Disclosure

SEC source: 0001032553-17-000004 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777,579

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.51 to $24.81. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 12, 2017 Filed Jan 13, 2017 17:25 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $24.57 $49,140.00
Disclosure

SEC source: 0001215181-17-000004 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,281

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/06/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 12, 2017 Filed Jan 17, 2017 18:28 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $23.99 $95,978.00
Disclosure

SEC source: 0001032553-17-000004 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,579

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.83 to $24.27. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 05, 2017 Filed Jan 10, 2017 00:47 UTC SaleCommon Stock 700 $24.28 $16,999.01
Disclosure

SEC source: 0001177261-17-000002 · edgardoc.xml · nonDerivative · entry 1

CASH HARVEY B · CIK 0001198704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,778

F1 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
January 03, 2017 Filed Jan 5, 2017 14:55 UTC
Locoh-Donou FrancoisChief Operating Officer
SaleCommon Stock 12,000 $24.65 $295,825.20
Disclosure

SEC source: 0001526624-17-000002 · edgardoc.xml · nonDerivative · entry 1

Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,684

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/16.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.32 to $24.97. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 30, 2016 Filed Jan 3, 2017 20:41 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $24.37 $97,472.40
Disclosure

SEC source: 0001032553-17-000002 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,579

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.285 to $24.500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 29, 2016 Filed Jan 3, 2017 20:41 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $24.42 $97,663.20
Disclosure

SEC source: 0001032553-17-000002 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,579

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/2015, amended 3/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.26 to $24.58. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 29, 2016 Filed Jan 3, 2017 18:57 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 709 $24.17 $17,136.53
Disclosure

SEC source: 0001215181-17-000002 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,281

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/06/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 29, 2016 Filed Jan 3, 2017 18:57 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 1,291 $24.17 $31,203.47
Disclosure

SEC source: 0001215181-17-000002 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,990

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/06/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:55 UTC
Starke Marcus HSVP, Chief Marketing Officer
SaleCommon Stock 328 $24.67 $8,091.76
Disclosure

SEC source: 0001177269-16-000025 · edgardoc.xml · nonDerivative · entry 4

Starke Marcus H · CIK 0001607125 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,695

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:55 UTC
Starke Marcus HSVP, Chief Marketing Officer
SaleCommon Stock 1,215 $24.67 $29,974.05
Disclosure

SEC source: 0001177269-16-000025 · edgardoc.xml · nonDerivative · entry 3

Starke Marcus H · CIK 0001607125 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,023

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:55 UTC
Starke Marcus HSVP, Chief Marketing Officer
SaleCommon Stock 732 $24.67 $18,058.44
Disclosure

SEC source: 0001177269-16-000025 · edgardoc.xml · nonDerivative · entry 2

Starke Marcus H · CIK 0001607125 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,238

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:55 UTC
Starke Marcus HSVP, Chief Marketing Officer
SaleCommon Stock 1,263 $24.67 $31,158.21
Disclosure

SEC source: 0001177269-16-000025 · edgardoc.xml · nonDerivative · entry 1

Starke Marcus H · CIK 0001607125 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,970

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/1/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:53 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,816 $24.67 $69,470.72
Disclosure

SEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 10

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,579

F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:53 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 15,696 $24.67 $387,220.32
Disclosure

SEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 9

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,395

F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:53 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 9,441 $24.67 $232,909.47
Disclosure

SEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 8

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,091

F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:53 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 3,839 $24.67 $94,708.13
Disclosure

SEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 7

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,532

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:53 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 12,972 $24.67 $320,019.24
Disclosure

SEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 6

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,371

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:53 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 41,149 $24.67 $1,015,145.83
Disclosure

SEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 5

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838,343

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:53 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,887 $24.67 $71,222.29
Disclosure

SEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,492

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:53 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 16,246 $24.67 $400,788.82
Disclosure

SEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,379

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:53 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 5,431 $24.67 $133,982.77
Disclosure

SEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,625

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:53 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 3,841 $24.67 $94,757.47
Disclosure

SEC source: 0001177269-16-000023 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,056

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 940 $24.67 $23,189.80
Disclosure

SEC source: 0001177269-16-000017 · edgardoc.xml · nonDerivative · entry 10

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,281

F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 3,489 $24.67 $86,073.63
Disclosure

SEC source: 0001177269-16-000017 · edgardoc.xml · nonDerivative · entry 9

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,221

F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,099 $24.67 $51,782.33
Disclosure

SEC source: 0001177269-16-000017 · edgardoc.xml · nonDerivative · entry 8

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,710

F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 1,344 $24.67 $33,156.48
Disclosure

SEC source: 0001177269-16-000017 · edgardoc.xml · nonDerivative · entry 7

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,809

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 3,027 $24.67 $74,676.09
Disclosure

SEC source: 0001177269-16-000017 · edgardoc.xml · nonDerivative · entry 6

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,153

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 9,601 $24.67 $236,856.67
Disclosure

SEC source: 0001177269-16-000017 · edgardoc.xml · nonDerivative · entry 5

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,180

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 903 $24.67 $22,277.01
Disclosure

SEC source: 0001177269-16-000017 · edgardoc.xml · nonDerivative · entry 4

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,781

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2016 Filed Dec 23, 2016 16:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 1,132 $24.67 $27,926.44
Disclosure

SEC source: 0001177269-16-000017 · edgardoc.xml · nonDerivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,684

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.