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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 22, 2017 Filed Aug 23, 2017 19:35 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $23.34 $93,366.00
Disclosure

SEC source: 0001032553-17-000019 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,474

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.165 to $23.465. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 21, 2017 Filed Aug 23, 2017 19:35 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $23.19 $92,759.60
Disclosure

SEC source: 0001032553-17-000019 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,474

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $23.115 to $23.275. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 15, 2017 Filed Aug 17, 2017 19:34 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $24.44 $24,440.00
Disclosure

SEC source: 0001177265-17-000019 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,929

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/27/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.40 to $24.45. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 15, 2017 Filed Aug 17, 2017 19:46 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 2,500 $24.45 $61,125.00
Disclosure

SEC source: 0001177261-17-000039 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,570

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 15, 2017 Filed Aug 17, 2017 19:30 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $24.45 $48,900.00
Disclosure

SEC source: 0001177265-17-000017 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,565

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 15, 2017 Filed Aug 17, 2017 19:17 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $24.45 $48,900.00
Disclosure

SEC source: 0001177265-17-000015 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,247

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 15, 2017 Filed Aug 17, 2017 19:09 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,258 $24.44 $30,748.16
Disclosure

SEC source: 0001177265-17-000013 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,155

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.40 to $24.45. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 11, 2017 Filed Aug 14, 2017 21:19 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $24.09 $96,345.20
Disclosure

SEC source: 0001032553-17-000017 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,474

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.00 to $24.16. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 10, 2017 Filed Aug 14, 2017 21:19 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $24.32 $97,283.20
Disclosure

SEC source: 0001032553-17-000017 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,474

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.005 to $24.60. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 10, 2017 Filed Aug 14, 2017 19:59 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $24.65 $49,300.00
Disclosure

SEC source: 0001215181-17-000031 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,303

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 27, 2017 Filed Jul 28, 2017 22:09 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $25.88 $103,522.00
Disclosure

SEC source: 0001032553-17-000015 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,474

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.40 to $26.315. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 27, 2017 Filed Jul 28, 2017 19:24 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $26.24 $52,480.00
Disclosure

SEC source: 0001215181-17-000029 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,303

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 26, 2017 Filed Jul 28, 2017 22:09 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $26.25 $105,006.00
Disclosure

SEC source: 0001032553-17-000015 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,474

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.02 to $26.71. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 17, 2017 Filed Jul 18, 2017 20:34 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,260 $25.70 $32,382.00
Disclosure

SEC source: 0001699192-17-000012 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,413

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 17, 2017 Filed Jul 18, 2017 20:11 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $25.70 $51,400.00
Disclosure

SEC source: 0001699192-17-000008 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,247

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 17, 2017 Filed Jul 18, 2017 20:26 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 2,500 $25.70 $64,250.00
Disclosure

SEC source: 0001699192-17-000010 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,070

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 17, 2017 Filed Jul 18, 2017 19:31 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $25.70 $25,700.00
Disclosure

SEC source: 0001699192-17-000006 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,929

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/27/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 14, 2017 Filed Jul 17, 2017 19:09 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $25.69 $51,380.00
Disclosure

SEC source: 0001444157-17-000026 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,565

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 13, 2017 Filed Jul 17, 2017 17:33 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $26.20 $52,400.00
Disclosure

SEC source: 0001215181-17-000027 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,303

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 11, 2017 Filed Jul 12, 2017 21:37 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $25.91 $103,628.00
Disclosure

SEC source: 0001215181-17-000025 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,474

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.86 to $25.99. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 10, 2017 Filed Jul 12, 2017 21:37 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $25.84 $103,360.00
Disclosure

SEC source: 0001215181-17-000025 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,474

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.71 to $25.995. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 29, 2017 Filed Jul 3, 2017 18:35 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $26.04 $52,080.00
Disclosure

SEC source: 0001215181-17-000023 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,303

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 22, 2017 Filed Jun 23, 2017 23:49 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 526 $25.60 $13,465.60
Disclosure

SEC source: 0001177261-17-000035 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,491

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 22, 2017 Filed Jun 23, 2017 23:52 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 2,521 $25.60 $64,537.60
Disclosure

SEC source: 0001177261-17-000037 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,373

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 22, 2017 15:21 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 2,147 $25.31 $54,340.57
Disclosure

SEC source: 0001699193-17-000002 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,495

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:28 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,884 $25.31 $72,993.75
Disclosure

SEC source: 0001177261-17-000033 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,474

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:28 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 3,026 $25.31 $76,587.76
Disclosure

SEC source: 0001177261-17-000033 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,358

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:28 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,813 $25.31 $71,197.03
Disclosure

SEC source: 0001177261-17-000033 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,384

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:28 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 3,835 $25.31 $97,063.47
Disclosure

SEC source: 0001177261-17-000033 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,197

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:26 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 412 $25.31 $10,427.72
Disclosure

SEC source: 0001177261-17-000031 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,565

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:26 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 514 $25.31 $13,009.34
Disclosure

SEC source: 0001177261-17-000031 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,977

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:26 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 478 $25.31 $12,098.18
Disclosure

SEC source: 0001177261-17-000031 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,491

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:26 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 616 $25.31 $15,590.90
Disclosure

SEC source: 0001177261-17-000031 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,969

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:24 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 359 $25.31 $9,086.29
Disclosure

SEC source: 0001177261-17-000029 · edgardoc.xml · nonDerivative · entry 6

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,894

F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:24 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 284 $25.31 $7,188.04
Disclosure

SEC source: 0001177261-17-000029 · edgardoc.xml · nonDerivative · entry 5

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,253

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 2/3/2014. Acquisition of the RSU was previously reported in Table I of reporting person's From 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:24 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 190 $25.31 $4,808.90
Disclosure

SEC source: 0001177261-17-000029 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,537

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 21, 2017 Filed Jun 23, 2017 23:24 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 177 $25.31 $4,479.87
Disclosure

SEC source: 0001177261-17-000029 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,727

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:24 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 252 $25.31 $6,378.12
Disclosure

SEC source: 0001177261-17-000029 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,904

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's From 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:24 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 339 $25.31 $8,580.09
Disclosure

SEC source: 0001177261-17-000029 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,156

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:22 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 117 $25.31 $2,961.27
Disclosure

SEC source: 0001177261-17-000027 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,673

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:22 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 155 $25.31 $3,923.05
Disclosure

SEC source: 0001177261-17-000027 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,790

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:22 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 144 $25.31 $3,644.64
Disclosure

SEC source: 0001177261-17-000027 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,945

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:22 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 172 $25.31 $4,353.32
Disclosure

SEC source: 0001177261-17-000027 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,089

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:07 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 643 $25.31 $16,274.33
Disclosure

SEC source: 0001177261-17-000025 · edgardoc.xml · nonDerivative · entry 4

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,303

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:07 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 720 $25.31 $18,223.13
Disclosure

SEC source: 0001177261-17-000025 · edgardoc.xml · nonDerivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,946

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:07 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 669 $25.31 $16,932.39
Disclosure

SEC source: 0001177261-17-000025 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,666

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 23:07 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 958 $25.31 $24,246.88
Disclosure

SEC source: 0001177261-17-000025 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,335

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 22:53 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 247 $25.31 $6,251.57
Disclosure

SEC source: 0001177261-17-000022 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,017

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 22:30 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 484 $25.31 $12,250.04
Disclosure

SEC source: 0001177261-17-000020 · edgardoc.xml · nonDerivative · entry 4

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,247

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2017 Filed Jun 23, 2017 22:30 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 514 $25.31 $13,009.34
Disclosure

SEC source: 0001177261-17-000020 · edgardoc.xml · nonDerivative · entry 3

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,731

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.