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CIEN

CIENA CORP

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1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 22, 2017 Filed Sep 25, 2017 19:45 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 524 $21.26 $11,140.24
Disclosure

SEC source: 0001275606-17-000014 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,718

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:16 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 253 $21.25 $5,376.25
Disclosure

SEC source: 0001215181-17-000055 · edgardoc.xml · nonDerivative · entry 6

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,766

F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:16 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 190 $21.25 $4,037.50
Disclosure

SEC source: 0001215181-17-000055 · edgardoc.xml · nonDerivative · entry 5

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,019

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:16 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 285 $21.25 $6,056.25
Disclosure

SEC source: 0001215181-17-000055 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,209

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 2/3/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:16 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 341 $21.25 $7,246.25
Disclosure

SEC source: 0001215181-17-000055 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,494

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:16 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 361 $21.25 $7,671.25
Disclosure

SEC source: 0001215181-17-000055 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,835

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:16 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 177 $21.25 $3,761.25
Disclosure

SEC source: 0001215181-17-000055 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,196

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:13 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 644 $21.25 $13,685.00
Disclosure

SEC source: 0001215181-17-000053 · edgardoc.xml · nonDerivative · entry 4

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,123

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:13 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 517 $21.25 $10,986.25
Disclosure

SEC source: 0001215181-17-000053 · edgardoc.xml · nonDerivative · entry 3

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,767

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:13 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 482 $21.25 $10,242.50
Disclosure

SEC source: 0001215181-17-000053 · edgardoc.xml · nonDerivative · entry 2

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,284

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:13 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 481 $21.25 $10,221.25
Disclosure

SEC source: 0001215181-17-000053 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,766

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:11 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 249 $21.25 $5,291.25
Disclosure

SEC source: 0001215181-17-000051 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,242

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:09 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 227 $21.25 $4,823.75
Disclosure

SEC source: 0001215181-17-000049 · edgardoc.xml · nonDerivative · entry 5

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,939

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 11/4/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:09 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 249 $21.25 $5,291.25
Disclosure

SEC source: 0001215181-17-000049 · edgardoc.xml · nonDerivative · entry 4

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,166

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:09 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 187 $21.25 $3,973.75
Disclosure

SEC source: 0001215181-17-000049 · edgardoc.xml · nonDerivative · entry 3

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,415

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:09 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 175 $21.25 $3,718.75
Disclosure

SEC source: 0001215181-17-000049 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,602

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:09 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 152 $21.25 $3,230.00
Disclosure

SEC source: 0001215181-17-000049 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,777

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:07 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 673 $21.25 $14,301.25
Disclosure

SEC source: 0001215181-17-000047 · edgardoc.xml · nonDerivative · entry 4

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,250

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:07 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 963 $21.25 $20,463.75
Disclosure

SEC source: 0001215181-17-000047 · edgardoc.xml · nonDerivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,923

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:07 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 647 $21.25 $13,748.75
Disclosure

SEC source: 0001215181-17-000047 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,886

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:07 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 770 $21.25 $16,362.50
Disclosure

SEC source: 0001215181-17-000047 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,533

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:03 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 117 $21.25 $2,486.25
Disclosure

SEC source: 0001215181-17-000045 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,314

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:03 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 156 $21.25 $3,315.00
Disclosure

SEC source: 0001215181-17-000045 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,431

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:03 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 145 $21.25 $3,081.25
Disclosure

SEC source: 0001215181-17-000045 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,587

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:03 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 172 $21.25 $3,655.00
Disclosure

SEC source: 0001215181-17-000045 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,732

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:01 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 517 $21.25 $10,986.25
Disclosure

SEC source: 0001215181-17-000043 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,533

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:01 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 620 $21.25 $13,175.00
Disclosure

SEC source: 0001215181-17-000043 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,050

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:01 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 414 $21.25 $8,797.50
Disclosure

SEC source: 0001215181-17-000043 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,670

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 19:01 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 481 $21.25 $10,221.25
Disclosure

SEC source: 0001215181-17-000043 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,084

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 18:58 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,830 $21.25 $60,137.50
Disclosure

SEC source: 0001215181-17-000041 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,840

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 18:58 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 3,858 $21.25 $81,982.50
Disclosure

SEC source: 0001215181-17-000041 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,670

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 18:58 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 3,044 $21.25 $64,685.00
Disclosure

SEC source: 0001215181-17-000041 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,528

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 18:58 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,902 $21.25 $61,667.50
Disclosure

SEC source: 0001215181-17-000041 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,572

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 18:55 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 517 $21.25 $10,986.25
Disclosure

SEC source: 0001215181-17-000039 · edgardoc.xml · nonDerivative · entry 4

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,038

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 18:55 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 481 $21.25 $10,221.25
Disclosure

SEC source: 0001215181-17-000039 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,555

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 18:55 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 414 $21.25 $8,797.50
Disclosure

SEC source: 0001215181-17-000039 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,036

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 18:55 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 620 $21.25 $13,175.00
Disclosure

SEC source: 0001215181-17-000039 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,450

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 21, 2017 Filed Sep 22, 2017 18:42 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $21.25 $42,500.00
Disclosure

SEC source: 0001215181-17-000037 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,303

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 19, 2017 Filed Sep 19, 2017 21:10 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $22.00 $44,000.00
Disclosure

SEC source: 0001444157-17-000030 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,247

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:24 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,251 $21.60 $27,021.60
Disclosure

SEC source: 0001444157-17-000036 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,904

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:14 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $21.60 $21,600.00
Disclosure

SEC source: 0001444157-17-000032 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,929

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/27/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 15, 2017 Filed Sep 19, 2017 21:17 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 2,500 $21.60 $54,000.00
Disclosure

SEC source: 0001444157-17-000034 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,070

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
September 15, 2017 Filed Sep 19, 2017 20:56 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $21.60 $43,200.00
Disclosure

SEC source: 0001444157-17-000028 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,565

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 13, 2017 Filed Sep 14, 2017 19:19 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $20.01 $40,028.60
Disclosure

SEC source: 0001032553-17-000021 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,474

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.88 to $22.155. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 13, 2017 Filed Sep 14, 2017 19:19 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $22.02 $44,030.00
Disclosure

SEC source: 0001032553-17-000021 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,474

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.88 to $22.155. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 12, 2017 Filed Sep 14, 2017 19:19 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $21.99 $43,989.60
Disclosure

SEC source: 0001032553-17-000021 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,474

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.79 to $22.165. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 12, 2017 Filed Sep 14, 2017 19:19 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $22.00 $43,990.60
Disclosure

SEC source: 0001032553-17-000021 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,474

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.79 to $22.165. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 07, 2017 Filed Sep 8, 2017 19:55 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $21.78 $43,560.00
Disclosure

SEC source: 0001215181-17-000035 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,303

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 01, 2017 Filed Sep 5, 2017 19:23 UTC GrantCommon Stock 4,807 $0.00 $0.00
Disclosure

SEC source: 0001396837-17-000011 · edgardoc.xml · nonDerivative · entry 1

FATHERS WILLIAM D · CIK 0001396837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,807

F1 · shares: Restricted Stock Units (RSUs) vest on September 20, 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
August 24, 2017 Filed Aug 31, 2017 19:59 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $24.24 $48,480.00
Disclosure

SEC source: 0001215181-17-000033 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,303

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.