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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2017 Filed Dec 14, 2017 20:00 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GrantCommon Stock 35,868 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000056 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,450

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:00 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GrantCommon Stock 28,332 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000056 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,582

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/14/2016 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2017, 2018, and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:43 UTC
SMITH GARY BDirector · PRESIDENT, CEO
GrantMarket Stock Units · Derivative 74,605 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000052 · edgardoc.xml · derivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,605

Underlying: Common Stock · 74,605 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:43 UTC
SMITH GARY BDirector · PRESIDENT, CEO
GrantCommon Stock 124,342 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000052 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,658

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:43 UTC
SMITH GARY BDirector · PRESIDENT, CEO
GrantCommon Stock 127,476 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000052 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,316

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/14/2016 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2017, 2018, and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:58 UTC
McFeely ScottSVP, Networking Platforms
GrantMarket Stock Units · Derivative 11,478 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000054 · edgardoc.xml · derivative · entry 3

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,478

Underlying: Common Stock · 11,478 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:58 UTC
McFeely ScottSVP, Networking Platforms
GrantCommon Stock 28,695 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000054 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,345

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:58 UTC
McFeely ScottSVP, Networking Platforms
GrantCommon Stock 9,711 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000054 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,650

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/14/2016 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2017, 2018, and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:39 UTC
PETRIK ANDREW CVP, CONTROLLER
GrantMarket Stock Units · Derivative 2,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000050 · edgardoc.xml · derivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,869

Underlying: Common Stock · 2,869 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:39 UTC
PETRIK ANDREW CVP, CONTROLLER
GrantCommon Stock 7,174 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000050 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,188

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:39 UTC
PETRIK ANDREW CVP, CONTROLLER
GrantCommon Stock 6,075 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000050 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,014

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/14/2016 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2017, 2018, and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:37 UTC
Phipps JasonSVP Global Sales and Marketing
GrantMarket Stock Units · Derivative 9,565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000048 · edgardoc.xml · derivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,565

Underlying: Common Stock · 9,565 shares

Expires not disclosed

F3 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F4 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F4 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F3 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F3 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:37 UTC
Phipps JasonSVP Global Sales and Marketing
GrantCommon Stock 23,912 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000048 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,163

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:35 UTC
Rothenstein David MSr. VP, General Counsel
GrantMarket Stock Units · Derivative 11,478 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000046 · edgardoc.xml · derivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,478

Underlying: Common Stock · 11,478 shares

Expires not disclosed

F5 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F6 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F6 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F5 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F5 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:35 UTC
Rothenstein David MSr. VP, General Counsel
GrantCommon Stock 5,984 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000046 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,444

F4 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/17/2014 reflecting the achievement of the related performance conditions for the applicable performance period. These shares will vest on December 20 following the performance period.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:35 UTC
Rothenstein David MSr. VP, General Counsel
GrantCommon Stock 28,695 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000046 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,460

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 19:35 UTC
Rothenstein David MSr. VP, General Counsel
GrantCommon Stock 20,232 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000046 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,765

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/14/2016 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2017, 2018, and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 30, 2017 Filed Dec 4, 2017 19:04 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $21.46 $42,920.00
Disclosure

SEC source: 0001215181-17-000065 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,250

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 21, 2017 Filed Nov 22, 2017 20:52 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $20.60 $41,206.60
Disclosure

SEC source: 0001032553-17-000031 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $20.45 to $20.765. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 21, 2017 Filed Nov 22, 2017 20:52 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $20.60 $41,206.60
Disclosure

SEC source: 0001032553-17-000031 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $20.445 to $20.765. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 20, 2017 Filed Nov 22, 2017 20:52 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $20.52 $82,074.00
Disclosure

SEC source: 0001032553-17-000031 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $20.38 to $20.735. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 20, 2017 Filed Nov 22, 2017 20:52 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $20.51 $41,024.00
Disclosure

SEC source: 0001032553-17-000031 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $20.385 to $20.735. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 16, 2017 Filed Nov 20, 2017 19:20 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $20.00 $40,000.00
Disclosure

SEC source: 0001215181-17-000063 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,250

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2017 Filed Nov 16, 2017 19:57 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 2,500 $19.86 $49,655.75
Disclosure

SEC source: 0001285617-17-000018 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,038

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2017 Filed Nov 16, 2017 19:55 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $19.50 $39,000.00
Disclosure

SEC source: 0001285617-17-000016 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,533

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2017 Filed Nov 16, 2017 19:22 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $19.50 $19,500.00
Disclosure

SEC source: 0001285617-17-000014 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,939

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/27/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 09, 2017 Filed Nov 13, 2017 16:07 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $19.74 $39,470.00
Disclosure

SEC source: 0001032553-17-000029 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $19.495 to $19.92. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 08, 2017 Filed Nov 13, 2017 16:07 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $20.27 $40,546.60
Disclosure

SEC source: 0001032553-17-000029 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $19.995 to $20.505. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 08, 2017 Filed Nov 13, 2017 16:07 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $20.27 $40,545.00
Disclosure

SEC source: 0001032553-17-000029 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $20.005 to $20.505. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 02, 2017 Filed Nov 6, 2017 17:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $20.46 $40,920.00
Disclosure

SEC source: 0001215181-17-000061 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,250

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 24, 2017 Filed Oct 25, 2017 19:14 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $22.25 $44,501.00
Disclosure

SEC source: 0001032553-17-000027 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.17 to $22.34. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 24, 2017 Filed Oct 25, 2017 19:14 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $22.25 $44,501.00
Disclosure

SEC source: 0001032553-17-000027 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.17 to $22.34. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 23, 2017 Filed Oct 25, 2017 19:14 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $22.00 $43,990.00
Disclosure

SEC source: 0001032553-17-000027 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.835 to $22.095. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 23, 2017 Filed Oct 25, 2017 19:14 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $21.99 $43,988.80
Disclosure

SEC source: 0001032553-17-000027 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.83 to $22.09. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 20, 2017 Filed Oct 24, 2017 17:02 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $22.00 $44,000.00
Disclosure

SEC source: 0001285617-17-000012 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,123

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 19, 2017 Filed Oct 20, 2017 17:03 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $21.10 $42,200.00
Disclosure

SEC source: 0001215181-17-000059 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,250

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 16, 2017 Filed Oct 17, 2017 21:54 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 4,375 $21.56 $94,341.63
Disclosure

SEC source: 0001444157-17-000044 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,939

F1 · shares: Sales were effected pursuant to 10b5-1 trading plan dated October 5, 2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.37 to $21.83. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 16, 2017 Filed Oct 17, 2017 21:52 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 2,500 $21.57 $53,913.75
Disclosure

SEC source: 0001444157-17-000042 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,538

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.37 to $21.83. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 16, 2017 Filed Oct 17, 2017 21:50 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $21.51 $21,509.00
Disclosure

SEC source: 0001444157-17-000040 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,939

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/27/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.50 to $21.51. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 16, 2017 Filed Oct 17, 2017 21:42 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $21.56 $43,114.60
Disclosure

SEC source: 0001444157-17-000038 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,533

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.37 to $21.83. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 12, 2017 Filed Oct 13, 2017 23:48 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $21.84 $43,671.60
Disclosure

SEC source: 0001032553-17-000025 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.47 to $22.02. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 12, 2017 Filed Oct 13, 2017 23:48 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $21.83 $43,669.60
Disclosure

SEC source: 0001032553-17-000025 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.46 to $22.02. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 11, 2017 Filed Oct 13, 2017 23:48 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $21.64 $43,282.00
Disclosure

SEC source: 0001032553-17-000025 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.52 to $21.765. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 11, 2017 Filed Oct 13, 2017 23:48 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $21.64 $43,283.00
Disclosure

SEC source: 0001032553-17-000025 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.52 to $21.765. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 05, 2017 Filed Oct 6, 2017 19:04 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $22.17 $44,340.00
Disclosure

SEC source: 0001215181-17-000057 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,250

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 28, 2017 Filed Sep 29, 2017 16:33 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $22.06 $44,122.00
Disclosure

SEC source: 0001032553-17-000023 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.00 to $22.20. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 28, 2017 Filed Sep 29, 2017 16:33 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $22.06 $44,123.00
Disclosure

SEC source: 0001032553-17-000023 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $22.00 to $22.20. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 27, 2017 Filed Sep 29, 2017 16:33 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $21.99 $43,987.60
Disclosure

SEC source: 0001032553-17-000023 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.68 to $22.305. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 27, 2017 Filed Sep 29, 2017 16:33 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $22.00 $43,991.00
Disclosure

SEC source: 0001032553-17-000023 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,840

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.69 to $22.305. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 22, 2017 Filed Sep 25, 2017 19:49 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 2,515 $21.26 $53,468.90
Disclosure

SEC source: 0001275606-17-000016 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,251

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.