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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2017 Filed Dec 26, 2017 21:39 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 1,011 $21.22 $21,453.42
Disclosure

SEC source: 0001275606-17-000026 · edgardoc.xml · nonDerivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,190

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:39 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 1,345 $21.22 $28,540.90
Disclosure

SEC source: 0001275606-17-000026 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,201

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:39 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 904 $21.22 $19,182.88
Disclosure

SEC source: 0001275606-17-000026 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,546

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 386 $21.22 $8,190.92
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 10

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,388

F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,225 $21.22 $25,994.50
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 9

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,774

F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 368 $21.22 $7,808.96
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 8

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,999

F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 376 $21.22 $7,978.72
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 7

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,367

F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 534 $21.22 $11,331.48
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 6

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,743

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 321 $21.22 $6,811.62
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 5

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,277

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 155 $21.22 $3,289.10
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,598

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 144 $21.22 $3,055.68
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,753

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 172 $21.22 $3,649.84
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,897

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:36 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 119 $21.22 $2,525.18
Disclosure

SEC source: 0001275606-17-000024 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,069

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:34 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 452 $21.22 $9,591.44
Disclosure

SEC source: 0001275606-17-000022 · edgardoc.xml · nonDerivative · entry 9

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,561

F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:34 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 442 $21.22 $9,379.24
Disclosure

SEC source: 0001275606-17-000022 · edgardoc.xml · nonDerivative · entry 8

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,013

F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:34 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 563 $21.22 $11,946.86
Disclosure

SEC source: 0001275606-17-000022 · edgardoc.xml · nonDerivative · entry 7

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,455

F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:34 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 339 $21.22 $7,193.58
Disclosure

SEC source: 0001275606-17-000022 · edgardoc.xml · nonDerivative · entry 6

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,018

F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:34 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 152 $21.22 $3,225.44
Disclosure

SEC source: 0001275606-17-000022 · edgardoc.xml · nonDerivative · entry 5

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,357

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:34 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 226 $21.22 $4,795.72
Disclosure

SEC source: 0001275606-17-000022 · edgardoc.xml · nonDerivative · entry 4

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,509

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 11/4/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:34 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 187 $21.22 $3,968.14
Disclosure

SEC source: 0001275606-17-000022 · edgardoc.xml · nonDerivative · entry 3

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,735

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:34 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 175 $21.22 $3,713.50
Disclosure

SEC source: 0001275606-17-000022 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,922

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:34 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 248 $21.22 $5,262.56
Disclosure

SEC source: 0001275606-17-000022 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,097

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:32 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 190 $21.22 $4,031.80
Disclosure

SEC source: 0001275606-17-000020 · edgardoc.xml · nonDerivative · entry 6

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,552

F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:32 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 252 $21.22 $5,347.44
Disclosure

SEC source: 0001275606-17-000020 · edgardoc.xml · nonDerivative · entry 5

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,742

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:32 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 177 $21.22 $3,755.94
Disclosure

SEC source: 0001275606-17-000020 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,994

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:32 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 288 $21.22 $6,111.36
Disclosure

SEC source: 0001275606-17-000020 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,171

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 2/3/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:32 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 364 $21.22 $7,724.08
Disclosure

SEC source: 0001275606-17-000020 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,459

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:32 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 340 $21.22 $7,214.80
Disclosure

SEC source: 0001275606-17-000020 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,823

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:29 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 586 $21.22 $12,434.92
Disclosure

SEC source: 0001275606-17-000018 · edgardoc.xml · nonDerivative · entry 4

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,148

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:29 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 599 $21.22 $12,710.78
Disclosure

SEC source: 0001275606-17-000018 · edgardoc.xml · nonDerivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,734

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:29 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 247 $21.22 $5,241.34
Disclosure

SEC source: 0001275606-17-000018 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,333

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:29 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 1,966 $21.22 $41,718.52
Disclosure

SEC source: 0001275606-17-000018 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,580

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2017 Filed Dec 18, 2017 19:35 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $21.43 $42,850.60
Disclosure

SEC source: 0001032553-17-000033 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,658

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.3 to $21.52. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2017 Filed Dec 18, 2017 19:35 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $21.43 $42,850.00
Disclosure

SEC source: 0001032553-17-000033 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849,658

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.3 to $21.52. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:24 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $21.31 $21,310.00
Disclosure

SEC source: 0001444157-17-000068 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,345

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/27/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:04 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
SaleCommon Stock 2,500 $21.31 $53,275.00
Disclosure

SEC source: 0001444157-17-000066 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,682

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:01 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $21.31 $42,620.00
Disclosure

SEC source: 0001444157-17-000064 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,444

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2017 Filed Dec 15, 2017 18:35 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $21.54 $43,080.00
Disclosure

SEC source: 0001215181-17-000067 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,450

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/13/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2017 Filed Dec 18, 2017 19:35 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $21.34 $42,682.60
Disclosure

SEC source: 0001032553-17-000033 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851,658

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.18 to $21.51. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2017 Filed Dec 18, 2017 19:35 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $21.34 $42,678.60
Disclosure

SEC source: 0001032553-17-000033 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,658

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.18 to $21.51. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:06 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
GrantMarket Stock Units · Derivative 11,478 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000062 · edgardoc.xml · derivative · entry 3

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,478

Underlying: Common Stock · 11,478 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:06 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
GrantCommon Stock 28,695 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000062 · edgardoc.xml · nonDerivative · entry 2

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,050

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:06 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
GrantCommon Stock 20,232 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000062 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,355

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/14/2016 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2017, 2018, and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:03 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
GrantMarket Stock Units · Derivative 9,565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000060 · edgardoc.xml · derivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,565

Underlying: Common Stock · 9,565 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:03 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
GrantCommon Stock 23,912 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000060 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,182

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:03 UTC
ALEXANDER STEPHEN BSr VP Chief Technology Officer
GrantCommon Stock 20,232 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000060 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,270

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/14/2016 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2017, 2018, and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:01 UTC
HAMILTON RICKSVP, Software and Services
GrantMarket Stock Units · Derivative 11,478 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000058 · edgardoc.xml · derivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,478

Underlying: Common Stock · 11,478 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:01 UTC
HAMILTON RICKSVP, Software and Services
GrantCommon Stock 28,695 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000058 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,546

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:01 UTC
HAMILTON RICKSVP, Software and Services
GrantCommon Stock 11,133 $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000058 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,851

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/14/2016 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2017, 2018, and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:00 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GrantMarket Stock Units · Derivative 14,347 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001444157-17-000056 · edgardoc.xml · derivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,347

Underlying: Common Stock · 14,347 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.