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NYSE · USD

CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 22, 2018 Filed Aug 23, 2018 21:05 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $27.14 $54,282.40
Disclosure

SEC source: 0001215181-18-000050 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,863

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/9/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $27.05 to $27.23. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 22, 2018 Filed Aug 23, 2018 21:02 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $27.19 $65,251.44
Disclosure

SEC source: 0001032553-18-000028 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,427

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $27.065 to $27.325. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 22, 2018 Filed Aug 23, 2018 21:02 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $27.19 $65,250.48
Disclosure

SEC source: 0001032553-18-000028 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,827

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $27.065 to $27.325. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 21, 2018 Filed Aug 23, 2018 21:02 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $27.15 $65,151.12
Disclosure

SEC source: 0001032553-18-000028 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,227

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.94 to $27.265. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 21, 2018 Filed Aug 23, 2018 21:02 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $27.14 $65,147.52
Disclosure

SEC source: 0001032553-18-000028 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,627

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.94 to $27.28. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 15, 2018 Filed Aug 16, 2018 17:24 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $26.00 $52,007.00
Disclosure

SEC source: 0001444157-18-000008 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,498

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.76 to $26.19. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 15, 2018 Filed Aug 16, 2018 17:13 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $26.00 $65,007.25
Disclosure

SEC source: 0001444157-18-000004 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,426

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.75 to $26.22. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 15, 2018 Filed Aug 16, 2018 17:14 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $26.01 $26,007.00
Disclosure

SEC source: 0001444157-18-000006 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,234

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/27/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.77 to $26.15. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 15, 2018 Filed Aug 16, 2018 17:06 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $26.00 $52,009.00
Disclosure

SEC source: 0001444157-18-000002 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,925

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/12/18, as amended.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.77 to $26.19. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 08, 2018 Filed Aug 9, 2018 15:33 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $25.79 $51,587.00
Disclosure

SEC source: 0001215181-18-000048 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,863

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/9/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.59 to $26.03. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 25, 2018 Filed Jul 27, 2018 15:10 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $25.81 $51,613.40
Disclosure

SEC source: 0001215181-18-000046 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,863

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/9/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.75 to $25.88. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 16, 2018 Filed Jul 17, 2018 19:43 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $26.99 $67,481.75
Disclosure

SEC source: 0001699192-18-000022 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,926

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.89 to $27.06. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 16, 2018 Filed Jul 17, 2018 19:41 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $26.99 $53,973.00
Disclosure

SEC source: 0001699192-18-000020 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,925

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/12/18, as amended.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.91 to $27.05. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 16, 2018 Filed Jul 17, 2018 19:39 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $26.99 $53,975.00
Disclosure

SEC source: 0001699192-18-000018 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,498

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.89 to $27.04. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 16, 2018 Filed Jul 17, 2018 19:32 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $26.98 $26,979.80
Disclosure

SEC source: 0001699192-18-000016 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,234

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/27/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $26.89 to $27.04. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 12, 2018 Filed Jul 13, 2018 16:23 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $27.45 $54,892.60
Disclosure

SEC source: 0001032553-18-000026 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,027

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F3 · price: Reflects the weighted average sales price with transactions in a range of sales from $27.365 to $27.51. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 12, 2018 Filed Jul 13, 2018 16:23 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $27.45 $54,892.00
Disclosure

SEC source: 0001032553-18-000026 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,027

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F3 · price: Reflects the weighted average sales price with transactions in a range of sales from $27.365 to $27.51. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 11, 2018 Filed Jul 13, 2018 16:23 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 4,000 $27.15 $108,592.00
Disclosure

SEC source: 0001032553-18-000026 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,027

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 11, 2018 Filed Jul 13, 2018 14:42 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $27.23 $54,458.60
Disclosure

SEC source: 0001215181-18-000044 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,863

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/9/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $27.13 to $27.32. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 28, 2018 Filed Jun 29, 2018 17:21 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $25.87 $51,743.80
Disclosure

SEC source: 0001032553-18-000024 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,027

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.47 to $26.135. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 28, 2018 Filed Jun 29, 2018 17:21 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $25.87 $51,743.20
Disclosure

SEC source: 0001032553-18-000024 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,027

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.47 to $26.135. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 27, 2018 Filed Jun 29, 2018 17:21 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $25.81 $51,610.20
Disclosure

SEC source: 0001032553-18-000024 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,027

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.51 to $26.03. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 27, 2018 Filed Jun 29, 2018 17:21 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,000 $25.80 $51,608.00
Disclosure

SEC source: 0001032553-18-000024 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,027

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 06/05/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.51 to $26.03. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 27, 2018 Filed Jun 29, 2018 17:17 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $25.95 $51,909.60
Disclosure

SEC source: 0001215181-18-000042 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,863

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/9/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $25.84 to $26.04. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 22, 2018 Filed Jun 26, 2018 19:43 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 2,923 $25.34 $74,068.82
Disclosure

SEC source: 0001275606-18-000005 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,681

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/29/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 22, 2018 Filed Jun 26, 2018 19:31 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 1,575 $25.34 $39,910.50
Disclosure

SEC source: 0001699193-18-000002 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,211

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 19:33 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 151 $25.55 $3,858.05
Disclosure

SEC source: 0001177265-18-000002 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,221

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 19:33 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 143 $25.55 $3,653.65
Disclosure

SEC source: 0001177265-18-000002 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,372

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 19:33 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 132 $25.55 $3,372.60
Disclosure

SEC source: 0001177265-18-000002 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,515

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 19:33 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 158 $25.55 $4,036.90
Disclosure

SEC source: 0001177265-18-000002 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,647

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:52 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 3,777 $25.55 $96,502.35
Disclosure

SEC source: 0001177261-18-000054 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,027

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:52 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,868 $25.55 $73,277.40
Disclosure

SEC source: 0001177261-18-000054 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,804

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:52 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,667 $25.55 $68,141.85
Disclosure

SEC source: 0001177261-18-000054 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,672

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 21, 2018 Filed Jun 22, 2018 18:52 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 3,636 $25.55 $92,899.80
Disclosure

SEC source: 0001177261-18-000054 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,339

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 21, 2018 Filed Jun 22, 2018 18:50 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 601 $25.55 $15,355.55
Disclosure

SEC source: 0001177261-18-000052 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,925

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:50 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 472 $25.55 $12,059.60
Disclosure

SEC source: 0001177261-18-000052 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,526

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:50 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 439 $25.55 $11,216.45
Disclosure

SEC source: 0001177261-18-000052 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,998

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:50 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 565 $25.55 $14,435.75
Disclosure

SEC source: 0001177261-18-000052 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,437

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:47 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 457 $25.55 $11,676.35
Disclosure

SEC source: 0001177261-18-000050 · edgardoc.xml · nonDerivative · entry 5

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,786

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:47 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 173 $25.55 $4,420.15
Disclosure

SEC source: 0001177261-18-000050 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,243

F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:47 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 229 $25.55 $5,850.95
Disclosure

SEC source: 0001177261-18-000050 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,416

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:47 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 161 $25.55 $4,113.55
Disclosure

SEC source: 0001177261-18-000050 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,645

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:47 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 309 $25.55 $7,894.95
Disclosure

SEC source: 0001177261-18-000050 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,806

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:24 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 660 $25.55 $16,863.00
Disclosure

SEC source: 0001177261-18-000047 · edgardoc.xml · nonDerivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,863

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:24 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 614 $25.55 $15,687.70
Disclosure

SEC source: 0001177261-18-000047 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,523

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:24 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 878 $25.55 $22,432.90
Disclosure

SEC source: 0001177261-18-000047 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,137

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:20 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 517 $25.55 $13,209.35
Disclosure

SEC source: 0001177261-18-000043 · edgardoc.xml · nonDerivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,604

F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:20 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 445 $25.55 $11,369.75
Disclosure

SEC source: 0001177261-18-000043 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,121

F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:20 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 223 $25.55 $5,697.65
Disclosure

SEC source: 0001177261-18-000043 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,566

F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2018 Filed Jun 22, 2018 18:22 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 440 $25.55 $11,242.00
Disclosure

SEC source: 0001177261-18-000045 · edgardoc.xml · nonDerivative · entry 5

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,234

F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.