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CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2018 Filed Dec 21, 2018 00:38 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
GrantCommon Stock 21,733 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000086 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,129

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:42 UTC
HAMILTON RICKSVP, Software and Services
GrantMarket Stock Units (2021) · Derivative 8,693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000088 · edgardoc.xml · derivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,693

Underlying: Common Stock · 8,693 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:42 UTC
HAMILTON RICKSVP, Software and Services
GrantCommon Stock 20,401 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000088 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,707

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:42 UTC
HAMILTON RICKSVP, Software and Services
GrantCommon Stock 21,733 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000088 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,306

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:43 UTC
HAMILTON RICKSVP, Software and Services
GrantMarket Stock Units (2021) · Derivative 8,693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000089 · edgardoc.xml · derivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,693

Underlying: Common Stock · 8,693 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:43 UTC
HAMILTON RICKSVP, Software and Services
GrantCommon Stock 20,401 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000089 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,707

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:43 UTC
HAMILTON RICKSVP, Software and Services
GrantCommon Stock 21,733 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000089 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,306

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:28 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
GrantMarket Stock Units (2021) · Derivative 6,209 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000084 · edgardoc.xml · derivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,209

Underlying: Common Stock · 6,209 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:28 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000084 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,986

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:28 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
GrantCommon Stock 15,523 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000084 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,986

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 17, 2018 Filed Dec 18, 2018 20:36 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GiftCommon Stock 4,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001177261-18-000082 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,262

F1 · price: These shares were given as a gift for which no consideration was received by the Reporting Person.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 17, 2018 Filed Dec 18, 2018 19:33 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $34.28 $68,569.00
Disclosure

SEC source: 0001177261-18-000080 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,396

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $34.20 to $34.40. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 17, 2018 Filed Dec 18, 2018 19:27 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $34.29 $34,292.00
Disclosure

SEC source: 0001177261-18-000078 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,080

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/27/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $34.23 to $34.47. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 17, 2018 Filed Dec 18, 2018 19:19 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $34.30 $85,741.00
Disclosure

SEC source: 0001177261-18-000076 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,463

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $34.15 to $34.47. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2018 Filed Dec 17, 2018 19:51 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $34.67 $69,337.00
Disclosure

SEC source: 0001215181-18-000062 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,862

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/12/18, as amended.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $34.11 to $35.12. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2018 Filed Dec 17, 2018 19:34 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $34.68 $69,350.20
Disclosure

SEC source: 0001215181-18-000060 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,762

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/9/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $34.10 to $35.12. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 30, 2018 Filed Dec 4, 2018 00:44 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $32.43 $77,826.96
Disclosure

SEC source: 0001032553-18-000045 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,358

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.28 to $32.62. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 30, 2018 Filed Dec 4, 2018 00:44 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $32.43 $77,824.08
Disclosure

SEC source: 0001032553-18-000045 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,758

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.28 to $32.62. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 29, 2018 Filed Dec 4, 2018 00:44 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $32.52 $78,045.60
Disclosure

SEC source: 0001032553-18-000045 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,158

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.335 to $32.69. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 29, 2018 Filed Dec 4, 2018 00:44 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $32.52 $78,050.64
Disclosure

SEC source: 0001032553-18-000045 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,558

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.37 to $32.695. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 28, 2018 Filed Nov 30, 2018 16:52 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $31.74 $63,483.60
Disclosure

SEC source: 0001215181-18-000058 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,762

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/9/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $31.63 to $31.89. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2018 Filed Nov 19, 2018 18:33 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $33.09 $33,094.00
Disclosure

SEC source: 0001285617-18-000039 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,080

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/27/2017.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.90 to $33.20. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2018 Filed Nov 19, 2018 18:42 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $33.10 $66,193.00
Disclosure

SEC source: 0001285617-18-000043 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,862

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/12/18, as amended.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.89 to $33.26. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2018 Filed Nov 19, 2018 18:37 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $33.09 $82,733.00
Disclosure

SEC source: 0001285617-18-000041 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,963

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.89 to $33.27. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 15, 2018 Filed Nov 19, 2018 18:29 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $33.09 $66,189.00
Disclosure

SEC source: 0001285617-18-000037 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,396

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.89 to $33.26. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 14, 2018 Filed Nov 15, 2018 19:37 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 1,963 $33.35 $65,464.87
Disclosure

SEC source: 0001032553-18-000043 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,762

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/9/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $33.20 to $33.54. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 14, 2018 Filed Nov 15, 2018 19:33 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $32.96 $79,104.00
Disclosure

SEC source: 0001032553-18-000041 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,958

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.75 to $33.25. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 14, 2018 Filed Nov 15, 2018 19:33 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $32.96 $79,113.12
Disclosure

SEC source: 0001032553-18-000041 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,358

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $32.75 to $33.21. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 13, 2018 Filed Nov 15, 2018 19:33 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $33.52 $80,436.00
Disclosure

SEC source: 0001032553-18-000041 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,758

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $33.17 to $34.00. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 13, 2018 Filed Nov 15, 2018 19:33 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $31.52 $75,636.48
Disclosure

SEC source: 0001032553-18-000041 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,158

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $33.16 to $34.00. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 02, 2018 Filed Nov 5, 2018 19:49 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $31.77 $76,248.48
Disclosure

SEC source: 0001742169-18-000004 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,558

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F6 · price: Reflects the weighted average sales price with transactions in a range of sales from $31.62 to $31.98. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 02, 2018 Filed Nov 5, 2018 19:49 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $31.77 $76,248.00
Disclosure

SEC source: 0001742169-18-000004 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,958

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $31.63 to $31.98. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 01, 2018 Filed Nov 5, 2018 19:49 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $31.52 $75,657.12
Disclosure

SEC source: 0001742169-18-000004 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,358

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $31.40 to $31.69. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 01, 2018 Filed Nov 5, 2018 19:49 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $31.52 $75,658.80
Disclosure

SEC source: 0001742169-18-000004 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,758

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $31.40 to $31.68. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
November 01, 2018 Filed Nov 5, 2018 18:53 UTC GrantCommon Stock 3,091 $0.00 $0.00
Disclosure

SEC source: 0001742169-18-000002 · edgardoc.xml · nonDerivative · entry 1

Olsen Joanne Beth · CIK 0001742169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,091

F1 · shares: Restricted Stock Units (RSUs) vest on December 20, 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs).

Read SEC document
October 19, 2018 Filed Oct 22, 2018 19:48 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $30.90 $74,154.48
Disclosure

SEC source: 0001032553-18-000039 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,158

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.595 to $31.615. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 19, 2018 Filed Oct 22, 2018 19:48 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $30.90 $74,156.64
Disclosure

SEC source: 0001032553-18-000039 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,558

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.595 to $31.615. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 18, 2018 Filed Oct 22, 2018 19:48 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $31.11 $74,652.96
Disclosure

SEC source: 0001032553-18-000039 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,958

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.835 to $31.52. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 18, 2018 Filed Oct 22, 2018 19:48 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $31.11 $74,654.40
Disclosure

SEC source: 0001032553-18-000039 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,358

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.835 to $31.52. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 17, 2018 Filed Oct 19, 2018 12:25 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $30.62 $61,234.00
Disclosure

SEC source: 0001215181-18-000056 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,725

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/9/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $30.30 to $30.95. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 15, 2018 Filed Oct 16, 2018 20:19 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $29.03 $29,030.00
Disclosure

SEC source: 0001444157-18-000018 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,080

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/27/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 15, 2018 Filed Oct 16, 2018 20:17 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $29.16 $72,902.00
Disclosure

SEC source: 0001444157-18-000016 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,463

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/2016.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $29.04 to $29.33. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 15, 2018 Filed Oct 16, 2018 20:15 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $29.16 $58,311.00
Disclosure

SEC source: 0001444157-18-000014 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,396

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/11/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $29.03 to $29.24. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 15, 2018 Filed Oct 16, 2018 20:13 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $29.15 $58,309.00
Disclosure

SEC source: 0001444157-18-000012 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,862

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/12/18, as amended.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $29.03 to $29.24. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 04, 2018 Filed Oct 5, 2018 22:09 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $29.90 $71,759.52
Disclosure

SEC source: 0001032553-18-000037 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,758

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $29.77 to $29.99. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 04, 2018 Filed Oct 5, 2018 22:09 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $29.90 $71,761.44
Disclosure

SEC source: 0001032553-18-000037 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,158

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $29.77 to $29.99. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 03, 2018 Filed Oct 5, 2018 22:09 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $30.18 $72,432.00
Disclosure

SEC source: 0001032553-18-000037 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,558

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $29.85 to $30.455. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 03, 2018 Filed Oct 5, 2018 22:09 UTC
SMITH GARY BDirector · PRESIDENT, CEO
SaleCommon Stock 2,400 $30.18 $72,432.00
Disclosure

SEC source: 0001032553-18-000037 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,958

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $29.855 to $30.455. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
October 03, 2018 Filed Oct 5, 2018 14:19 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $29.96 $59,911.00
Disclosure

SEC source: 0001215181-18-000054 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,725

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/9/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $29.83 to $30.23. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 24, 2018 Filed Sep 25, 2018 16:15 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 1,581 $30.98 $48,979.38
Disclosure

SEC source: 0001699193-18-000004 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,312

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 03/22/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.