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CIEN

CIENA CORP

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1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2018 Filed Dec 26, 2018 22:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 962 $32.91 $31,659.42
Disclosure

SEC source: 0001177261-18-000109 · edgardoc.xml · nonDerivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,367

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 951 $32.91 $31,297.41
Disclosure

SEC source: 0001177261-18-000109 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,329

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 873 $32.91 $28,730.43
Disclosure

SEC source: 0001177261-18-000109 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,280

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:46 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 695 $32.91 $22,872.45
Disclosure

SEC source: 0001177261-18-000107 · edgardoc.xml · nonDerivative · entry 7

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,040

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:46 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 3,754 $32.91 $123,544.14
Disclosure

SEC source: 0001177261-18-000107 · edgardoc.xml · nonDerivative · entry 6

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,735

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:46 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 818 $32.91 $26,920.38
Disclosure

SEC source: 0001177261-18-000107 · edgardoc.xml · nonDerivative · entry 5

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,489

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:46 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 801 $32.91 $26,360.91
Disclosure

SEC source: 0001177261-18-000107 · edgardoc.xml · nonDerivative · entry 4

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,307

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:46 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 338 $32.91 $11,123.58
Disclosure

SEC source: 0001177261-18-000107 · edgardoc.xml · nonDerivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,108

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:46 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 478 $32.91 $15,730.98
Disclosure

SEC source: 0001177261-18-000107 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,446

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:46 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 783 $32.91 $25,768.53
Disclosure

SEC source: 0001177261-18-000107 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,924

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:44 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
Tax withholdingCommon Stock 770 $32.91 $25,340.70
Disclosure

SEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 10

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,397

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:44 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
Tax withholdingCommon Stock 4,158 $32.91 $136,839.78
Disclosure

SEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 9

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,167

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:44 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
Tax withholdingCommon Stock 1,647 $32.91 $54,202.77
Disclosure

SEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 8

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,325

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:44 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
Tax withholdingCommon Stock 1,611 $32.91 $53,018.01
Disclosure

SEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 7

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,972

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:44 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
Tax withholdingCommon Stock 1,412 $32.91 $46,468.92
Disclosure

SEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 6

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,583

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:44 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
Tax withholdingCommon Stock 1,758 $32.91 $57,855.78
Disclosure

SEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 5

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,995

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:44 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
Tax withholdingCommon Stock 867 $32.91 $28,532.97
Disclosure

SEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 4

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,753

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:44 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
Tax withholdingCommon Stock 632 $32.91 $20,799.12
Disclosure

SEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 3

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,620

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:44 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
Tax withholdingCommon Stock 679 $32.91 $22,345.89
Disclosure

SEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 2

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,252

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:44 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
Tax withholdingCommon Stock 599 $32.91 $19,713.09
Disclosure

SEC source: 0001177261-18-000105 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,931

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:42 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 641 $32.91 $21,095.31
Disclosure

SEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 10

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,895

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:42 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 3,466 $32.91 $114,066.06
Disclosure

SEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 9

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,536

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2017. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:42 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 1,647 $32.91 $54,202.77
Disclosure

SEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 8

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,002

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:42 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 1,611 $32.91 $53,018.01
Disclosure

SEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 7

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,649

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:42 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 1,412 $32.91 $46,468.92
Disclosure

SEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 6

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,260

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:42 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 1,718 $32.91 $56,539.38
Disclosure

SEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 5

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,672

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:42 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 723 $32.91 $23,793.93
Disclosure

SEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 4

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,390

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:42 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 632 $32.91 $20,799.12
Disclosure

SEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,113

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:42 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 679 $32.91 $22,345.89
Disclosure

SEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,745

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2018 Filed Dec 26, 2018 22:42 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 562 $32.91 $18,495.42
Disclosure

SEC source: 0001177261-18-000103 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,424

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:53 UTC
Rothenstein David MSr. VP, General Counsel
GrantMarket Stock Units (2021) · Derivative 8,693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000099 · edgardoc.xml · derivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,693

Underlying: Common Stock · 8,693 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:53 UTC
Rothenstein David MSr. VP, General Counsel
GrantCommon Stock 20,401 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000099 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,996

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:53 UTC
Rothenstein David MSr. VP, General Counsel
GrantCommon Stock 21,733 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000099 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,595

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:57 UTC
SMITH GARY BDirector · PRESIDENT, CEO
GrantMarket Stock Units (2021) · Derivative 52,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000101 · edgardoc.xml · derivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,158

Underlying: Common Stock · 52,158 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:57 UTC
SMITH GARY BDirector · PRESIDENT, CEO
GrantCommon Stock 132,611 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000101 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,899

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:57 UTC
SMITH GARY BDirector · PRESIDENT, CEO
GrantCommon Stock 86,930 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000101 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,288

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:51 UTC
Phipps JasonSVP Global Sales and Marketing
GrantMarket Stock Units (2021) · Derivative 8,693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000097 · edgardoc.xml · derivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,693

Underlying: Common Stock · 8,693 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:51 UTC
Phipps JasonSVP Global Sales and Marketing
GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000097 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,045

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:51 UTC
Phipps JasonSVP Global Sales and Marketing
GrantCommon Stock 21,733 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000097 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,045

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:49 UTC
PETRIK ANDREW CVP, CONTROLLER
GrantMarket Stock Units (2021) · Derivative 1,863 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000095 · edgardoc.xml · derivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,863

Underlying: Common Stock · 1,863 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:49 UTC
PETRIK ANDREW CVP, CONTROLLER
GrantCommon Stock 5,100 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000095 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,400

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:49 UTC
PETRIK ANDREW CVP, CONTROLLER
GrantCommon Stock 4,657 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000095 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,300

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GrantMarket Stock Units (2021) · Derivative 10,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000093 · edgardoc.xml · derivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,556

Underlying: Common Stock · 10,556 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GrantCommon Stock 25,501 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000093 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,153

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:47 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GrantCommon Stock 26,390 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000093 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,652

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:45 UTC
McFeely ScottSVP, Networking Platforms
GrantMarket Stock Units (2021) · Derivative 8,693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000091 · edgardoc.xml · derivative · entry 3

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,693

Underlying: Common Stock · 8,693 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:45 UTC
McFeely ScottSVP, Networking Platforms
GrantCommon Stock 20,401 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000091 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,214

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:45 UTC
McFeely ScottSVP, Networking Platforms
GrantCommon Stock 21,733 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000091 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,813

F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:38 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
GrantMarket Stock Units (2021) · Derivative 8,693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000086 · edgardoc.xml · derivative · entry 3

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,693

Underlying: Common Stock · 8,693 shares

Expires not disclosed

F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F5 · derivative.exercise_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F5 · derivative.expiration_date: The MSUs will vest on December 20, 2021, subject to the performance conditions described above.

F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 00:38 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
GrantCommon Stock 20,401 $0.00 $0.00
Disclosure

SEC source: 0001177261-18-000086 · edgardoc.xml · nonDerivative · entry 2

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,530

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/12/2017 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each December 20, 2018 and 2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.