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NYSE · USD

CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 11, 2019 Filed Jul 12, 2019 21:59 UTC SaleCommon Stock 2,000 $43.40 $86,800.00
Disclosure

SEC source: 0000936395-19-000029 · edgardoc.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,675

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/5/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 11, 2019 Filed Jul 15, 2019 20:17 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $43.82 $105,178.56
Disclosure

SEC source: 0001032553-19-000027 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,852

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.275 to $44.21. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 11, 2019 Filed Jul 15, 2019 20:17 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $43.82 $105,157.92
Disclosure

SEC source: 0001032553-19-000027 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,252

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $43.275 to $44.195. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 09, 2019 Filed Jul 11, 2019 15:58 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $42.00 $84,000.00
Disclosure

SEC source: 0001215181-19-000030 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,278

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 26, 2019 Filed Jun 27, 2019 18:26 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $42.10 $101,034.00
Disclosure

SEC source: 0001215181-19-000028 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,652

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F5 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.69 to $42.50. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 26, 2019 Filed Jun 27, 2019 18:26 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $42.10 $101,033.04
Disclosure

SEC source: 0001215181-19-000028 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,052

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $41.695 to $42.47. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 25, 2019 Filed Jun 27, 2019 18:26 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $42.50 $102,008.40
Disclosure

SEC source: 0001215181-19-000028 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,452

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $42.17 to $42.77. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 25, 2019 Filed Jun 27, 2019 18:26 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 2,400 $42.50 $102,001.92
Disclosure

SEC source: 0001215181-19-000028 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,852

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $42.17 to $42.77. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 25, 2019 Filed Jun 27, 2019 18:23 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $42.50 $85,000.00
Disclosure

SEC source: 0001215181-19-000026 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,278

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 21, 2019 Filed Jun 25, 2019 20:32 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 1,951 $44.05 $85,941.55
Disclosure

SEC source: 0001275606-19-000006 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,703

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/9/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:31 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 331 $44.33 $14,673.23
Disclosure

SEC source: 0001177261-19-000018 · edgardoc.xml · nonDerivative · entry 5

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,629

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:31 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 437 $44.33 $19,372.21
Disclosure

SEC source: 0001177261-19-000018 · edgardoc.xml · nonDerivative · entry 4

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,960

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:31 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 165 $44.33 $7,314.45
Disclosure

SEC source: 0001177261-19-000018 · edgardoc.xml · nonDerivative · entry 3

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,397

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:31 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 199 $44.33 $8,821.67
Disclosure

SEC source: 0001177261-19-000018 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,562

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person pursuant to restricted stock unit (RSU) award agreement dated 11/4/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:31 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 134 $44.33 $5,940.22
Disclosure

SEC source: 0001177261-19-000018 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,761

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 16:10 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 150 $44.33 $6,649.50
Disclosure

SEC source: 0001177265-19-000004 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,479

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 16:10 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 141 $44.33 $6,250.53
Disclosure

SEC source: 0001177265-19-000004 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,629

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 16:10 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 97 $44.33 $4,300.01
Disclosure

SEC source: 0001177265-19-000004 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,770

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 16:10 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 131 $44.33 $5,807.23
Disclosure

SEC source: 0001177265-19-000004 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,867

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 15:20 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
Tax withholdingCommon Stock 598 $44.33 $26,509.34
Disclosure

SEC source: 0001177261-19-000030 · edgardoc.xml · nonDerivative · entry 4

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,487

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 15:20 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
Tax withholdingCommon Stock 468 $44.33 $20,746.44
Disclosure

SEC source: 0001177261-19-000030 · edgardoc.xml · nonDerivative · entry 3

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,085

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 15:20 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
Tax withholdingCommon Stock 453 $44.33 $20,081.49
Disclosure

SEC source: 0001177261-19-000030 · edgardoc.xml · nonDerivative · entry 2

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,553

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 15:20 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
Tax withholdingCommon Stock 436 $44.33 $19,327.88
Disclosure

SEC source: 0001177261-19-000030 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,006

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:43 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 450 $44.33 $19,948.50
Disclosure

SEC source: 0001177261-19-000023 · edgardoc.xml · nonDerivative · entry 5

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,712

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:43 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 158 $44.33 $7,004.14
Disclosure

SEC source: 0001177261-19-000023 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,162

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:43 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 170 $44.33 $7,536.10
Disclosure

SEC source: 0001177261-19-000023 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,320

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:43 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 225 $44.33 $9,974.25
Disclosure

SEC source: 0001177261-19-000023 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,490

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:43 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 409 $44.33 $18,130.97
Disclosure

SEC source: 0001177261-19-000023 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,715

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 15:17 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 436 $44.33 $19,327.88
Disclosure

SEC source: 0001177261-19-000028 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,588

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 15:17 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 468 $44.33 $20,746.44
Disclosure

SEC source: 0001177261-19-000028 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,024

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 15:17 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 453 $44.33 $20,081.49
Disclosure

SEC source: 0001177261-19-000028 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,492

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 15:17 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 598 $44.33 $26,509.34
Disclosure

SEC source: 0001177261-19-000028 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,945

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 15:15 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 3,754 $44.33 $166,414.82
Disclosure

SEC source: 0001177261-19-000026 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,252

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 15:15 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,851 $44.33 $126,384.83
Disclosure

SEC source: 0001177261-19-000026 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,006

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 15:15 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,625 $44.33 $116,366.25
Disclosure

SEC source: 0001177261-19-000026 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,857

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 15:15 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,651 $44.33 $117,518.83
Disclosure

SEC source: 0001177261-19-000026 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,482

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:33 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 656 $44.33 $29,080.48
Disclosure

SEC source: 0001177261-19-000020 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,278

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:33 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 610 $44.33 $27,041.30
Disclosure

SEC source: 0001177261-19-000020 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,934

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:25 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 324 $44.33 $14,362.92
Disclosure

SEC source: 0001177261-19-000014 · edgardoc.xml · nonDerivative · entry 4

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,443

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:25 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 498 $44.33 $22,076.34
Disclosure

SEC source: 0001177261-19-000014 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,767

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:25 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 468 $44.33 $20,746.44
Disclosure

SEC source: 0001177261-19-000014 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,265

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:25 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 436 $44.33 $19,327.88
Disclosure

SEC source: 0001177261-19-000014 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,733

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:28 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 514 $44.33 $22,785.62
Disclosure

SEC source: 0001177261-19-000016 · edgardoc.xml · nonDerivative · entry 4

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,654

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:28 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 442 $44.33 $19,593.86
Disclosure

SEC source: 0001177261-19-000016 · edgardoc.xml · nonDerivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,168

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 11/7/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:28 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 222 $44.33 $9,841.26
Disclosure

SEC source: 0001177261-19-000016 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,610

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2019 Filed Jun 24, 2019 14:28 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 389 $44.33 $17,244.37
Disclosure

SEC source: 0001177261-19-000016 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,832

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 18, 2019 Filed Jun 19, 2019 20:09 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,000 $43.57 $87,140.00
Disclosure

SEC source: 0001699192-19-000014 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,543

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/21/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:02 UTC
McFeely ScottSVP, Networking Platforms
SaleCommon Stock 1,000 $42.63 $42,630.00
Disclosure

SEC source: 0001699192-19-000010 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,895

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 04/05/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:07 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,500 $42.63 $106,575.00
Disclosure

SEC source: 0001699192-19-000012 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,169

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/26/18.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 13, 2019 Filed Jun 17, 2019 19:04 UTC
FRODSHAM JAMESSR. VP, Chief Strategy Officer
SaleCommon Stock 2,000 $43.12 $86,240.00
Disclosure

SEC source: 0001285617-19-000018 · edgardoc.xml · nonDerivative · entry 1

FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,442

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/14/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.