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NYSE · USD

CIEN

CIENA CORP

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Tapewire entity
1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2021 Filed Sep 17, 2021 18:56 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,500 $53.00 $132,500.00
Disclosure

SEC source: 0001444157-21-000020 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,355

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 14, 2021 Filed Sep 16, 2021 20:42 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 6,550 $53.25 $348,782.92
Disclosure

SEC source: 0001032553-21-000043 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,880

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $52.87 to $54.145. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 07, 2021 Filed Sep 8, 2021 19:06 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $56.73 $113,460.00
Disclosure

SEC source: 0001215181-21-000031 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,421

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/13/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 03, 2021 Filed Sep 7, 2021 22:23 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 6,550 $57.00 $373,339.52
Disclosure

SEC source: 0001032553-21-000041 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,430

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $56.31 to $58.20. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
September 02, 2021 Filed Sep 7, 2021 22:23 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 6,550 $57.60 $377,280.66
Disclosure

SEC source: 0001032553-21-000041 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,980

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $56.4400 to $58.5300. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 19, 2021 Filed Aug 23, 2021 15:07 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $54.44 $108,880.00
Disclosure

SEC source: 0001215181-21-000029 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,421

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/13/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:44 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 5,000 $55.27 $276,335.50
Disclosure

SEC source: 0001032553-21-000039 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,530

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/21/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 17, 2021 Filed Aug 19, 2021 20:44 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 5,000 $55.38 $276,875.00
Disclosure

SEC source: 0001032553-21-000039 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,530

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 09/21/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:01 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 3,000 $55.75 $167,250.00
Disclosure

SEC source: 0001444157-21-000018 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,855

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 16, 2021 Filed Aug 18, 2021 11:40 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,000 $55.75 $111,500.00
Disclosure

SEC source: 0001177261-21-000020 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,083

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 05, 2021 Filed Aug 6, 2021 17:51 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $56.87 $113,740.00
Disclosure

SEC source: 0001215181-21-000027 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,421

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/13/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 03, 2021 Filed Aug 5, 2021 12:01 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 5,000 $58.04 $290,200.50
Disclosure

SEC source: 0001032553-21-000037 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,530

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $57.50 to $58.34. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
August 02, 2021 Filed Aug 5, 2021 12:01 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 5,000 $58.25 $291,274.50
Disclosure

SEC source: 0001032553-21-000037 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,530

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $57.80 to $58.74. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 22, 2021 Filed Jul 23, 2021 20:26 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $55.54 $111,080.00
Disclosure

SEC source: 0001215181-21-000025 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,421

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/13/21.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 22, 2021 Filed Jul 23, 2021 20:04 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 5,000 $55.21 $276,033.50
Disclosure

SEC source: 0001032553-21-000035 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,530

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.84 to $55.44. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 21, 2021 Filed Jul 23, 2021 20:04 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 5,000 $55.27 $276,353.50
Disclosure

SEC source: 0001032553-21-000035 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,530

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $54.36 to $55.69. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 15, 2021 Filed Jul 17, 2021 01:26 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,000 $56.70 $113,400.00
Disclosure

SEC source: 0001177261-21-000018 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,083

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 15, 2021 Filed Jul 17, 2021 01:28 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,500 $56.70 $141,750.00
Disclosure

SEC source: 0001444157-21-000016 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,855

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 08, 2021 Filed Jul 9, 2021 23:57 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 5,000 $56.61 $283,040.00
Disclosure

SEC source: 0001032553-21-000033 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,530

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $55.87 to $57.16. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 08, 2021 Filed Jul 9, 2021 19:20 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $55.98 $111,960.00
Disclosure

SEC source: 0001215181-21-000023 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,421

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/13/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
July 07, 2021 Filed Jul 9, 2021 23:57 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 5,000 $56.85 $284,255.00
Disclosure

SEC source: 0001032553-21-000033 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,530

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $56.31 to $57.91. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 24, 2021 Filed Jun 25, 2021 14:57 UTC
MOYLAN JAMES E JRSVP Finance, CFO
SaleCommon Stock 2,000 $57.80 $115,600.00
Disclosure

SEC source: 0001215181-21-000021 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,421

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/13/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 23, 2021 Filed Jun 24, 2021 16:31 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,750 $57.52 $215,707.13
Disclosure

SEC source: 0001032553-21-000031 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,530

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F4 · price: Reflects the weighted average sales price with transactions in a range of sales from $57.21 to $57.83. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 22, 2021 Filed Jun 23, 2021 20:21 UTC
Phipps JasonSVP Global Sales and Marketing
SaleCommon Stock 3,599 $57.04 $205,286.96
Disclosure

SEC source: 0001699193-21-000008 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,357

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 3/12/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 22, 2021 Filed Jun 23, 2021 20:10 UTC
HAMILTON RICKSVP, Software and Services
SaleCommon Stock 3,143 $57.04 $179,276.72
Disclosure

SEC source: 0001275606-21-000012 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,947

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/06/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 22, 2021 Filed Jun 24, 2021 16:31 UTC
SMITH GARY BDirector · President, CEO
SaleCommon Stock 3,750 $57.64 $216,136.13
Disclosure

SEC source: 0001032553-21-000031 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,280

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $57.39 to $57.86. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 17:06 UTC
Yang MarySVP, Chief Strategy Officer
Tax withholdingCommon Stock 286 $56.15 $16,058.90
Disclosure

SEC source: 0001809044-21-000004 · edgardoc.xml · nonDerivative · entry 2

Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,114

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 17:06 UTC
Yang MarySVP, Chief Strategy Officer
Tax withholdingCommon Stock 2,507 $56.15 $140,768.05
Disclosure

SEC source: 0001809044-21-000004 · edgardoc.xml · nonDerivative · entry 1

Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,400

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 5/1/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 5/5/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 17:04 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,582 $56.15 $144,979.30
Disclosure

SEC source: 0001032553-21-000029 · edgardoc.xml · nonDerivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,030

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 17:04 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,625 $56.15 $147,393.75
Disclosure

SEC source: 0001032553-21-000029 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,612

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 17:04 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 2,125 $56.15 $119,318.75
Disclosure

SEC source: 0001032553-21-000029 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,237

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 17:04 UTC
SMITH GARY BDirector · President, CEO
Tax withholdingCommon Stock 3,754 $56.15 $210,787.10
Disclosure

SEC source: 0001032553-21-000029 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,362

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 17:01 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 418 $56.15 $23,470.70
Disclosure

SEC source: 0001444157-21-000014 · edgardoc.xml · nonDerivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,355

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 17:01 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 453 $56.15 $25,435.95
Disclosure

SEC source: 0001444157-21-000014 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,773

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 17:01 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 344 $56.15 $19,315.60
Disclosure

SEC source: 0001444157-21-000014 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,226

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 17:01 UTC
Rothenstein David MSr. VP, General Counsel
Tax withholdingCommon Stock 598 $56.15 $33,577.70
Disclosure

SEC source: 0001444157-21-000014 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,570

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 20, 2021 Filed Jun 22, 2021 16:59 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 577 $56.15 $32,398.55
Disclosure

SEC source: 0001699193-21-000006 · edgardoc.xml · nonDerivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,956

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 20, 2021 Filed Jun 22, 2021 16:59 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 409 $56.15 $22,965.35
Disclosure

SEC source: 0001699193-21-000006 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,533

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 20, 2021 Filed Jun 22, 2021 16:59 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 558 $56.15 $31,331.70
Disclosure

SEC source: 0001699193-21-000006 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,942

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:59 UTC
Phipps JasonSVP Global Sales and Marketing
Tax withholdingCommon Stock 450 $56.15 $25,267.50
Disclosure

SEC source: 0001699193-21-000006 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,500

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

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June 20, 2021 Filed Jun 22, 2021 16:56 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 89 $56.15 $4,997.35
Disclosure

SEC source: 0001177265-21-000016 · edgardoc.xml · nonDerivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,112

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:56 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 74 $56.15 $4,155.10
Disclosure

SEC source: 0001177265-21-000016 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,201

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:56 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 97 $56.15 $5,446.55
Disclosure

SEC source: 0001177265-21-000016 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,275

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:56 UTC
PETRIK ANDREW CVP, CONTROLLER
Tax withholdingCommon Stock 150 $56.15 $8,422.50
Disclosure

SEC source: 0001177265-21-000016 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,372

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:52 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Tax withholdingCommon Stock 373 $56.15 $20,943.95
Disclosure

SEC source: 0001215181-21-000019 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,421

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:47 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 331 $56.15 $18,585.65
Disclosure

SEC source: 0001275606-21-000010 · edgardoc.xml · nonDerivative · entry 4

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,089

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:47 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 366 $56.15 $20,550.90
Disclosure

SEC source: 0001275606-21-000010 · edgardoc.xml · nonDerivative · entry 3

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,420

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:47 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 437 $56.15 $24,537.55
Disclosure

SEC source: 0001275606-21-000010 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,786

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:47 UTC
McFeely ScottSVP, Networking Platforms
Tax withholdingCommon Stock 471 $56.15 $26,446.65
Disclosure

SEC source: 0001275606-21-000010 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,223

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
June 20, 2021 Filed Jun 22, 2021 16:42 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 514 $56.15 $28,861.10
Disclosure

SEC source: 0001275606-21-000008 · edgardoc.xml · nonDerivative · entry 4

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,090

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.