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CIEN

CIENA CORP

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1071
SEC CIK
0000936395
Parsed reports
1,432

Last 12 months

Inside the activity.

0 purchase rows · 87 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202505
Jan 2026010
Feb 202603
Mar 202605
Apr 2026022
May 202604
Jun 202606
Jul 202609
Aug 202605
Sep 202608
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2021 Filed Dec 22, 2021 20:44 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 783 $74.48 $58,317.84
Disclosure

SEC source: 0001275606-21-000020 · edgardoc.xml · nonDerivative · entry 4

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,535

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2021 Filed Dec 22, 2021 20:44 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 2,158 $74.48 $160,727.84
Disclosure

SEC source: 0001275606-21-000020 · edgardoc.xml · nonDerivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,318

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2021 Filed Dec 22, 2021 20:44 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 1,392 $74.48 $103,676.16
Disclosure

SEC source: 0001275606-21-000020 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,476

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2021 Filed Dec 22, 2021 20:44 UTC
HAMILTON RICKSVP, Software and Services
Tax withholdingCommon Stock 450 $74.48 $33,516.00
Disclosure

SEC source: 0001275606-21-000020 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,868

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2021 Filed Dec 22, 2021 20:16 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 366 $74.48 $27,259.68
Disclosure

SEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 9

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,664

F8 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2021 Filed Dec 22, 2021 20:16 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 1,753 $74.48 $130,563.44
Disclosure

SEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 8

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,030

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2021 Filed Dec 22, 2021 20:16 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 1,131 $74.48 $84,236.88
Disclosure

SEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 7

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,783

F7 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2021 Filed Dec 22, 2021 20:16 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 1,300 $74.48 $96,824.00
Disclosure

SEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 6

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,914

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2021 Filed Dec 22, 2021 20:16 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 650 $74.48 $48,412.00
Disclosure

SEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 5

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,214

F6 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2021 Filed Dec 22, 2021 20:16 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 444 $74.48 $33,069.12
Disclosure

SEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 4

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,864

F5 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2021 Filed Dec 22, 2021 20:16 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 5,998 $74.48 $446,731.04
Disclosure

SEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,308

F4 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/18/2018. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2021 Filed Dec 22, 2021 20:16 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 469 $74.48 $34,931.12
Disclosure

SEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,306

F3 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 20, 2021 Filed Dec 22, 2021 20:16 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Tax withholdingCommon Stock 717 $74.48 $53,402.16
Disclosure

SEC source: 0001177261-21-000036 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,775

F1 · shares: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/14/2017.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:05 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
SaleCommon Stock 2,000 $73.86 $147,720.00
Disclosure

SEC source: 0001177261-21-000034 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,492

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/23/2020.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2021 Filed Dec 17, 2021 17:44 UTC
Rothenstein David MSr. VP, General Counsel
SaleCommon Stock 2,500 $73.86 $184,650.00
Disclosure

SEC source: 0001444157-21-000031 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,274

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 1/8/2021

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 15, 2021 Filed Dec 17, 2021 17:41 UTC
PETRIK ANDREW CVP, CONTROLLER
SaleCommon Stock 1,000 $73.86 $73,860.00
Disclosure

SEC source: 0001177265-21-000026 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,438

F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/9/2021.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:04 UTC
Yang MarySVP, Chief Strategy Officer
GrantCommon Stock 9,520 $0.00 $0.00
Disclosure

SEC source: 0001809044-21-000008 · edgardoc.xml · nonDerivative · entry 2

Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,743

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:04 UTC
Yang MarySVP, Chief Strategy Officer
GrantCommon Stock 13,022 $0.00 $0.00
Disclosure

SEC source: 0001809044-21-000008 · edgardoc.xml · nonDerivative · entry 1

Yang Mary · CIK 0001809044 · SVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,223

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:02 UTC
SMITH GARY BDirector · President, CEO
Exercise / conversionMarket Stock Units (2021) · Derivative 52,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001032553-21-000047 · edgardoc.xml · derivative · entry 4

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:02 UTC
SMITH GARY BDirector · President, CEO
GrantCommon Stock 53,942 $0.00 $0.00
Disclosure

SEC source: 0001032553-21-000047 · edgardoc.xml · nonDerivative · entry 3

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,693

F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:02 UTC
SMITH GARY BDirector · President, CEO
Exercise / conversionCommon Stock 104,316 Not disclosed Not disclosed
Disclosure

SEC source: 0001032553-21-000047 · edgardoc.xml · nonDerivative · entry 2

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:02 UTC
SMITH GARY BDirector · President, CEO
GrantCommon Stock 104,191 $0.00 $0.00
Disclosure

SEC source: 0001032553-21-000047 · edgardoc.xml · nonDerivative · entry 1

SMITH GARY B · CIK 0001032553 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,435

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:00 UTC
Rothenstein David MSr. VP, General Counsel
Exercise / conversionMarket Stock Units (2021) · Derivative 8,693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001444157-21-000029 · edgardoc.xml · derivative · entry 4

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,693 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:00 UTC
Rothenstein David MSr. VP, General Counsel
GrantCommon Stock 14,279 $0.00 $0.00
Disclosure

SEC source: 0001444157-21-000029 · edgardoc.xml · nonDerivative · entry 3

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,774

F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:00 UTC
Rothenstein David MSr. VP, General Counsel
Exercise / conversionCommon Stock 17,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001444157-21-000029 · edgardoc.xml · nonDerivative · entry 2

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:00 UTC
Rothenstein David MSr. VP, General Counsel
GrantCommon Stock 16,279 $0.00 $0.00
Disclosure

SEC source: 0001444157-21-000029 · edgardoc.xml · nonDerivative · entry 1

Rothenstein David M · CIK 0001444157 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,109

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:58 UTC
Phipps JasonSVP Global Sales and Marketing
Exercise / conversionMarket Stock Units (2021) · Derivative 8,693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001699193-21-000015 · edgardoc.xml · derivative · entry 4

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,693 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:58 UTC
Phipps JasonSVP Global Sales and Marketing
GrantCommon Stock 17,452 $0.00 $0.00
Disclosure

SEC source: 0001699193-21-000015 · edgardoc.xml · nonDerivative · entry 3

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,139

F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:58 UTC
Phipps JasonSVP Global Sales and Marketing
Exercise / conversionCommon Stock 17,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001699193-21-000015 · edgardoc.xml · nonDerivative · entry 2

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:58 UTC
Phipps JasonSVP Global Sales and Marketing
GrantCommon Stock 19,536 $0.00 $0.00
Disclosure

SEC source: 0001699193-21-000015 · edgardoc.xml · nonDerivative · entry 1

Phipps Jason · CIK 0001699193 · SVP Global Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,301

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:56 UTC
PETRIK ANDREW CVP, CONTROLLER
Exercise / conversionMarket Stock Units (2021) · Derivative 1,863 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177265-21-000024 · edgardoc.xml · derivative · entry 4

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:56 UTC
PETRIK ANDREW CVP, CONTROLLER
GrantCommon Stock 2,539 $0.00 $0.00
Disclosure

SEC source: 0001177265-21-000024 · edgardoc.xml · nonDerivative · entry 3

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,438

F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:56 UTC
PETRIK ANDREW CVP, CONTROLLER
Exercise / conversionCommon Stock 3,726 Not disclosed Not disclosed
Disclosure

SEC source: 0001177265-21-000024 · edgardoc.xml · nonDerivative · entry 2

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:56 UTC
PETRIK ANDREW CVP, CONTROLLER
GrantCommon Stock 3,471 $0.00 $0.00
Disclosure

SEC source: 0001177265-21-000024 · edgardoc.xml · nonDerivative · entry 1

PETRIK ANDREW C · CIK 0001177265 · VP, CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,173

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:46 UTC
HAMILTON RICKSVP, Software and Services
Exercise / conversionMarket Stock Units (2021) · Derivative 8,693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001275606-21-000018 · edgardoc.xml · derivative · entry 4

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,693 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F4 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F4 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:46 UTC
HAMILTON RICKSVP, Software and Services
Exercise / conversionCommon Stock 17,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001275606-21-000018 · edgardoc.xml · nonDerivative · entry 3

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F5 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:46 UTC
HAMILTON RICKSVP, Software and Services
GrantCommon Stock 13,486 $0.00 $0.00
Disclosure

SEC source: 0001275606-21-000018 · edgardoc.xml · nonDerivative · entry 2

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,932

F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:46 UTC
HAMILTON RICKSVP, Software and Services
GrantCommon Stock 16,279 $0.00 $0.00
Disclosure

SEC source: 0001275606-21-000018 · edgardoc.xml · nonDerivative · entry 1

HAMILTON RICK · CIK 0001275606 · SVP, Software and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,446

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:53 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Exercise / conversionMarket Stock Units (2021) · Derivative 10,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001215181-21-000047 · edgardoc.xml · derivative · entry 4

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:53 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GrantCommon Stock 16,659 $0.00 $0.00
Disclosure

SEC source: 0001215181-21-000047 · edgardoc.xml · nonDerivative · entry 3

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,355

F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:53 UTC
MOYLAN JAMES E JRSVP Finance, CFO
Exercise / conversionCommon Stock 21,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001215181-21-000047 · edgardoc.xml · nonDerivative · entry 2

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:53 UTC
MOYLAN JAMES E JRSVP Finance, CFO
GrantCommon Stock 19,536 $0.00 $0.00
Disclosure

SEC source: 0001215181-21-000047 · edgardoc.xml · nonDerivative · entry 1

MOYLAN JAMES E JR · CIK 0001215181 · SVP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,584

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:44 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Exercise / conversionMarket Stock Units (2021) · Derivative 6,209 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001177261-21-000032 · edgardoc.xml · derivative · entry 4

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:44 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
GrantCommon Stock 8,726 $0.00 $0.00
Disclosure

SEC source: 0001177261-21-000032 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,492

F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:44 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
Exercise / conversionCommon Stock 12,418 Not disclosed Not disclosed
Disclosure

SEC source: 0001177261-21-000032 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:44 UTC
ALEXANDER STEPHEN BSVP, Chief Technology Officer
GrantCommon Stock 11,939 $0.00 $0.00
Disclosure

SEC source: 0001177261-21-000032 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STEPHEN B · CIK 0001177261 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,348

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:48 UTC
McFeely ScottSVP, Networking Platforms
Exercise / conversionMarket Stock Units (2021) · Derivative 8,693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001699192-21-000012 · edgardoc.xml · derivative · entry 4

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,693 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

F3 · derivative.exercise_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F3 · derivative.expiration_date: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F6 · derivative.underlying_shares: Each MSU represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable TSR performance conditions over a three-year period from fiscal 2019 through fiscal 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:48 UTC
McFeely ScottSVP, Networking Platforms
GrantCommon Stock 17,452 $0.00 $0.00
Disclosure

SEC source: 0001699192-21-000012 · edgardoc.xml · nonDerivative · entry 3

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,143

F5 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:48 UTC
McFeely ScottSVP, Networking Platforms
Exercise / conversionCommon Stock 17,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001699192-21-000012 · edgardoc.xml · nonDerivative · entry 2

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the number of stock units earned pursuant to the terms of a market stock unit (MSU) award granted on December 18, 2018 reflecting the level of achievement of the applicable total shareholder return (TSR) performance conditions. These shares vest on December 20, 2021.

F4 · price: Each MSU will convert on the vesting date into common stock pursuant to the terms of the MSU award.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document
December 14, 2021 Filed Dec 16, 2021 20:48 UTC
McFeely ScottSVP, Networking Platforms
GrantCommon Stock 19,536 $0.00 $0.00
Disclosure

SEC source: 0001699192-21-000012 · edgardoc.xml · nonDerivative · entry 1

McFeely Scott · CIK 0001699192 · SVP, Networking Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,305

F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on December 16, 2020 reflecting the achievement of the related performance conditions. These shares vest in equal 1/2 amounts on each of December 20, 2021 and 2022.

F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs), Performance Stock Units (PSUs), and Market Stock Units (MSUs).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.