Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2023 Filed May 27, 2023 00:00 UTC |
BRESNER GREGG A.President & CIO
|
PurchaseCommon Stock, $0.001 par value | 1,000 | $9.91 | $9,910.00 |
DisclosureSEC source: 0001104659-23-065585 · tm2317171-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 41,099 F1 · balance_after: Includes 6,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. F2 · ownership.nature: Purchase by an IRA of the Reporting Person. Read SEC document |
| May 22, 2023 Filed May 23, 2023 20:00 UTC |
Choi CatherineDirector
|
PurchaseCommon stock, $0.001 par value | 2,000 | $9.92 | $19,840.00 |
DisclosureSEC source: 0001104659-23-063756 · tm2316562-1_4seq1.xml · nonDerivative · entry 1 Choi Catherine · CIK 0001879254 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| May 19, 2023 Filed May 23, 2023 00:00 UTC |
Reisner Michael ADirector · Co-Chairman & Co-CEO
|
PurchaseCommon stock, $0.001 par value | 500 | $9.78 | $4,890.00 |
DisclosureSEC source: 0001104659-23-063277 · tm2316453-1_4seq1.xml · nonDerivative · entry 1 Reisner Michael A · CIK 0001553166 · Director · Co-Chairman & Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,390.38 F1 · balance_after: Mr. Reisner is the record holder of 11,091 shares, and CION Investment Group, LLC ("CIG") is the record holder of 62,598.77 shares that includes 5,932.67 shares acquired under the Issuer's distribution reinvestment plan. Mr. Reisner, together with another individual, controls CIG and, as a result, may be deemed to be the indirect beneficial owner of the shares held by CIG. As permitted by Rule 16a-1(a)(4) under the Exchange Act, Mr. Reisner disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:01 UTC |
ROMAN STEPHENCCO & Secretary
|
PurchaseCommon stock, $0.001 par value | 1,100 | $9.26 | $10,186.00 |
DisclosureSEC source: 0001104659-23-061528 · tm2315815-3_4seq1.xml · nonDerivative · entry 1 ROMAN STEPHEN · CIK 0001667448 · CCO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,696.85 F1 · balance_after: Includes 596.85 shares acquired under the Issuer's distribution reinvestment plan. Read SEC document |
| May 15, 2023 Filed May 17, 2023 00:00 UTC |
Schwartz Aron IDirector
|
PurchaseCommon Stock, $0.001 par value | 2,000 | $9.25 | $18,500.00 |
DisclosureSEC source: 0001104659-23-061527 · tm2315941-1_4seq1.xml · nonDerivative · entry 1 Schwartz Aron I · CIK 0001553080 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,000 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.22 to $9.27 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · ownership.nature: An IRA is the record holder of these Shares. Mr. Schwartz is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. Read SEC document |
| May 12, 2023 Filed May 15, 2023 20:00 UTC |
Pinero Eric A.Chief Legal Officer
|
PurchaseCommon Stock, $0.001 par value | 1,070 | $9.42 | $10,079.40 |
DisclosureSEC source: 0001104659-23-061033 · tm2315815-1_4seq1.xml · nonDerivative · entry 1 Pinero Eric A. · CIK 0001894301 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,917.39 F1 · balance_after: Includes 347.39 shares acquired under the Registrant's distribution reinvestment plan. Read SEC document |
| May 12, 2023 Filed May 16, 2023 00:00 UTC |
Breakstone Robert ADirector
|
PurchaseCommon Stock, $0.001 par value | 2,395 | $9.33 | $22,345.35 |
DisclosureSEC source: 0001104659-23-061034 · tm2315815d2_4seq1.xml · nonDerivative · entry 1 Breakstone Robert A · CIK 0001553171 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 9,096 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.19 to $9.35 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · balance_after: Includes 701 shares acquired under the Issuer's distribution reinvestment plan. F4 · ownership.nature: An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 16:44 UTC |
Franz Keith SCFO & Treasurer
|
PurchaseCommon stock, $0.001 par value | 10,000 | $10.01 | $100,100.00 |
DisclosureSEC source: 0001104659-22-123550 · tm2231765-2_4seq1.xml · nonDerivative · entry 1 Franz Keith S · CIK 0001553169 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,500 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.98 to $10.05 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · balance_after: Includes 2,500 Shares of which an investment retirement account is the record holder. Mr. Franz is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 17:21 UTC |
Breakstone Robert ADirector
|
PurchaseCommon Stock, $0.001 par value | 1,000 | $10.10 | $10,100.00 |
DisclosureSEC source: 0001104659-22-123972 · tm2231765-1_4seq1.xml · nonDerivative · entry 1 Breakstone Robert A · CIK 0001553171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,000 F1 · ownership.nature: An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. Read SEC document |
| November 23, 2022 Filed Nov 25, 2022 21:23 UTC |
Reisner Michael ADirector · Co-Chairman & Co-CEO
|
PurchaseCommon stock, $0.001 par value | 1,000 | $10.35 | $10,350.00 |
DisclosureSEC source: 0001104659-22-122119 · tm2231373-1_4seq1.xml · nonDerivative · entry 1 Reisner Michael A · CIK 0001553166 · Director · Co-Chairman & Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,396.55 F1 · balance_after: Includes 27,805.55 shares of which CION Investment Group, LLC ("CIG") is the record holder. Mr. Reisner, with another individual, controls CIG and as a result, may be deemed to be an indirect beneficial owner of the shares held by CIG. Mr. Reisner disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein. Read SEC document |
| November 22, 2022 Filed Nov 22, 2022 20:25 UTC |
FINLAY PETER I.Director
|
PurchaseCommon Stock, $0.001 par value | 1,000 | $10.25 | $10,250.00 |
DisclosureSEC source: 0001104659-22-121185 · tm2231192-1_4seq1.xml · nonDerivative · entry 1 FINLAY PETER I. · CIK 0001681930 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,000 F1 · ownership.nature: A self-employed pension plan is the record holder of these Shares. Mr Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 11:57 UTC |
Pinero Eric A.Chief Legal Officer
|
PurchaseCommon Stock, $0.001 par value | 3,000 | $9.32 | $27,960.00 |
DisclosureSEC source: 0001104659-22-096858 · tm2224947-3_4seq1.xml · nonDerivative · entry 1 Pinero Eric A. · CIK 0001894301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 22:03 UTC |
BRESNER GREGG A.President & CIO
|
PurchaseCommon Stock, $0.001 par value | 3,000 | $9.17 | $27,510.00 |
DisclosureSEC source: 0001104659-22-097587 · tm2225123-1_4seq1.xml · nonDerivative · entry 2 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,099 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F5 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.08 to $9.22 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · balance_after: Includes 5,500 Shares of which an investment retirement account is the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 22:03 UTC |
BRESNER GREGG A.President & CIO
|
PurchaseCommon Stock, $0.001 par value | 2,000 | $9.16 | $18,320.00 |
DisclosureSEC source: 0001104659-22-097587 · tm2225123-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 37,099 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.10 to $9.18 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · balance_after: Includes 5,500 Shares of which an investment retirement account is the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account. F4 · ownership.nature: Purchased by an IRA of the Reporting Person. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 18:41 UTC |
BRESNER GREGG A.President & CIO
|
PurchaseCommon Stock, $0.001 par value | 4,000 | $9.69 | $38,760.00 |
DisclosureSEC source: 0001104659-22-096955 · tm2224947-1_4seq1.xml · nonDerivative · entry 2 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,099 F1 · balance_after: Includes 3,500 Shares of which an investment retirement account is the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 18:41 UTC |
BRESNER GREGG A.President & CIO
|
PurchaseCommon Stock, $0.001 par value | 1,000 | $10.20 | $10,200.00 |
DisclosureSEC source: 0001104659-22-096955 · tm2224947-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,099 F1 · balance_after: Includes 3,500 Shares of which an investment retirement account is the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account. F2 · ownership.nature: Purchased by an IRA of the Reporting Person. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 18:40 UTC |
Franz Keith SCFO & Treasurer
|
PurchaseCommon stock, $0.001 par value | 8,000 | $10.28 | $82,240.00 |
DisclosureSEC source: 0001104659-22-096951 · tm2224947-2_4seq1.xml · nonDerivative · entry 1 Franz Keith S · CIK 0001553169 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,500 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $10.20 to $10.35 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · balance_after: Includes 2,500 Shares of which an investment retirement account is the record holder. Mr. Franz is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account. Read SEC document |
| August 23, 2022 Filed Aug 23, 2022 19:38 UTC |
Reisner Michael ADirector · Co-Chairman & Co-CEO
|
PurchaseCommon stock, $0.001 par value | 5,000 | $10.47 | $52,350.00 |
DisclosureSEC source: 0001104659-22-093678 · tm2224367-1_4seq1.xml · nonDerivative · entry 1 Reisner Michael A · CIK 0001553166 · Director · Co-Chairman & Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,396.55 F1 · balance_after: Includes 27,805.55 shares of which CION Investment Group, LLC ("CIG") is the record holder. Mr. Reisner, with another individual, controls CIG and as a result, may be deemed to be an indirect beneficial owner of the shares held by CIG. Mr. Reisner disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 15:07 UTC |
Gatto MarkDirector · Co-Chairman & Co-CEO
|
PurchaseCommon stock, $0.001 par value | 5,000 | $10.29 | $51,450.00 |
DisclosureSEC source: 0001104659-22-093914 · tm2224463-1_4seq1.xml · nonDerivative · entry 1 Gatto Mark · CIK 0001553165 · Director · Co-Chairman & Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,805.55 F1 · balance_after: Includes 27,805.55 shares of which CION Investment Group, LLC ("CIG") is the record holder. Mr. Gatto, with another individual, controls CIG and as a result, may be deemed to be an indirect beneficial owner of the shares held by CIG. Mr. Gatto disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 14:37 UTC |
FINLAY PETER I.Director
|
PurchaseCommon Stock, $0.001 par value | 640 | $10.50 | $6,720.00 |
DisclosureSEC source: 0001104659-22-092856 · tm2224178-1_4seq1.xml · nonDerivative · entry 1 FINLAY PETER I. · CIK 0001681930 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,000 F1 · ownership.nature: A self-employed pension plan is the record holder of these Shares. Mr Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan. Read SEC document |
| August 17, 2022 Filed Aug 17, 2022 16:20 UTC |
ROMAN STEPHENCCO & Secretary
|
PurchaseCommon stock, $0.001 par value | 3,000 | $10.22 | $30,660.00 |
DisclosureSEC source: 0001104659-22-092198 · tm2223634-3_4seq1.xml · nonDerivative · entry 1 ROMAN STEPHEN · CIK 0001667448 · CCO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 14:36 UTC |
Breakstone Robert ADirector
|
PurchaseCommon Stock, $0.001 par value | 2,000 | $10.08 | $20,160.00 |
DisclosureSEC source: 0001104659-22-092060 · tm2223634-2_4seq1.xml · nonDerivative · entry 1 Breakstone Robert A · CIK 0001553171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,000 F1 · ownership.nature: An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 23:38 UTC |
BRESNER GREGG A.President & CIO
|
PurchaseCommon Stock, $0.001 par value | 5,000 | $10.29 | $51,450.00 |
DisclosureSEC source: 0001104659-22-092275 · tm2223634-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,099 Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 17:48 UTC |
Breakstone Robert ADirector
|
PurchaseCommon Stock, $0.001 par value | 3,000 | $10.76 | $32,280.00 |
DisclosureSEC source: 0001104659-22-068436 · tm2217772-1_4seq1.xml · nonDerivative · entry 1 Breakstone Robert A · CIK 0001553171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,000 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per Share. The Shares were purchased at prices of $10.74 and $10.76 per Share. F3 · ownership.nature: An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 12:56 UTC |
FINLAY PETER I.Director
|
PurchaseCommon Stock, $0.001 par value | 360 | $10.97 | $3,949.20 |
DisclosureSEC source: 0001104659-22-066917 · tm2217368-1_4seq1.xml · nonDerivative · entry 1 FINLAY PETER I. · CIK 0001681930 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 360 F1 · ownership.nature: A self-employed pension plan is the record holder of these Shares. Mr Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan. Read SEC document |
| May 19, 2022 Filed May 23, 2022 14:52 UTC |
Gatto MarkDirector · Co-Chairman & Co-CEO
|
PurchaseCommon stock, $0.001 par value | 5,000 | $10.98 | $54,900.00 |
DisclosureSEC source: 0001104659-22-063702 · tm2216598-1_4seq1.xml · nonDerivative · entry 1 Gatto Mark · CIK 0001553165 · Director · Co-Chairman & Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,805.55 F1 · balance_after: Includes 27,805.55 shares of which CION Investment Group, LLC ("CIG") is the record holder. Mr. Gatto, with another individual, controls CIG and as a result, may be deemed to be an indirect beneficial owner of the shares held by CIG. Mr. Gatto disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein. Read SEC document |
| May 19, 2022 Filed May 23, 2022 14:45 UTC |
Reisner Michael ADirector · Co-Chairman & Co-CEO
|
PurchaseCommon stock, $0.001 par value | 4,591 | $10.95 | $50,271.45 |
DisclosureSEC source: 0001104659-22-063700 · tm2216161-1_4seq1.xml · nonDerivative · entry 1 Reisner Michael A · CIK 0001553166 · Director · Co-Chairman & Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,396.55 F1 · balance_after: Includes 27,805.55 shares of which CION Investment Group, LLC ("CIG") is the record holder. Mr. Reisner, with another individual, controls CIG and as a result, may be deemed to be an indirect beneficial owner of the shares held by CIG. Mr. Reisner disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein. Read SEC document |
| May 18, 2022 Filed May 19, 2022 19:46 UTC |
BRESNER GREGG A.President & CIO
|
PurchaseCommon Stock, $0.001 par value | 1,000 | $11.20 | $11,200.00 |
DisclosureSEC source: 0001104659-22-062860 · tm2216032-1_4seq1.xml · nonDerivative · entry 2 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,099 F3 · ownership.nature: Purchased by an IRA of the Reporting Person. Read SEC document |
| May 18, 2022 Filed May 19, 2022 19:46 UTC |
BRESNER GREGG A.President & CIO
|
PurchaseCommon Stock, $0.001 par value | 9,000 | $11.08 | $99,720.00 |
DisclosureSEC source: 0001104659-22-062860 · tm2216032-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,099 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices of $11.20 and $10.98 per share. Read SEC document |
| May 13, 2022 Filed May 17, 2022 19:06 UTC |
Franz Keith SCFO & Treasurer
|
PurchaseCommon stock, $0.001 par value | 2,500 | $10.53 | $26,325.00 |
DisclosureSEC source: 0001104659-22-061898 · tm2215851-1_4seq1.xml · nonDerivative · entry 2 Franz Keith S · CIK 0001553169 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 37,500 F3 · ownership.nature: Purchased by an IRA of the Reporting Person. Read SEC document |
| May 13, 2022 Filed May 17, 2022 19:06 UTC |
Franz Keith SCFO & Treasurer
|
PurchaseCommon stock, $0.001 par value | 20,000 | $10.50 | $210,000.00 |
DisclosureSEC source: 0001104659-22-061898 · tm2215851-1_4seq1.xml · nonDerivative · entry 1 Franz Keith S · CIK 0001553169 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $10.42 to $10.59 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 19:03 UTC |
Pinero Eric A.Chief Legal Officer
|
PurchaseCommon Stock, $0.001 par value | 1,500 | $12.74 | $19,110.00 |
DisclosureSEC source: 0001104659-22-033468 · tm229183-1_4seq1.xml · nonDerivative · entry 1 Pinero Eric A. · CIK 0001894301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 15:16 UTC |
Franz Keith SCFO & Treasurer
|
PurchaseCommon stock, $0.001 par value | 10,000 | $14.13 | $141,300.00 |
DisclosureSEC source: 0001104659-21-143825 · tm2133978-1_4seq1.xml · nonDerivative · entry 2 Franz Keith S · CIK 0001553169 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.06 to $14.17 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 20:35 UTC |
BRESNER GREGG A.President & CIO
|
PurchaseCommon Stock, $0.001 par value | 3,200 | $13.54 | $43,328.00 |
DisclosureSEC source: 0001104659-21-143002 · tm2133818-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,099 Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 10:43 UTC |
Estrada Edward J.Director
|
PurchaseCommon Stock, $0.001 par value | 3,695 | $13.57 | $50,141.15 |
DisclosureSEC source: 0001104659-21-143386 · tm2133890-1_4seq1.xml · nonDerivative · entry 1 Estrada Edward J. · CIK 0001878562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,695 Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 15:16 UTC |
Franz Keith SCFO & Treasurer
|
PurchaseCommon stock, $0.001 par value | 5,000 | $13.50 | $67,500.00 |
DisclosureSEC source: 0001104659-21-143825 · tm2133978-1_4seq1.xml · nonDerivative · entry 1 Franz Keith S · CIK 0001553169 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| November 18, 2021 Filed Nov 20, 2021 00:01 UTC |
BRESNER GREGG A.President & CIO
|
PurchaseCommon Stock, $0.001 par value | 1,500 | $13.31 | $19,965.00 |
DisclosureSEC source: 0001104659-21-142054 · tm2132954d1_4.xml · nonDerivative · entry 3 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,899 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F4 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.25 to $13.31 per share. F5 · ownership.nature: Purchased by an IRA of the Reporting Person. Read SEC document |
| November 18, 2021 Filed Nov 20, 2021 00:01 UTC |
BRESNER GREGG A.President & CIO
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PurchaseCommon Stock, $0.001 par value | 5,130 | $13.06 | $66,997.80 |
DisclosureSEC source: 0001104659-21-142054 · tm2132954d1_4.xml · nonDerivative · entry 2 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,399 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F3 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.05 to $13.25 per share. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 11:39 UTC |
ROMAN STEPHENCCO & Secretary
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PurchaseCommon stock, $0.001 par value | 3,000 | $13.32 | $39,960.00 |
DisclosureSEC source: 0001104659-21-141008 · tm2133351-1_4seq1.xml · nonDerivative · entry 1 ROMAN STEPHEN · CIK 0001667448 · CCO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.21 to $13.48 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 17, 2021 Filed Nov 20, 2021 00:01 UTC |
BRESNER GREGG A.President & CIO
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PurchaseCommon Stock, $0.001 par value | 5,269 | $13.21 | $69,603.49 |
DisclosureSEC source: 0001104659-21-142054 · tm2132954d1_4.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,269 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.20 to $13.21 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.