Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CION Investment CorpCION · Entity 5735 | Director | May 27, 2025 | May 28, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CION Investment Corp
Report date May 27, 2025 · Filed May 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 2,750 |
Reported balance
After 2025-05-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-05-27 · Purchase · Acquired 200 · Balance 2,750 F1: A self-employed pension plan is the record holder of these Shares. Mr. Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan. |
Filing footnotes · ownership attribution and instrument terms
F1: A self-employed pension plan is the record holder of these Shares. Mr. Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2025 Filed May 28, 2025 15:30 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 200 | $9.66 | $1,932.00 |
DisclosureSEC source: 0001628280-25-028072 · wk-form4_1748446238.xml · nonDerivative · entry 1 FINLAY PETER I. · CIK 0001681930 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,750 F1 · ownership.nature: A self-employed pension plan is the record holder of these Shares. Mr. Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan. Read SEC document |
| March 18, 2025 Filed Mar 19, 2025 18:08 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 250 | $10.76 | $2,690.00 |
DisclosureSEC source: 0001628280-25-013758 · wk-form4_1742407723.xml · nonDerivative · entry 1 FINLAY PETER I. · CIK 0001681930 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,550 F1 · ownership.nature: A self-employed pension plan is the record holder of these Shares. Mr Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan. Read SEC document |
| November 27, 2023 Filed Nov 27, 2023 21:00 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 300 | $10.88 | $3,264.00 |
DisclosureSEC source: 0001104659-23-121223 · tm2331555-1_4seq1.xml · nonDerivative · entry 1 FINLAY PETER I. · CIK 0001681930 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,300 F1 · ownership.nature: A self-employed pension plan is the record holder of these Shares. Mr Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan. Read SEC document |
| November 22, 2022 Filed Nov 22, 2022 20:25 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 1,000 | $10.25 | $10,250.00 |
DisclosureSEC source: 0001104659-22-121185 · tm2231192-1_4seq1.xml · nonDerivative · entry 1 FINLAY PETER I. · CIK 0001681930 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,000 F1 · ownership.nature: A self-employed pension plan is the record holder of these Shares. Mr Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 14:37 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 640 | $10.50 | $6,720.00 |
DisclosureSEC source: 0001104659-22-092856 · tm2224178-1_4seq1.xml · nonDerivative · entry 1 FINLAY PETER I. · CIK 0001681930 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,000 F1 · ownership.nature: A self-employed pension plan is the record holder of these Shares. Mr Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 12:56 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 360 | $10.97 | $3,949.20 |
DisclosureSEC source: 0001104659-22-066917 · tm2217368-1_4seq1.xml · nonDerivative · entry 1 FINLAY PETER I. · CIK 0001681930 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 360 F1 · ownership.nature: A self-employed pension plan is the record holder of these Shares. Mr Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.