Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CION Investment CorpCION · Entity 5735 | Director | May 15, 2023 | May 17, 2023 |
| KULR Technology Group, Inc.KULR · Entity 6696 | Director | November 24, 2025 | November 26, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CION Investment Corp
Report date May 15, 2023 · Filed May 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 2,000 |
Reported balance
After 2023-05-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-05-15 · Purchase · Acquired 2,000 · Balance 2,000 F1: Represents the aggregate of purchases effected on the same trading day at different prices. F2: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.22 to $9.27 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3: An IRA is the record holder of these Shares. Mr. Schwartz is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the aggregate of purchases effected on the same trading day at different prices.
F2: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.22 to $9.27 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3: An IRA is the record holder of these Shares. Mr. Schwartz is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA.
KULR Technology Group, Inc.
Report date November 24, 2025 · Filed November 26, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,130 |
Reported balance
After 2025-11-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-11-24 · Grant · Acquired 13,130 · Balance 13,130 F1: On November 24, on recommendation of the Compensation Committee of the Board of Directors ("Board") of the Company, the Board approved the issuance of 13,130 restricted stock units of common stock of the Company. F2: On November 26, 2025, the Company issued Mr. Schwartz, as board compensation, 13,130 restricted stock units of common stock of the Company, under its 2025 Equity Incentive Plan. The shares will vest in two equal installments, with 6,565 RSU shares vesting on December 6, 2025, and 6,565 RSU shares will vest six months thereafter. The vesting of shares is subject to Mr. Schwartz's continued services with the Company. F3: All share and share related information gives retrospective effect to the 8-to-1 reverse stock split effective on June 23, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 24, on recommendation of the Compensation Committee of the Board of Directors ("Board") of the Company, the Board approved the issuance of 13,130 restricted stock units of common stock of the Company.
F2: On November 26, 2025, the Company issued Mr. Schwartz, as board compensation, 13,130 restricted stock units of common stock of the Company, under its 2025 Equity Incentive Plan. The shares will vest in two equal installments, with 6,565 RSU shares vesting on December 6, 2025, and 6,565 RSU shares will vest six months thereafter. The vesting of shares is subject to Mr. Schwartz's continued services with the Company.
F3: All share and share related information gives retrospective effect to the 8-to-1 reverse stock split effective on June 23, 2025.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INVACARE HOLDINGS Corp
Report date May 05, 2023 · Filed May 05, 2023
Section 16 reporting ended · disclosed 2023-05-05. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 24, 2025 Filed Nov 26, 2025 17:05 UTC | KULR Technology Group, Inc. KULR · Entity 6696 | GrantCommon Stock | 13,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-116477 · tm2532218-1_4seq1.xml · nonDerivative · entry 1 Schwartz Aron I · CIK 0001553080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,130 F1 · security: On November 24, on recommendation of the Compensation Committee of the Board of Directors ("Board") of the Company, the Board approved the issuance of 13,130 restricted stock units of common stock of the Company. F1 · date: On November 24, on recommendation of the Compensation Committee of the Board of Directors ("Board") of the Company, the Board approved the issuance of 13,130 restricted stock units of common stock of the Company. F1 · deemedExecutionDate: On November 24, on recommendation of the Compensation Committee of the Board of Directors ("Board") of the Company, the Board approved the issuance of 13,130 restricted stock units of common stock of the Company. F2 · deemedExecutionDate: On November 26, 2025, the Company issued Mr. Schwartz, as board compensation, 13,130 restricted stock units of common stock of the Company, under its 2025 Equity Incentive Plan. The shares will vest in two equal installments, with 6,565 RSU shares vesting on December 6, 2025, and 6,565 RSU shares will vest six months thereafter. The vesting of shares is subject to Mr. Schwartz's continued services with the Company. F1 · shares: On November 24, on recommendation of the Compensation Committee of the Board of Directors ("Board") of the Company, the Board approved the issuance of 13,130 restricted stock units of common stock of the Company. F2 · shares: On November 26, 2025, the Company issued Mr. Schwartz, as board compensation, 13,130 restricted stock units of common stock of the Company, under its 2025 Equity Incentive Plan. The shares will vest in two equal installments, with 6,565 RSU shares vesting on December 6, 2025, and 6,565 RSU shares will vest six months thereafter. The vesting of shares is subject to Mr. Schwartz's continued services with the Company. F3 · shares: All share and share related information gives retrospective effect to the 8-to-1 reverse stock split effective on June 23, 2025. F3 · balance_after: All share and share related information gives retrospective effect to the 8-to-1 reverse stock split effective on June 23, 2025. Read SEC document |
| May 15, 2023 Filed May 17, 2023 00:00 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 2,000 | $9.25 | $18,500.00 |
DisclosureSEC source: 0001104659-23-061527 · tm2315941-1_4seq1.xml · nonDerivative · entry 1 Schwartz Aron I · CIK 0001553080 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,000 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.22 to $9.27 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · ownership.nature: An IRA is the record holder of these Shares. Mr. Schwartz is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. Read SEC document |
| April 24, 2023 Filed Apr 24, 2023 17:47 UTC | INVACARE HOLDINGS Corp IVC · Entity 86444 | Disposition to issuerCommon Shares | 39,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025453 · doc4.xml · nonDerivative · entry 1 Schwartz Aron I · CIK 0001553080 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The reporting person forfeited 39,474 restricted stock units back to the issuer. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 16:44 UTC | INVACARE HOLDINGS Corp IVC · Entity 86444 | GrantCommon Shares | 39,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023081 · doc4.xml · nonDerivative · entry 1 Schwartz Aron I · CIK 0001553080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,474 F1 · shares: Restricted stock units granted pursuant to the Invacare Corporation 2018 Equity Compensation Plan in an exempt transaction under Rule 16b-3. These restricted stock units vest in full on May 15, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.