Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CION Investment CorpCION · Entity 5735 | Director | May 16, 2025 | May 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CION Investment Corp
Report date May 16, 2025 · Filed May 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy IRA | 15,781.6 |
Reported balance
After 2025-05-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-05-16 · Purchase · Acquired 500 · Balance 15,781.6 F1: 1. Includes 3,886.60 shares acquired under the Issuer's distribution reinvestment plan. F2: An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. |
Filing footnotes · ownership attribution and instrument terms
F1: 1. Includes 3,886.60 shares acquired under the Issuer's distribution reinvestment plan.
F2: An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2025 Filed May 19, 2025 15:16 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 500 | $9.72 | $4,860.00 |
DisclosureSEC source: 0001628280-25-026410 · wk-form4_1747667763.xml · nonDerivative · entry 1 Breakstone Robert A · CIK 0001553171 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 15,781.6 F1 · balance_after: 1. Includes 3,886.60 shares acquired under the Issuer's distribution reinvestment plan. F2 · ownership.nature: An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. Read SEC document |
| March 24, 2025 Filed Mar 25, 2025 18:33 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 500 | $10.75 | $5,375.00 |
DisclosureSEC source: 0001628280-25-014668 · wk-form4_1742927573.xml · nonDerivative · entry 1 Breakstone Robert A · CIK 0001553171 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 14,699.71 F1 · balance_after: Includes 3,304.71 shares acquired under the Issuer's distribution reinvestment plan. F2 · ownership.nature: An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 19:39 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 500 | $11.05 | $5,525.00 |
DisclosureSEC source: 0001628280-25-013436 · wk-form4_1742326744.xml · nonDerivative · entry 1 Breakstone Robert A · CIK 0001553171 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 14,199.71 F1 · balance_after: Includes 3,304.71 shares acquired under the Issuer's distribution reinvestment plan. F2 · ownership.nature: An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 16:16 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 1,000 | $11.34 | $11,340.00 |
DisclosureSEC source: 0001628280-24-048201 · wk-form4_1731946593.xml · nonDerivative · entry 1 Breakstone Robert A · CIK 0001553171 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 13,237.77 F1 · balance_after: Includes 2,842.77 shares acquired under the Issuer's distribution reinvestment plan. F2 · ownership.nature: An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. Read SEC document |
| August 12, 2024 Filed Aug 13, 2024 18:00 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 1,000 | $11.89 | $11,890.00 |
DisclosureSEC source: 0001104659-24-088846 · tm2421555-1_4seq1.xml · nonDerivative · entry 1 Breakstone Robert A · CIK 0001553171 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 11,879.98 F1 · balance_after: Includes 2,484.98 shares acquired under the Issuer's distribution reinvestment plan. F2 · ownership.nature: An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. Read SEC document |
| May 12, 2023 Filed May 16, 2023 00:00 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 2,395 | $9.33 | $22,345.35 |
DisclosureSEC source: 0001104659-23-061034 · tm2315815d2_4seq1.xml · nonDerivative · entry 1 Breakstone Robert A · CIK 0001553171 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 9,096 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.19 to $9.35 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · balance_after: Includes 701 shares acquired under the Issuer's distribution reinvestment plan. F4 · ownership.nature: An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 17:21 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 1,000 | $10.10 | $10,100.00 |
DisclosureSEC source: 0001104659-22-123972 · tm2231765-1_4seq1.xml · nonDerivative · entry 1 Breakstone Robert A · CIK 0001553171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,000 F1 · ownership.nature: An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 14:36 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 2,000 | $10.08 | $20,160.00 |
DisclosureSEC source: 0001104659-22-092060 · tm2223634-2_4seq1.xml · nonDerivative · entry 1 Breakstone Robert A · CIK 0001553171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,000 F1 · ownership.nature: An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 17:48 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 3,000 | $10.76 | $32,280.00 |
DisclosureSEC source: 0001104659-22-068436 · tm2217772-1_4seq1.xml · nonDerivative · entry 1 Breakstone Robert A · CIK 0001553171 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,000 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per Share. The Shares were purchased at prices of $10.74 and $10.76 per Share. F3 · ownership.nature: An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.