Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CION Ares Diversified Credit FundCADEX · Entity 31546 | Director · Co-President and CEO | December 01, 2016 | December 01, 2016 |
| CION Grosvenor Infrastructure FundNONE · Entity 79242 | Director · See Remarks | September 25, 2024 | September 25, 2024 |
| CION Grosvenor Infrastructure Master Fund, LLCNONE · Entity 79244 | Director · See Remarks | January 23, 2025 | January 29, 2025 |
| CION Investment CorpCION · Entity 5735 | Director · Co-Chairman & Co-CEO | May 12, 2025 | May 13, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CION Ares Diversified Credit Fund
Report date December 01, 2016 · Filed December 01, 2016
This filing explicitly reported no securities owned.
CION Grosvenor Infrastructure Fund
Report date September 25, 2024 · Filed September 25, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
This filing explicitly reported no securities owned.
CION Grosvenor Infrastructure Master Fund, LLC
Report date January 23, 2025 · Filed January 29, 2025
This filing explicitly reported no securities owned.
CION Investment Corp
Report date May 12, 2025 · Filed May 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.001 par valueSEC Table I · non-derivative | IndirectGatto Living Trust | 3,070 |
Reported balance
After 2025-05-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-05-12 · Purchase · Acquired 2,070 · Balance 3,070 F1: Does not include (i) 10,905 shares of which the Reporting Person is the record holder and (ii) 62,598.77 shares that includes 5,932.67 shares acquired under the Company's distribution reinvestment plan of which CION Investment Group, LLC (CIG) is the record holder. The Reporting Person, together with another individual, control CIG and, as a result, may be deemed to be the indirect beneficial owners of the shares held by CIG. As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein. F2: Also does not include (a) 50 shares held for A.G., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act (the UTMA) for which the Reporting Person serves as custodian, (b) 50 Shares held for G.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian, and (c) 50 Shares held for M.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. F3: The Reporting Person, as Co-Trustee of the Gatto Living Trust, may be deemed to beneficially own the shares held by the Gatto Living Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Does not include (i) 10,905 shares of which the Reporting Person is the record holder and (ii) 62,598.77 shares that includes 5,932.67 shares acquired under the Company's distribution reinvestment plan of which CION Investment Group, LLC (CIG) is the record holder. The Reporting Person, together with another individual, control CIG and, as a result, may be deemed to be the indirect beneficial owners of the shares held by CIG. As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein.
F2: Also does not include (a) 50 shares held for A.G., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act (the UTMA) for which the Reporting Person serves as custodian, (b) 50 Shares held for G.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian, and (c) 50 Shares held for M.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
F3: The Reporting Person, as Co-Trustee of the Gatto Living Trust, may be deemed to beneficially own the shares held by the Gatto Living Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2025 Filed May 13, 2025 18:00 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 2,070 | $9.66 | $19,996.20 |
DisclosureSEC source: 0001628280-25-024992 · wk-form4_1747159228.xml · nonDerivative · entry 1 Gatto Mark · CIK 0001553165 · Director · Co-Chairman & Co-CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Gatto Living Trust Disclosed balance after: 3,070 F1 · balance_after: Does not include (i) 10,905 shares of which the Reporting Person is the record holder and (ii) 62,598.77 shares that includes 5,932.67 shares acquired under the Company's distribution reinvestment plan of which CION Investment Group, LLC (CIG) is the record holder. The Reporting Person, together with another individual, control CIG and, as a result, may be deemed to be the indirect beneficial owners of the shares held by CIG. As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein. F2 · balance_after: Also does not include (a) 50 shares held for A.G., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act (the UTMA) for which the Reporting Person serves as custodian, (b) 50 Shares held for G.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian, and (c) 50 Shares held for M.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. F3 · ownership.nature: The Reporting Person, as Co-Trustee of the Gatto Living Trust, may be deemed to beneficially own the shares held by the Gatto Living Trust. Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 14:55 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 50 | $11.02 | $551.00 |
DisclosureSEC source: 0001104659-24-040981 · tm2410106-1_4seq1.xml · nonDerivative · entry 4 Gatto Mark · CIK 0001553165 · Director · Co-Chairman & Co-CEO 10b5-1 filing: No plan indicated Ownership: Indirect · UTMA Account of M.G. Disclosed balance after: 50 F4 · ownership.nature: The shares are held for M.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. F5 · ownership.nature: As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 14:55 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 50 | $11.02 | $551.00 |
DisclosureSEC source: 0001104659-24-040981 · tm2410106-1_4seq1.xml · nonDerivative · entry 3 Gatto Mark · CIK 0001553165 · Director · Co-Chairman & Co-CEO 10b5-1 filing: No plan indicated Ownership: Indirect · UTMA Account of G.G. Disclosed balance after: 50 F3 · ownership.nature: The shares are held for G.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. F5 · ownership.nature: As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 14:55 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 50 | $11.02 | $551.00 |
DisclosureSEC source: 0001104659-24-040981 · tm2410106-1_4seq1.xml · nonDerivative · entry 2 Gatto Mark · CIK 0001553165 · Director · Co-Chairman & Co-CEO 10b5-1 filing: No plan indicated Ownership: Indirect · UTMA Account of A.G. Disclosed balance after: 50 F2 · ownership.nature: The shares are held for A.G., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act (the "UTMA") for which the Reporting Person serves as custodian. F5 · ownership.nature: As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 14:55 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 1,000 | $11.02 | $11,020.00 |
DisclosureSEC source: 0001104659-24-040981 · tm2410106-1_4seq1.xml · nonDerivative · entry 1 Gatto Mark · CIK 0001553165 · Director · Co-Chairman & Co-CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Gatto Living Trust Disclosed balance after: 1,000 F1 · ownership.nature: The Reporting Person, as Co-Trustee of the Gatto Living Trust, may be deemed to beneficially own the shares held by the Gatto Living Trust. Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 19:48 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 905 | $11.05 | $10,000.25 |
DisclosureSEC source: 0001104659-23-119464 · tm2331044-1_4seq1.xml · nonDerivative · entry 1 Gatto Mark · CIK 0001553165 · Director · Co-Chairman & Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,204.39 F1 · balance_after: Mr. Gatto is the record holder of 10,905 shares, and CION Investment Group, LLC ("CIG") is the record holder of 62,598.77 shares that includes 5,932.67 shares acquired under the Issuer's distribution reinvestment plan. Mr. Gatto, together with another individual, controls CIG and, as a result, may be deemed to be the indirect beneficial owner of one-half of the shares held by CIG. As permitted by Rule 16a-1(a)(4) under the Exchange Act, Mr. Gatto disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 15:07 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 5,000 | $10.29 | $51,450.00 |
DisclosureSEC source: 0001104659-22-093914 · tm2224463-1_4seq1.xml · nonDerivative · entry 1 Gatto Mark · CIK 0001553165 · Director · Co-Chairman & Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,805.55 F1 · balance_after: Includes 27,805.55 shares of which CION Investment Group, LLC ("CIG") is the record holder. Mr. Gatto, with another individual, controls CIG and as a result, may be deemed to be an indirect beneficial owner of the shares held by CIG. Mr. Gatto disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein. Read SEC document |
| May 19, 2022 Filed May 23, 2022 14:52 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 5,000 | $10.98 | $54,900.00 |
DisclosureSEC source: 0001104659-22-063702 · tm2216598-1_4seq1.xml · nonDerivative · entry 1 Gatto Mark · CIK 0001553165 · Director · Co-Chairman & Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,805.55 F1 · balance_after: Includes 27,805.55 shares of which CION Investment Group, LLC ("CIG") is the record holder. Mr. Gatto, with another individual, controls CIG and as a result, may be deemed to be an indirect beneficial owner of the shares held by CIG. Mr. Gatto disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.