Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CION Investment CorpCION · Entity 5735 | President & CIO | March 31, 2025 | April 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CION Investment Corp
Report date March 31, 2025 · Filed April 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy IRA | 63,599 |
Reported balance
After 2025-03-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-03-31 · Purchase · Acquired 1,000 · Balance 63,599 F1: Includes 14,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. |
| Common stock, $0.001 par valueSEC Table I · non-derivative | Direct | 64,599 |
Reported balance
After 2025-04-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2025-04-01 · Purchase · Acquired 1,000 · Balance 64,599 F1: Includes 14,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 14,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2025 Filed Apr 2, 2025 17:40 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 1,000 | $10.48 | $10,480.00 |
DisclosureSEC source: 0001628280-25-016113 · wk-form4_1743615601.xml · nonDerivative · entry 2 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,599 F1 · balance_after: Includes 14,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 17:40 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 1,000 | $10.41 | $10,410.00 |
DisclosureSEC source: 0001628280-25-016113 · wk-form4_1743615601.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 63,599 F1 · balance_after: Includes 14,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. F1 · ownership.nature: Includes 14,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Read SEC document |
| March 19, 2025 Filed Mar 20, 2025 15:21 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 1,000 | $10.98 | $10,980.00 |
DisclosureSEC source: 0001628280-25-014035 · wk-form4_1742484062.xml · nonDerivative · entry 2 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 62,599 F2 · balance_after: Includes 13,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. F2 · ownership.nature: Includes 13,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Read SEC document |
| March 18, 2025 Filed Mar 20, 2025 15:21 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 2,000 | $10.72 | $21,440.00 |
DisclosureSEC source: 0001628280-25-014035 · wk-form4_1742484062.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,599 F1 · balance_after: Includes 12,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 23:46 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 2,000 | $11.41 | $22,820.00 |
DisclosureSEC source: 0001628280-24-047996 · wk-form4_1731627968.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,599 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices of $11.40 and $11.41 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · balance_after: Includes 12,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 16:48 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 2,500 | $12.08 | $30,200.00 |
DisclosureSEC source: 0001104659-24-090419 · tm2421869-1_4seq1.xml · nonDerivative · entry 2 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,599 F1 · balance_after: Includes 12,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 16:48 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 1,000 | $12.05 | $12,050.00 |
DisclosureSEC source: 0001104659-24-090419 · tm2421869-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 55,099 F1 · balance_after: Includes 12,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 19:53 UTC | CION Investment Corp CION · Entity 5735 | OtherCommon Stock, $0.001 par value | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-075140 · tm2418306-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,099 F1 · shares: Represents a distribution of shares to the Reporting Person from his father's estate. F2 · balance_after: Includes 11,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Read SEC document |
| May 17, 2024 Filed May 17, 2024 19:19 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 2,000 | $12.51 | $25,020.00 |
DisclosureSEC source: 0001104659-24-062938 · tm2414865-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,099 F1 · balance_after: Includes 11,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Read SEC document |
| March 20, 2024 Filed Mar 21, 2024 18:32 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 4,000 | $10.78 | $43,120.00 |
DisclosureSEC source: 0001104659-24-037172 · tm249445d1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,099 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $10.77 to $10.79 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · balance_after: Includes 11,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 21:00 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 1,000 | $9.58 | $9,580.00 |
DisclosureSEC source: 0001104659-23-067638 · tm2317648-1_4seq1.xml · nonDerivative · entry 2 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,099 F1 · balance_after: Includes 7,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 21:00 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 1,000 | $9.32 | $9,320.00 |
DisclosureSEC source: 0001104659-23-067638 · tm2317648-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,099 F1 · balance_after: Includes 7,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Read SEC document |
| May 26, 2023 Filed May 27, 2023 00:00 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 2,000 | $9.90 | $19,800.00 |
DisclosureSEC source: 0001104659-23-065585 · tm2317171-1_4seq1.xml · nonDerivative · entry 3 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,099 F3 · balance_after: Includes 7,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Read SEC document |
| May 25, 2023 Filed May 27, 2023 00:00 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 1,000 | $9.81 | $9,810.00 |
DisclosureSEC source: 0001104659-23-065585 · tm2317171-1_4seq1.xml · nonDerivative · entry 2 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 42,099 F3 · balance_after: Includes 7,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. F4 · ownership.nature: Includes two purchases by two IRAs of the Reporting Person at the same price. Read SEC document |
| May 24, 2023 Filed May 27, 2023 00:00 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 1,000 | $9.91 | $9,910.00 |
DisclosureSEC source: 0001104659-23-065585 · tm2317171-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 41,099 F1 · balance_after: Includes 6,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. F2 · ownership.nature: Purchase by an IRA of the Reporting Person. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 22:03 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 3,000 | $9.17 | $27,510.00 |
DisclosureSEC source: 0001104659-22-097587 · tm2225123-1_4seq1.xml · nonDerivative · entry 2 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,099 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F5 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.08 to $9.22 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · balance_after: Includes 5,500 Shares of which an investment retirement account is the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 22:03 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 2,000 | $9.16 | $18,320.00 |
DisclosureSEC source: 0001104659-22-097587 · tm2225123-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 37,099 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.10 to $9.18 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · balance_after: Includes 5,500 Shares of which an investment retirement account is the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account. F4 · ownership.nature: Purchased by an IRA of the Reporting Person. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 18:41 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 4,000 | $9.69 | $38,760.00 |
DisclosureSEC source: 0001104659-22-096955 · tm2224947-1_4seq1.xml · nonDerivative · entry 2 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,099 F1 · balance_after: Includes 3,500 Shares of which an investment retirement account is the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 18:41 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 1,000 | $10.20 | $10,200.00 |
DisclosureSEC source: 0001104659-22-096955 · tm2224947-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,099 F1 · balance_after: Includes 3,500 Shares of which an investment retirement account is the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account. F2 · ownership.nature: Purchased by an IRA of the Reporting Person. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 23:38 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 5,000 | $10.29 | $51,450.00 |
DisclosureSEC source: 0001104659-22-092275 · tm2223634-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,099 Read SEC document |
| May 18, 2022 Filed May 19, 2022 19:46 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 1,000 | $11.20 | $11,200.00 |
DisclosureSEC source: 0001104659-22-062860 · tm2216032-1_4seq1.xml · nonDerivative · entry 2 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,099 F3 · ownership.nature: Purchased by an IRA of the Reporting Person. Read SEC document |
| May 18, 2022 Filed May 19, 2022 19:46 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 9,000 | $11.08 | $99,720.00 |
DisclosureSEC source: 0001104659-22-062860 · tm2216032-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,099 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices of $11.20 and $10.98 per share. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 20:35 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 3,200 | $13.54 | $43,328.00 |
DisclosureSEC source: 0001104659-21-143002 · tm2133818-1_4seq1.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,099 Read SEC document |
| November 18, 2021 Filed Nov 20, 2021 00:01 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 1,500 | $13.31 | $19,965.00 |
DisclosureSEC source: 0001104659-21-142054 · tm2132954d1_4.xml · nonDerivative · entry 3 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,899 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F4 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.25 to $13.31 per share. F5 · ownership.nature: Purchased by an IRA of the Reporting Person. Read SEC document |
| November 18, 2021 Filed Nov 20, 2021 00:01 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 5,130 | $13.06 | $66,997.80 |
DisclosureSEC source: 0001104659-21-142054 · tm2132954d1_4.xml · nonDerivative · entry 2 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,399 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F3 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.05 to $13.25 per share. Read SEC document |
| November 17, 2021 Filed Nov 20, 2021 00:01 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 5,269 | $13.21 | $69,603.49 |
DisclosureSEC source: 0001104659-21-142054 · tm2132954d1_4.xml · nonDerivative · entry 1 BRESNER GREGG A. · CIK 0001681896 · President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,269 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.20 to $13.21 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.