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NYSE · USD

CHPT

ChargePoint Holdings, Inc.

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Tapewire entity
6581
SEC CIK
0001777393
Parsed reports
520

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202604
Apr 202610
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2022 Filed Sep 12, 2022 20:37 UTC
Gerdes HenrikChief Accounting Officer
SaleCommon Stock 31,142 $16.69 $519,909.46
Disclosure

SEC source: 0000899243-22-030845 · doc4.xml · nonDerivative · entry 2

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,253

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.49 to $17.00. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:37 UTC
Gerdes HenrikChief Accounting Officer
Exercise / conversionCommon Stock 12,458 $0.76 $9,468.08
Disclosure

SEC source: 0000899243-22-030845 · doc4.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:34 UTC
Hughes Michael DSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000899243-22-030840 · doc4.xml · derivative · entry 5

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216,174

Underlying: Common Stock · 25,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F6 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:34 UTC
Hughes Michael DSee Remarks
SaleCommon Stock 9,000 $17.02 $153,137.70
Disclosure

SEC source: 0000899243-22-030840 · doc4.xml · nonDerivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,065

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.76 to $17.25. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:34 UTC
Hughes Michael DSee Remarks
SaleCommon Stock 16,000 $16.50 $263,932.80
Disclosure

SEC source: 0000899243-22-030840 · doc4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,065

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.76 to $16.755. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:34 UTC
Hughes Michael DSee Remarks
Exercise / conversionCommon Stock 25,000 $0.56 $14,000.00
Disclosure

SEC source: 0000899243-22-030840 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2022 Filed Sep 13, 2022 00:37 UTC
Loewenthal William JChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,115 Not disclosed Strike: $0.76 Not disclosed
Disclosure

SEC source: 0000899243-22-030844 · doc4.xml · derivative · entry 4

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,144

Underlying: Common Stock · 3,115 shares

Expires 2030-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

F4 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
September 08, 2022 Filed Sep 13, 2022 00:37 UTC
Loewenthal William JChief Product Officer
SaleCommon Stock 3,115 $15.73 $48,998.95
Disclosure

SEC source: 0000899243-22-030844 · doc4.xml · nonDerivative · entry 2

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,964

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 08, 2022 Filed Sep 13, 2022 00:37 UTC
Loewenthal William JChief Product Officer
Exercise / conversionCommon Stock 3,115 $0.76 $2,367.40
Disclosure

SEC source: 0000899243-22-030844 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 18:21 UTC
Gerdes HenrikChief Accounting Officer
GrantCommon Stock 34,246 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-030466 · doc4.xml · nonDerivative · entry 2

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,937

F2 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on September 20, 2022 with respect to 6.25% of the RSUs and the remainder in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20.

F2 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on September 20, 2022 with respect to 6.25% of the RSUs and the remainder in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 18:21 UTC
Gerdes HenrikChief Accounting Officer
SaleCommon Stock 43,186 $15.40 $665,060.08
Disclosure

SEC source: 0000899243-22-030466 · doc4.xml · nonDerivative · entry 1

Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,691

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.39 to $15.435. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 22:19 UTC
Wilmer RichardSee Remarks
GrantCommon Stock 261,028 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-030464 · doc4.xml · nonDerivative · entry 2

Wilmer Richard · CIK 0001393301 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,960

F2 · shares: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's common stock achieving certain price per share targets, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 5-year period. 20% of the PRSUs shall vest June 20, 2023 and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

F2 · price: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's common stock achieving certain price per share targets, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 5-year period. 20% of the PRSUs shall vest June 20, 2023 and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 22:19 UTC
Wilmer RichardSee Remarks
GrantCommon Stock 217,932 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-030464 · doc4.xml · nonDerivative · entry 1

Wilmer Richard · CIK 0001393301 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,932

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 5-year period. 20% of the RSUs shall vest on June 20, 2023 and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 5-year period. 20% of the RSUs shall vest on June 20, 2023 and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:05 UTC
Sidle EricSee Remarks
SaleCommon Stock 10,769 $19.04 $205,011.61
Disclosure

SEC source: 0000899243-22-028786 · doc4.xml · nonDerivative · entry 2

Sidle Eric · CIK 0001837954 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,561

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.072. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:05 UTC
Sidle EricSee Remarks
SaleCommon Stock 22,673 $18.32 $415,256.00
Disclosure

SEC source: 0000899243-22-028786 · doc4.xml · nonDerivative · entry 1

Sidle Eric · CIK 0001837954 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,330

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.441. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:05 UTC
Jansen ColleenChief Marketing Officer
Exercise / conversionStock Option (right to buy) · Derivative 14,000 Not disclosed Strike: $0.44 Not disclosed
Disclosure

SEC source: 0000899243-22-028784 · doc4.xml · derivative · entry 3

Jansen Colleen · CIK 0001837912 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,192

Underlying: Common Stock · 14,000 shares

Expires 2026-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:05 UTC
Jansen ColleenChief Marketing Officer
SaleCommon Stock 14,000 $19.00 $266,000.00
Disclosure

SEC source: 0000899243-22-028784 · doc4.xml · nonDerivative · entry 2

Jansen Colleen · CIK 0001837912 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,597

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:05 UTC
Jansen ColleenChief Marketing Officer
Exercise / conversionCommon Stock 14,000 $0.44 $6,160.00
Disclosure

SEC source: 0000899243-22-028784 · doc4.xml · nonDerivative · entry 1

Jansen Colleen · CIK 0001837912 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 21:24 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,300 Not disclosed Strike: $0.76 Not disclosed
Disclosure

SEC source: 0000899243-22-027625 · doc4.xml · derivative · entry 9

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,640

Underlying: Common Stock · 4,300 shares

Expires 2030-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option shall vest with respect to 1/48th of the Shares subject to the Stock Option when the Reporting Person completes each month of continuous Service after April 30, 2020, provided, that the Reporting Person remains in continuous service on such vesting date.

F7 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option shall vest with respect to 1/48th of the Shares subject to the Stock Option when the Reporting Person completes each month of continuous Service after April 30, 2020, provided, that the Reporting Person remains in continuous service on such vesting date.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 21:24 UTC SaleCommon Stock 4,300 $15.01 $64,523.22
Disclosure

SEC source: 0000899243-22-027625 · doc4.xml · nonDerivative · entry 6

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 3,985

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.01. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F5 · ownership.nature: The Shares are held directly by Gail Chizen 2009 Irrevocable Trust of which the Reporting Person is trustee.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 21:24 UTC SaleCommon Stock 4,300 $15.01 $64,523.65
Disclosure

SEC source: 0000899243-22-027625 · doc4.xml · nonDerivative · entry 5

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,162

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.02. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 21:24 UTC Exercise / conversionCommon Stock 4,300 $0.76 $3,268.00
Disclosure

SEC source: 0000899243-22-027625 · doc4.xml · nonDerivative · entry 4

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 17:23 UTC
Hughes Michael DSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 14,799 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000899243-22-027624 · doc4.xml · derivative · entry 6

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,174

Underlying: Common Stock · 14,799 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F4 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 17:23 UTC
Hughes Michael DSee Remarks
SaleCommon Stock 14,799 $15.02 $222,276.54
Disclosure

SEC source: 0000899243-22-027624 · doc4.xml · nonDerivative · entry 4

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,065

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.045. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 17:23 UTC
Hughes Michael DSee Remarks
Exercise / conversionCommon Stock 14,799 $0.56 $8,287.44
Disclosure

SEC source: 0000899243-22-027624 · doc4.xml · nonDerivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:24 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,700 Not disclosed Strike: $0.76 Not disclosed
Disclosure

SEC source: 0000899243-22-027625 · doc4.xml · derivative · entry 8

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,940

Underlying: Common Stock · 5,700 shares

Expires 2030-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option shall vest with respect to 1/48th of the Shares subject to the Stock Option when the Reporting Person completes each month of continuous Service after April 30, 2020, provided, that the Reporting Person remains in continuous service on such vesting date.

F7 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option shall vest with respect to 1/48th of the Shares subject to the Stock Option when the Reporting Person completes each month of continuous Service after April 30, 2020, provided, that the Reporting Person remains in continuous service on such vesting date.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:24 UTC SaleCommon Stock 5,700 $15.01 $85,549.59
Disclosure

SEC source: 0000899243-22-027625 · doc4.xml · nonDerivative · entry 3

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 8,285

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.05. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F5 · ownership.nature: The Shares are held directly by Gail Chizen 2009 Irrevocable Trust of which the Reporting Person is trustee.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:24 UTC SaleCommon Stock 5,700 $15.01 $85,554.15
Disclosure

SEC source: 0000899243-22-027625 · doc4.xml · nonDerivative · entry 2

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,162

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.05. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:24 UTC Exercise / conversionCommon Stock 5,700 $0.76 $4,332.00
Disclosure

SEC source: 0000899243-22-027625 · doc4.xml · nonDerivative · entry 1

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 17:23 UTC
Hughes Michael DSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 10,201 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000899243-22-027624 · doc4.xml · derivative · entry 5

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255,973

Underlying: Common Stock · 10,201 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F4 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

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August 01, 2022 Filed Aug 3, 2022 17:23 UTC
Hughes Michael DSee Remarks
SaleCommon Stock 10,201 $15.01 $153,066.01
Disclosure

SEC source: 0000899243-22-027624 · doc4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,065

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.04. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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August 01, 2022 Filed Aug 3, 2022 17:23 UTC
Hughes Michael DSee Remarks
Exercise / conversionCommon Stock 10,201 $0.56 $5,712.56
Disclosure

SEC source: 0000899243-22-027624 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:21 UTC
Loewenthal William JChief Product Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,115 Not disclosed Strike: $0.76 Not disclosed
Disclosure

SEC source: 0000899243-22-027620 · doc4.xml · derivative · entry 3

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,259

Underlying: Common Stock · 3,115 shares

Expires 2030-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

F2 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

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August 01, 2022 Filed Aug 3, 2022 21:21 UTC
Loewenthal William JChief Product Officer
SaleCommon Stock 3,115 $15.04 $46,849.60
Disclosure

SEC source: 0000899243-22-027620 · doc4.xml · nonDerivative · entry 2

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,964

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:21 UTC
Loewenthal William JChief Product Officer
Exercise / conversionCommon Stock 3,115 $0.76 $2,367.40
Disclosure

SEC source: 0000899243-22-027620 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 20:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $0.76 Not disclosed
Disclosure

SEC source: 0000899243-22-027162 · doc4.xml · derivative · entry 5

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,640

Underlying: Common Stock · 10,000 shares

Expires 2030-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option shall vest with respect to 1/48th of the Shares subject to the Stock Option when the Reporting Person completes each month of continuous Service after April 30, 2020, provided, that the Reporting Person remains in continuous service on such vesting date.

F6 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option shall vest with respect to 1/48th of the Shares subject to the Stock Option when the Reporting Person completes each month of continuous Service after April 30, 2020, provided, that the Reporting Person remains in continuous service on such vesting date.

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July 28, 2022 Filed Aug 1, 2022 20:31 UTC SaleCommon Stock 10,000 $15.09 $150,862.00
Disclosure

SEC source: 0000899243-22-027162 · doc4.xml · nonDerivative · entry 3

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 13,985

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.22. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.nature: The Shares are held directly by Gail Chizen 2009 Irrevocable Trust of which the Reporting Person is trustee.

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July 28, 2022 Filed Aug 1, 2022 20:31 UTC SaleCommon Stock 10,000 $15.09 $150,899.00
Disclosure

SEC source: 0000899243-22-027162 · doc4.xml · nonDerivative · entry 2

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,162

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.2624. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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July 28, 2022 Filed Aug 1, 2022 20:31 UTC Exercise / conversionCommon Stock 10,000 $0.76 $7,600.00
Disclosure

SEC source: 0000899243-22-027162 · doc4.xml · nonDerivative · entry 1

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 16:30 UTC
Hughes Michael DSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000899243-22-027163 · doc4.xml · derivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266,174

Underlying: Common Stock · 25,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 16:30 UTC
Hughes Michael DSee Remarks
SaleCommon Stock 25,000 $15.23 $380,640.00
Disclosure

SEC source: 0000899243-22-027163 · doc4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,065

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.695. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 16:30 UTC
Hughes Michael DSee Remarks
Exercise / conversionCommon Stock 25,000 $0.56 $14,000.00
Disclosure

SEC source: 0000899243-22-027163 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2022 Filed Jul 14, 2022 21:05 UTC
QEM VII, LLC10% owner · See Remarks
VANLOH S WIL JR10% owner · See Remarks
GrantCommon Stock 13,563 $0.00 $0.00
Disclosure

SEC source: 0000905148-22-000469 · form4.xml · nonDerivative · entry 1

Q-GRG VII (CP) Investment Partners, LLC · CIK 0001848413 · 10% owner · See Remarks

QEM VII, LLC · CIK 0001848427 · 10% owner · See Remarks

VANLOH S WIL JR · CIK 0001098463 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,255

F1 · shares: Represents Restricted Stock Units ("RSUs") granted to Jeffrey Harris, an affiliated director of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"), who serves as a director on the Issuer's board of directors. Mr. Harris holds these securities for the benefit of Q-GRG.

F2 · shares: These RSUs represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2022 or (ii) the date of the next annual meeting of stockholders, subject to Mr. Harris' continuous service with the issuer.

F2 · balance_after: These RSUs represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2022 or (ii) the date of the next annual meeting of stockholders, subject to Mr. Harris' continuous service with the issuer.

F1 · ownership.direct: Represents Restricted Stock Units ("RSUs") granted to Jeffrey Harris, an affiliated director of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"), who serves as a director on the Issuer's board of directors. Mr. Harris holds these securities for the benefit of Q-GRG.

F1 · ownership.nature: Represents Restricted Stock Units ("RSUs") granted to Jeffrey Harris, an affiliated director of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"), who serves as a director on the Issuer's board of directors. Mr. Harris holds these securities for the benefit of Q-GRG.

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July 12, 2022 Filed Jul 14, 2022 21:00 UTC GrantCommon Stock 13,563 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026082 · doc4.xml · nonDerivative · entry 1

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,162

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2022 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

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July 12, 2022 Filed Jul 14, 2022 21:00 UTC
LESCHLY MARKDirector
GrantCommon Stock 13,563 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026083 · doc4.xml · nonDerivative · entry 1

LESCHLY MARK · CIK 0001120545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,255

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2022 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

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July 12, 2022 Filed Jul 14, 2022 21:00 UTC GrantCommon Stock 6,781 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026077 · doc4.xml · nonDerivative · entry 1

Singh-Bushell Ekta · CIK 0001707731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,912

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2022 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

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July 12, 2022 Filed Jul 14, 2022 20:52 UTC
Linse MichaelDirector · 10% owner
GrantCommon Stock 13,563 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026096 · doc4.xml · nonDerivative · entry 1

Linse Michael · CIK 0001838841 · Director · 10% owner

Linse Capital CP, LLC · CIK 0001672172 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 35,255

F1 · shares: Mr. Linse was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2022, or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

F2 · ownership.nature: Pursuant to agreements between Mr. Linse and Linse Capital CP, LLC ("Linse I"), Mr. Linse holds the shares for the benefit of Linse I.

F9 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

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July 12, 2022 Filed Jul 14, 2022 21:00 UTC GrantCommon Stock 13,563 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026081 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,983

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2022 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
July 12, 2022 Filed Jul 14, 2022 21:00 UTC GrantCommon Stock 13,563 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026080 · doc4.xml · nonDerivative · entry 1

Chao Elaine L. · CIK 0001474863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,834

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2022 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

Read SEC document
July 12, 2022 Filed Jul 14, 2022 21:00 UTC GrantCommon Stock 13,563 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026079 · doc4.xml · nonDerivative · entry 1

HARRIS JEFFREY · CIK 0001220634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,255

F1 · shares: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in full on the earlier of (i) the one-year anniversary of July 12, 2022 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continuous service with the Issuer through such date.

F2 · balance_after: Mr. Harris holds these securities for the benefit of Q-GRG VII (CP) Investment Partners, LLC ("Q-GRG"). Mr. Harris disclaims beneficial ownership of the reported securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.