Loewenthal William J

SEC source: 0001567619-23-000743 · doc1.xml · derivative · entry 3

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,684

Underlying: Common Stock · 3,115 shares

Expires 2030-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001567619-23-000743 · doc1.xml · nonDerivative · entry 2

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,892

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $8.85 to $9.06, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001567619-23-000743 · doc1.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-23-000815 · doc1.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,892

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: The figure reported in this Column 5 reflects the Reporting Person's holdings both after the reported transaction and as of the date of this filing. However, the Reporting Person effected a transaction subsequent to this sale, reported on a Form 4 filed January 9, 2023, in which the figures in Column 5 of Table I did not reflect these sales.

SEC source: 0001140361-22-046887 · form4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,892

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

SEC source: 0001140361-22-045538 · form4.xml · derivative · entry 3

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,799

Underlying: Common Stock · 3,115 shares

Expires 2030-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001140361-22-045538 · form4.xml · nonDerivative · entry 2

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,943

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $10.54 to $11.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001140361-22-045538 · form4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-22-040014 · form4.xml · derivative · entry 3

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,914

Underlying: Common Stock · 3,115 shares

Expires 2030-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001140361-22-040014 · form4.xml · nonDerivative · entry 2

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,943

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $14.03 to $14.04, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SEC source: 0001140361-22-040014 · form4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-032977 · doc4.xml · derivative · entry 3

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,029

Underlying: Common Stock · 3,115 shares

Expires 2030-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

F2 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0000899243-22-032977 · doc4.xml · nonDerivative · entry 2

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,943

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0000899243-22-032977 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-031910 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,943

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.91 to $16.00. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-22-030844 · doc4.xml · nonDerivative · entry 3

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,262

F2 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F3 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's common stock on the purchase date pursuant to the provisions of the ESPP.

SEC source: 0000899243-22-030844 · doc4.xml · derivative · entry 4

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,144

Underlying: Common Stock · 3,115 shares

Expires 2030-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

F4 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0000899243-22-030844 · doc4.xml · nonDerivative · entry 2

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,964

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0000899243-22-030844 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-027620 · doc4.xml · derivative · entry 3

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,259

Underlying: Common Stock · 3,115 shares

Expires 2030-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

F2 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0000899243-22-027620 · doc4.xml · nonDerivative · entry 2

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,964

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0000899243-22-027620 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-024981 · doc4.xml · derivative · entry 4

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,374

Underlying: Common Stock · 3,115 shares

Expires 2030-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

F2 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0000899243-22-024981 · doc4.xml · nonDerivative · entry 3

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,964

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0000899243-22-024981 · doc4.xml · nonDerivative · entry 2

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-024981 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,964

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0000899243-22-023975 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,398

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.61 to $14.02. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-22-023153 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,512

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0000899243-22-021114 · doc4.xml · nonDerivative · entry 2

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,538

F2 · shares: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's common stock achieving certain price per share targets, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 5-year period commencing on June 20, 2022 with respect to 1/20th quarterly thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20.

F2 · price: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's common stock achieving certain price per share targets, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 5-year period commencing on June 20, 2022 with respect to 1/20th quarterly thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20.

SEC source: 0000899243-22-021114 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,150

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 5-year period commencing on June 20, 2022 with respect to 1/20th quarterly thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 5-year period commencing on June 20, 2022 with respect to 1/20th quarterly thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20.

SEC source: 0000899243-22-018162 · doc4.xml · derivative · entry 2

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,934

Underlying: Common Stock · 25,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

F1 · derivative.exercise_date: The Stock Option vests in 48 equal monthly installments from July 30, 2018, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0000899243-22-018162 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-012110 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,726

F1 · kind: The sale reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $17.8306 to $17.92. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-22-010957 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,045

F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.

SEC source: 0000899243-22-003676 · doc4.xml · derivative · entry 2

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,934

Underlying: Common Stock · 15,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vests in 48 equal monthly installments from July 30, 2018, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0000899243-22-003676 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-000994 · doc4.xml · derivative · entry 2

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,934

Underlying: Common Stock · 83,294 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vests in 48 equal monthly installments from July 30, 2018, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0000899243-22-000994 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-049667 · doc4.xml · nonDerivative · entry 2

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,320

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $18.04 to $18.79. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-21-049667 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,320

F1 · kind: The sale reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

SEC source: 0000899243-21-048979 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,407

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $19.50 to $20.21. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-21-037689 · doc4.xml · derivative · entry 3

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,229

Underlying: Common Stock · 20,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Stock Option vests in 48 equal monthly installments from July 30, 2018, subject to the Reporting Person's continuous service through each vesting date.

F4 · derivative.exercise_date: The Stock Option vests in 48 equal monthly installments from July 30, 2018, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0000899243-21-037689 · doc4.xml · nonDerivative · entry 2

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction relates to the exercise of options to purchase shares of common stock by the reporting person. No shares of common stock were sold by the reporting person and the shares of common stock received upon the exercise of such options are subject to lock-up restrictions in connection with the issuer's secondary offering.

SEC source: 0000899243-21-037689 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,757

F1 · kind: The sale reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $20.15 to $20.33. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-21-030356 · doc4.xml · derivative · entry 2

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,229

Underlying: Common Stock · 10,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Stock Option vests in 48 equal monthly installments from July 30, 2018, subject to the Reporting Person's continuous service through each vesting date.

F2 · derivative.exercise_date: The Stock Option vests in 48 equal monthly installments from July 30, 2018, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0000899243-21-030356 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This filing relates to the exercise of options to purchase shares of common stock by the reporting person. No shares of common stock were sold by the reporting person and the shares of common stock received upon the exercise of such options are subject to lock-up restrictions in connection with the issuer's business combination and secondary offering.

SEC source: 0000899243-21-027353 · doc4.xml · nonDerivative · entry 2

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,844

F3 · kind: The shares were withheld to satisfy tax withholding obligations.

SEC source: 0000899243-21-027353 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,787

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

SEC source: 0000899243-21-026080 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,410

F1 · kind: The sale reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $32.22 to $32.466. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-21-022158 · doc4.xml · nonDerivative · entry 1

Loewenthal William J · CIK 0001837881 · Senior Vice President, Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,634

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), each representing the right to receive one share of the issuer's common stock. The RSUs are subject to a service-based vesting requirement, which shall vest with respect to 12.5% on June 20, 2021 and 6.25% quarterly thereafter, provided that the Reporting Person remain in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20.