Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 8X8 INC /DE/EGHT · Entity 6065 | Chief Accounting Officer | March 20, 2018 | April 18, 2018 |
| ChargePoint Holdings, Inc.CHPT · Entity 6581 | Chief Accounting Officer | December 23, 2024 | December 23, 2024 |
| Rocket Fuel Inc.FUEL · Entity 173349 | Interim CFO | October 27, 2016 | November 01, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
8X8 INC /DE/
Report date March 20, 2018 · Filed April 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,243 |
Reported balance
After 2018-03-20 transaction · row 1
1 source rowRow 1 · 2018-03-20 · Other · Acquired 5,086 · Balance 6,243 F1: 5,086 Restricted Stock Units became fully vested and have been converted to Common Stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2021-03-20 | Direct | 27,970 |
Reported balance
After 2018-03-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-20 · Other · Disposed 5,086 · Balance 27,970 F2: Each restricted stock unit represents a contingent right to receive one share of EGHT common stock. F1: 5,086 Restricted Stock Units became fully vested and have been converted to Common Stock. F3: This award vests at the rate of one-fourth of such shares at March 20, 2018, one-fourth of such at March 20, 2019, one-fourth of such at March 20, 2020, and one-fourth of such at March 20, 2021. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2021-03-20 | Direct | 24,792 |
Reported balance
After 2018-03-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-03-20 · Tax withholding · Disposed 3,178 · Balance 24,792 F2: Each restricted stock unit represents a contingent right to receive one share of EGHT common stock. F4: Payment of tax liability by selling securities incident to vesting of restricted stock units. F3: This award vests at the rate of one-fourth of such shares at March 20, 2018, one-fourth of such at March 20, 2019, one-fourth of such at March 20, 2020, and one-fourth of such at March 20, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: 5,086 Restricted Stock Units became fully vested and have been converted to Common Stock.
F2: Each restricted stock unit represents a contingent right to receive one share of EGHT common stock.
F3: This award vests at the rate of one-fourth of such shares at March 20, 2018, one-fourth of such at March 20, 2019, one-fourth of such at March 20, 2020, and one-fourth of such at March 20, 2021.
F4: Payment of tax liability by selling securities incident to vesting of restricted stock units.
ChargePoint Holdings, Inc.
Report date December 23, 2024 · Filed December 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 362,060 |
Reported balance
After 2024-12-23 transaction · row 1
1 source rowRow 1 · 2024-12-23 · Sale · Disposed 28,536 · Balance 362,060 F1: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.15. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.15. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Rocket Fuel Inc.
Report date October 27, 2016 · Filed November 01, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,385 |
Reported balance
Holding disclosure · report date 2016-10-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 36,385 F1: 26,000 of these shares represent restricted stock units ("RSUs"), which will be settled in common stock upon vesting and vest as follows: (i) for 10,000 of the shares represented by RSUs, one-fourth of such shares vest on September 25, 2015 and one-eighth of such shares vest every six months thereafter, (ii) for another 6,000 of the shares represented by RSUs, one-fourth of such shares vest on April 1, 2016 and one-eighth of such shares vest every six months thereafter and (iii) for the final 10,000 shares represented by RSUs, one-fourth of such shares vest on November 10, 2016 and one-eighth of such shares vest every six months thereafter. Additionally, 6,385 shares were acquired under the Rocket Fuel Inc 2013 Employee Stock Purchase Plan and 4,000 shares were acquired in an open market purchase. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.57 · Expires 2026-05-18 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2016-10-27 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: 50% of the shares subject to the option vest and become exercisable on May 18, 2017 and 50% of the shares vest and become exercisable on May 18, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: 26,000 of these shares represent restricted stock units ("RSUs"), which will be settled in common stock upon vesting and vest as follows: (i) for 10,000 of the shares represented by RSUs, one-fourth of such shares vest on September 25, 2015 and one-eighth of such shares vest every six months thereafter, (ii) for another 6,000 of the shares represented by RSUs, one-fourth of such shares vest on April 1, 2016 and one-eighth of such shares vest every six months thereafter and (iii) for the final 10,000 shares represented by RSUs, one-fourth of such shares vest on November 10, 2016 and one-eighth of such shares vest every six months thereafter. Additionally, 6,385 shares were acquired under the Rocket Fuel Inc 2013 Employee Stock Purchase Plan and 4,000 shares were acquired in an open market purchase.
F2: 50% of the shares subject to the option vest and become exercisable on May 18, 2017 and 50% of the shares vest and become exercisable on May 18, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 23, 2024 Filed Dec 23, 2024 21:47 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 28,536 | $1.14 | $32,665.16 |
DisclosureSEC source: 0001777393-24-000217 · wk-form4_1735008473.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 362,060 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.15. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 11, 2024 Filed Oct 15, 2024 16:29 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 26,288 | $1.32 | $34,700.16 |
DisclosureSEC source: 0001777393-24-000166 · wk-form4_1729024190.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 390,596 Read SEC document |
| September 23, 2024 Filed Sep 25, 2024 16:36 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 10,493 | $1.35 | $14,165.55 |
DisclosureSEC source: 0001777393-24-000158 · wk-form4_1727296585.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,884 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.37. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes two shares acquired under the Issuer's Employee Stock Purchase Plan on September 9, 2024, in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 21, 2024 Filed Jun 21, 2024 21:34 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 10,629 | $1.40 | $14,849.78 |
DisclosureSEC source: 0001777393-24-000102 · wk-form4_1719020069.xml · nonDerivative · entry 2 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 427,375 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.40. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 21:34 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 43,596 | $1.51 | $65,611.98 |
DisclosureSEC source: 0001777393-24-000102 · wk-form4_1719020069.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438,004 Read SEC document |
| May 01, 2024 Filed May 3, 2024 17:20 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001777393-24-000056 · wk-form4_1714771195.xml · nonDerivative · entry 2 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,600 F2 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 1-year period commencing on May 1, 2024. 1/4th of the RSUs shall vest on June 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. F2 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 1-year period commencing on May 1, 2024. 1/4th of the RSUs shall vest on June 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. Read SEC document |
| May 01, 2024 Filed May 3, 2024 17:20 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantCommon Stock | 115,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001777393-24-000056 · wk-form4_1714771195.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,600 F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 3-year period commencing on May 1, 2024. 1/12th of the RSUs shall vest on June 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 3-year period commencing on May 1, 2024. 1/12th of the RSUs shall vest on June 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. Read SEC document |
| March 21, 2024 Filed Mar 21, 2024 21:50 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 5,607 | $1.87 | $10,485.09 |
DisclosureSEC source: 0001777393-24-000045 · wk-form4_1711072250.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,115 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 21:24 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantCommon Stock | 4,347 | $1.63 | $7,094.30 |
DisclosureSEC source: 0001777393-24-000022 · wk-form4_1710293048.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,722 F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 16:35 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 5,431 | $2.42 | $13,128.36 |
DisclosureSEC source: 0001777393-23-000067 · wk-form4_1703280889.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,375 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.34 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 20, 2023 Filed Feb 22, 2024 18:27 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantCommon Stock | 105,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001777393-24-000007 · wk-form4_1708644453.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,375 F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 2-year period commencing on December 20, 2023. 50% of the RSUs shall vest on December 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 2-year period commencing on December 20, 2023. 50% of the RSUs shall vest on December 20, 2024, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. F2 · balance_after: The figure reported in this Column 5 reflects the Reporting Person's holdings as of the date of this filing. However, the Reporting Person effected a transaction subsequent to this grant, reported on a Form 4 filed December 22, 2023, in which the figures in Column 5 of Table I did not reflect this grant. Read SEC document |
| October 18, 2023 Filed Oct 20, 2023 16:57 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | Exercise / conversionStock Option (right to buy) · Derivative | 43,596 | Not disclosed Strike: $0.76 | Not disclosed |
DisclosureSEC source: 0000905148-23-001160 · form4.xml · derivative · entry 2 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,596 shares Expires 2029-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments through March 21, 2023. F1 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments through March 21, 2023. Read SEC document |
| October 18, 2023 Filed Oct 20, 2023 16:57 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | Exercise / conversionCommon Stock | 43,596 | $0.76 | $33,132.96 |
DisclosureSEC source: 0000905148-23-001160 · form4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 20:36 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 5,328 | $5.03 | $26,813.69 |
DisclosureSEC source: 0000905148-23-001005 · form4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,210 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.1407. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes one share acquired under the Issuer's Employee Stock Purchase Plan on September 8, 2023, in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 16:32 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 5,518 | $8.03 | $44,314.51 |
DisclosureSEC source: 0001140361-23-031200 · form4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,537 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.03 to $8.12. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 01, 2023 Filed Mar 29, 2024 17:52 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantCommon Stock | 131,485 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001777393-24-000048 · wk-form4_1711749111.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351,600 F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on April 1, 2023. 6.25% of the RSUs shall vest on June 20, 2023, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on April 1, 2023. 6.25% of the RSUs shall vest on June 20, 2023, and the remainder shall vest in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are March 20, June 20, September 20 and December 20. F2 · balance_after: The figure reported in this Column 5 reflects the Reporting Person's holdings as of the date of this filing. However, the Reporting Person effected transactions subsequent to this grant, reported on Form 4s filed June 23, 2023, September 25, 2023, October 20, 2023, December 22, 2023, February 22, 2024, March 12, 2024, and March 21, 2024 in which the figures in Column 5 of Table I did not reflect this grant. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 16:31 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 2,569 | $9.40 | $24,148.60 |
DisclosureSEC source: 0001140361-23-013427 · form4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,055 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 17:02 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantCommon Stock | 1,452 | $8.66 | $12,576.50 |
DisclosureSEC source: 0001567619-23-004938 · doc1.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,624 F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP. Read SEC document |
| December 21, 2022 Filed Dec 23, 2022 17:03 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 3,142 | $9.53 | $29,943.26 |
DisclosureSEC source: 0001140361-22-046890 · form4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,172 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| September 21, 2022 Filed Sep 23, 2022 17:42 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 2,384 | $16.00 | $38,141.38 |
DisclosureSEC source: 0000899243-22-031916 · doc4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,314 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.81 to $16.11. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 20:37 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantCommon Stock | 1,445 | $14.64 | $21,150.47 |
DisclosureSEC source: 0000899243-22-030845 · doc4.xml · nonDerivative · entry 3 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,698 F2 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F3 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's common stock on the purchase date pursuant to the provisions of the ESPP. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 20:37 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | Exercise / conversionStock Option (right to buy) · Derivative | 12,458 | Not disclosed Strike: $0.76 | Not disclosed |
DisclosureSEC source: 0000899243-22-030845 · doc4.xml · derivative · entry 4 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,596 Underlying: Common Stock · 12,458 shares Expires 2029-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments through March 21, 2023, subject to the Reporting Person's continuous service through each vesting date. F4 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments through March 21, 2023, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 20:37 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 31,142 | $16.69 | $519,909.46 |
DisclosureSEC source: 0000899243-22-030845 · doc4.xml · nonDerivative · entry 2 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,253 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.49 to $17.00. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 20:37 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | Exercise / conversionCommon Stock | 12,458 | $0.76 | $9,468.08 |
DisclosureSEC source: 0000899243-22-030845 · doc4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 18:21 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantCommon Stock | 34,246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-030466 · doc4.xml · nonDerivative · entry 2 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,937 F2 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on September 20, 2022 with respect to 6.25% of the RSUs and the remainder in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. F2 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on September 20, 2022 with respect to 6.25% of the RSUs and the remainder in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 18:21 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 43,186 | $15.40 | $665,060.08 |
DisclosureSEC source: 0000899243-22-030466 · doc4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,691 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.39 to $15.435. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 16:30 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | Exercise / conversionStock Option (right to buy) · Derivative | 43,606 | Not disclosed Strike: $0.76 | Not disclosed |
DisclosureSEC source: 0000899243-22-026021 · doc4.xml · derivative · entry 3 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,054 Underlying: Common Stock · 43,606 shares Expires 2029-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. F2 · derivative.exercise_date: The Stock Option vests in 48 equal monthly installments through March 21, 2023, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 16:30 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 43,606 | $12.07 | $526,503.20 |
DisclosureSEC source: 0000899243-22-026021 · doc4.xml · nonDerivative · entry 2 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,877 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $12.07 to $12.09. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 16:30 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | Exercise / conversionCommon Stock | 43,606 | $0.76 | $33,140.56 |
DisclosureSEC source: 0000899243-22-026021 · doc4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 16:36 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 1,451 | $13.63 | $19,775.24 |
DisclosureSEC source: 0000899243-22-024014 · doc4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,877 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.6212 to $13.6323. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 16:32 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 1,451 | $13.63 | $19,775.24 |
DisclosureSEC source: 0000899243-22-023998 · doc4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,877 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.6212 to $13.6323. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:17 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantCommon Stock | 44,169 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-021109 · doc4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,328 F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period commencing on June 20, 2022 with respect to 6.25% quarterly thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 17:01 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 552 | $17.92 | $9,891.23 |
DisclosureSEC source: 0000899243-22-012106 · doc4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,159 F1 · kind: The sale reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $17.77 to $17.92. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 09, 2022 Filed Mar 14, 2022 20:35 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantCommon Stock | 1,300 | $14.85 | $19,304.35 |
DisclosureSEC source: 0000899243-22-010965 · doc4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,711 F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 18:35 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 455 | $18.06 | $8,217.30 |
DisclosureSEC source: 0000899243-21-049686 · doc4.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,411 F1 · kind: The sale reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| March 20, 2018 Filed Apr 18, 2018 01:55 UTC | 8X8 INC /DE/ EGHT · Entity 6065 | Tax withholdingRestricted Stock Unit · Derivative | 3,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001023731-18-000010 · primary_doc.xml · derivative · entry 3 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,792 Underlying: Common Stock · 3,178 shares Expires 2021-03-20 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EGHT common stock. F4 · kind: Payment of tax liability by selling securities incident to vesting of restricted stock units. F3 · derivative.exercise_date: This award vests at the rate of one-fourth of such shares at March 20, 2018, one-fourth of such at March 20, 2019, one-fourth of such at March 20, 2020, and one-fourth of such at March 20, 2021. Read SEC document |
| March 20, 2018 Filed Apr 18, 2018 01:55 UTC | 8X8 INC /DE/ EGHT · Entity 6065 | OtherRestricted Stock Unit · Derivative | 5,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001023731-18-000010 · primary_doc.xml · derivative · entry 2 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,970 Underlying: Common Stock · 5,086 shares Expires 2021-03-20 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EGHT common stock. F1 · kind: 5,086 Restricted Stock Units became fully vested and have been converted to Common Stock. F3 · derivative.exercise_date: This award vests at the rate of one-fourth of such shares at March 20, 2018, one-fourth of such at March 20, 2019, one-fourth of such at March 20, 2020, and one-fourth of such at March 20, 2021. Read SEC document |
| March 20, 2018 Filed Apr 18, 2018 01:55 UTC | 8X8 INC /DE/ EGHT · Entity 6065 | OtherCommon Stock | 5,086 | $19.85 | $100,957.10 |
DisclosureSEC source: 0001023731-18-000010 · primary_doc.xml · nonDerivative · entry 1 Gerdes Henrik · CIK 0001688266 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,243 F1 · kind: 5,086 Restricted Stock Units became fully vested and have been converted to Common Stock. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 23:06 UTC | 8X8 INC /DE/ EGHT · Entity 6065 | GrantRestricted Stock Unit · Derivative | 33,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001688266-17-000003 · primary_doc.xml · derivative · entry 1 Gerdes Henrik · CIK 0001688266 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,056 Underlying: Common Stock · 33,056 shares Expires 2021-03-20 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EGHT common stock. F2 · derivative.exercise_date: This award vests at the rate of one-fourth of such shares at March 20, 2018, one-fourth of such shares at March 20, 2019, one-fourth of such shares at March 20, 2020 and one-fourth of such shares at March 20, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.