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Hughes Michael D

Disclosed activity across 2 companies

Tapewire entity
95860
SEC CIK
0001590392

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ChargePoint Holdings, Inc.CHPT · Entity 6581See RemarksDecember 21, 2023December 22, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ChargePoint Holdings, Inc.

Report date December 21, 2023 · Filed December 22, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect855,947 Reported balance After 2023-12-21 transaction · row 1
1 source row

Row 1 · 2023-12-21 · Sale · Disposed 13,995 · Balance 855,947

F1: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BARRACUDA NETWORKS INC

Report date February 12, 2018 · Filed February 14, 2018

Section 16 reporting ended · disclosed 2018-02-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-02-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-02-12 · Disposition to issuer · Disposed 21,853 · Balance 131,875

F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017 (the "Merger Agreement"), each share of Issuer common stock was exchanged for $27.55 in cash.

Row 2 · 2018-02-12 · Disposition to issuer · Disposed 131,875 · Balance 0

F2: The reported shares are represented by restricted stock units, or RSUs, which vest as follows: (i) 6,250 RSUs vest on May 1, 2018; (ii) 12,500 RSUs vest on two equal annual installments beginning on May 1, 2018; (iii) 50,625 RSUs vest on three equal annual installments beginning on June 1, 2018; (iv) 60,000 RSUs vest in four equal annual installments beginning on June 1, 2018; and (v) 2,500 RSUs vest on November 1, 2018.

F3: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the contingent right to receive a cash payment of $3,633,156.25, which represents $27.55 for each outstanding unvested unit which will vest and be payable at the same time as the unvested RSUs for which such cash amount was exchanged would have vested pursuant to its terms.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.39 · Expires 2022-05-18Direct0 Reported balance After 2018-02-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-02-12 · Disposition to issuer · Disposed 48,276 · Balance 0

F4: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $731,864.16, which represents the difference between $27.55 and the exercise price of the option per share.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.62 · Expires 2023-10-10Direct0 Reported balance After 2018-02-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-02-12 · Disposition to issuer · Disposed 16,666 · Balance 0

F5: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled of the merger and converted into the right to receive a cash payment of $132,161.38, which represents the difference between $27.55 and the exercise price of the option per share.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.13 · Expires 2026-05-25Direct0 Reported balance After 2018-02-12 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-02-12 · Disposition to issuer · Disposed 22,500 · Balance 0

F6: The option provided for vesting in sixteen equal quarterly installments beginning on August 25, 2016. Pursuant to the Merger Agreement, the 8,437 vested options were cancelled and converted into the right to receive a cash payment of $87,913.54 which represents the difference between $27.55 and the exercise price of the option per share. The remaining 14,063 unvested options were cancelled and converted into the contingent right to receive a cash payment of $146,536.46, which represents the difference between $27.55 and the exercise price per share for each outstanding unvested option which will vest and be payable at the same time as the unvested options for which such cash was exchanged would have vested pursuant to its terms.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017 (the "Merger Agreement"), each share of Issuer common stock was exchanged for $27.55 in cash.

F2: The reported shares are represented by restricted stock units, or RSUs, which vest as follows: (i) 6,250 RSUs vest on May 1, 2018; (ii) 12,500 RSUs vest on two equal annual installments beginning on May 1, 2018; (iii) 50,625 RSUs vest on three equal annual installments beginning on June 1, 2018; (iv) 60,000 RSUs vest in four equal annual installments beginning on June 1, 2018; and (v) 2,500 RSUs vest on November 1, 2018.

F3: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the contingent right to receive a cash payment of $3,633,156.25, which represents $27.55 for each outstanding unvested unit which will vest and be payable at the same time as the unvested RSUs for which such cash amount was exchanged would have vested pursuant to its terms.

F4: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $731,864.16, which represents the difference between $27.55 and the exercise price of the option per share.

F5: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled of the merger and converted into the right to receive a cash payment of $132,161.38, which represents the difference between $27.55 and the exercise price of the option per share.

F6: The option provided for vesting in sixteen equal quarterly installments beginning on August 25, 2016. Pursuant to the Merger Agreement, the 8,437 vested options were cancelled and converted into the right to receive a cash payment of $87,913.54 which represents the difference between $27.55 and the exercise price of the option per share. The remaining 14,063 unvested options were cancelled and converted into the contingent right to receive a cash payment of $146,536.46, which represents the difference between $27.55 and the exercise price per share for each outstanding unvested option which will vest and be payable at the same time as the unvested options for which such cash was exchanged would have vested pursuant to its terms.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2023 Filed Dec 22, 2023 16:34 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 13,995 $2.42 $33,830.11
Disclosure

SEC source: 0001777393-23-000065 · wk-form4_1703280864.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 855,947

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 21, 2023 Filed Sep 25, 2023 20:39 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 13,729 $5.03 $69,078.84
Disclosure

SEC source: 0000905148-23-001006 · form4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,942

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.145. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes one share acquired under the Issuer's Employee Stock Purchase Plan on September 8, 2023, in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
September 14, 2023 Filed Sep 18, 2023 17:31 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionStock Option (right to buy) · Derivative 58,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000905148-23-000938 · form4.xml · derivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 901,174

Underlying: Common Stock · 58,000 shares

Expires 2028-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 17:31 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 58,000 $6.00 $348,098.60
Disclosure

SEC source: 0000905148-23-000938 · form4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 883,670

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 31, 2021.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.01. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 17:31 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionCommon Stock 58,000 $0.56 $32,480.00
Disclosure

SEC source: 0000905148-23-000938 · form4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 941,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 18:31 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionStock Option (right to buy) · Derivative 58,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000905148-23-000588 · form4.xml · derivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 959,174

Underlying: Common Stock · 58,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 18:31 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 58,000 $8.41 $487,559.60
Disclosure

SEC source: 0000905148-23-000588 · form4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 883,670

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 31, 2021.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.325 to $8.56. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 18:31 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionCommon Stock 58,000 $0.56 $32,480.00
Disclosure

SEC source: 0000905148-23-000588 · form4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 941,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 16:32 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionStock Option (right to buy) · Derivative 58,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001140361-23-033429 · form4.xml · derivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,017,174

Underlying: Common Stock · 58,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 16:32 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 58,000 $8.86 $513,595.80
Disclosure

SEC source: 0001140361-23-033429 · form4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 883,670

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 31, 2021.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.675 to $9.19. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 16:32 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionCommon Stock 58,000 $0.56 $32,480.00
Disclosure

SEC source: 0001140361-23-033429 · form4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 941,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 16:32 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 14,224 $8.03 $114,214.45
Disclosure

SEC source: 0001140361-23-031196 · form4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 883,670

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.01 to $8.03. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 16:30 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionStock Option (right to buy) · Derivative 58,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001140361-23-029602 · form4.xml · derivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,075,174

Underlying: Common Stock · 58,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 16:30 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 58,000 $8.41 $487,513.20
Disclosure

SEC source: 0001140361-23-029602 · form4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 897,894

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 13, 2021.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.305 to $8.83. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 16:30 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionCommon Stock 58,000 $0.56 $32,480.00
Disclosure

SEC source: 0001140361-23-029602 · form4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 955,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 16, 2023 16:30 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionStock Option (right to buy) · Derivative 58,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001140361-23-025034 · form4.xml · derivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,133,174

Underlying: Common Stock · 58,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
May 12, 2023 Filed May 16, 2023 16:30 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 94,000 $8.34 $783,715.60
Disclosure

SEC source: 0001140361-23-025034 · form4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 897,894

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 13, 2021.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.17 to $8.85. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 12, 2023 Filed May 16, 2023 16:30 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionCommon Stock 58,000 $0.56 $32,480.00
Disclosure

SEC source: 0001140361-23-025034 · form4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 991,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 16:31 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 9,535 $9.40 $89,629.00
Disclosure

SEC source: 0001140361-23-013425 · form4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 933,894

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 17:05 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 GrantCommon Stock 1,452 $8.66 $12,576.50
Disclosure

SEC source: 0001567619-23-004939 · doc1.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943,429

F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.

Read SEC document
December 21, 2022 Filed Dec 23, 2022 16:55 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 13,117 $9.53 $125,005.01
Disclosure

SEC source: 0001140361-22-046886 · form4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,977

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 16:15 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionStock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000899243-22-032978 · doc4.xml · derivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,191,174

Underlying: Common Stock · 25,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 16:15 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 25,000 $15.11 $377,865.00
Disclosure

SEC source: 0000899243-22-032978 · doc4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,094

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.265. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 16:15 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionCommon Stock 25,000 $0.56 $14,000.00
Disclosure

SEC source: 0000899243-22-032978 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 980,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 17:44 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 14,269 $16.00 $228,286.88
Disclosure

SEC source: 0000899243-22-031918 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,094

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.02. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 20:34 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 GrantCommon Stock 1,298 $14.64 $18,998.83
Disclosure

SEC source: 0000899243-22-030840 · doc4.xml · nonDerivative · entry 4

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,363

F4 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F5 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:34 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionStock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000899243-22-030840 · doc4.xml · derivative · entry 5

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216,174

Underlying: Common Stock · 25,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F6 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:34 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 9,000 $17.02 $153,137.70
Disclosure

SEC source: 0000899243-22-030840 · doc4.xml · nonDerivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,065

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.76 to $17.25. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:34 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 16,000 $16.50 $263,932.80
Disclosure

SEC source: 0000899243-22-030840 · doc4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,065

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.76 to $16.755. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:34 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionCommon Stock 25,000 $0.56 $14,000.00
Disclosure

SEC source: 0000899243-22-030840 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 17:23 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionStock Option (right to buy) · Derivative 14,799 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000899243-22-027624 · doc4.xml · derivative · entry 6

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,174

Underlying: Common Stock · 14,799 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F4 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 17:23 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 14,799 $15.02 $222,276.54
Disclosure

SEC source: 0000899243-22-027624 · doc4.xml · nonDerivative · entry 4

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,065

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.045. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 02, 2022 Filed Aug 3, 2022 17:23 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionCommon Stock 14,799 $0.56 $8,287.44
Disclosure

SEC source: 0000899243-22-027624 · doc4.xml · nonDerivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 17:23 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionStock Option (right to buy) · Derivative 10,201 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000899243-22-027624 · doc4.xml · derivative · entry 5

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255,973

Underlying: Common Stock · 10,201 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F4 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 17:23 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 10,201 $15.01 $153,066.01
Disclosure

SEC source: 0000899243-22-027624 · doc4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,065

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.04. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 17:23 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionCommon Stock 10,201 $0.56 $5,712.56
Disclosure

SEC source: 0000899243-22-027624 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 16:30 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionStock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000899243-22-027163 · doc4.xml · derivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266,174

Underlying: Common Stock · 25,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 16:30 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 25,000 $15.23 $380,640.00
Disclosure

SEC source: 0000899243-22-027163 · doc4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,065

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.695. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 16:30 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionCommon Stock 25,000 $0.56 $14,000.00
Disclosure

SEC source: 0000899243-22-027163 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 16:36 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 4,790 $13.63 $65,295.84
Disclosure

SEC source: 0000899243-22-024017 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,065

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.61 to $14.03. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 16:32 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 4,790 $13.63 $65,295.84
Disclosure

SEC source: 0000899243-22-023994 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,065

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.61 to $14.03. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 16:31 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionStock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000899243-22-021925 · doc4.xml · derivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,291,174

Underlying: Common Stock · 50,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 16:31 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 50,000 $15.60 $779,825.00
Disclosure

SEC source: 0000899243-22-021925 · doc4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972,855

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.53 to $15.925. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 16:31 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionCommon Stock 50,000 $0.56 $28,000.00
Disclosure

SEC source: 0000899243-22-021925 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:16 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 GrantCommon Stock 358,166 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-021108 · doc4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972,855

F2 · shares: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's common stock achieving certain price per share targets, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 5-year period commencing on June 20, 2022 with respect to 1/20th quarterly thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20.

F2 · price: The Reporting Person was granted performance restricted stock units ("PRSUs"), which represent a contingent right to receive one share of Common Stock for each PRSU. The actual PRSUs awarded shall be earned upon the Issuer's common stock achieving certain price per share targets, as determined upon certification of the Issuer's Compensation & Organizational Development Committee. If earned, the eligible PRSUs will vest over a 5-year period commencing on June 20, 2022 with respect to 1/20th quarterly thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:16 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 GrantCommon Stock 331,272 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-021108 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,689

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 5-year period commencing on June 20, 2022 with respect to 1/20th quarterly thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 5-year period commencing on June 20, 2022 with respect to 1/20th quarterly thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 17:00 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionStock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0000899243-22-013804 · doc4.xml · derivative · entry 3

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,341,174

Underlying: Common Stock · 25,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 17:00 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 25,000 $19.73 $493,180.00
Disclosure

SEC source: 0000899243-22-013804 · doc4.xml · nonDerivative · entry 2

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,417

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $19.375 to $20.075. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 17:00 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 Exercise / conversionCommon Stock 25,000 $0.56 $14,000.00
Disclosure

SEC source: 0000899243-22-013804 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 17:01 UTC ChargePoint Holdings, Inc. CHPT · Entity 6581 SaleCommon Stock 3,337 $17.92 $59,795.04
Disclosure

SEC source: 0000899243-22-012108 · doc4.xml · nonDerivative · entry 1

Hughes Michael D · CIK 0001590392 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,417

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $17.7309 to $17.92. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.