CGC

SEC source: 0000899243-21-000329 · doc4.xml · nonDerivative · entry 1

Lazzarato David Angelo · CIK 0001808507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,634

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: The price is expressed in Canadian dollars.

SEC source: 0000899243-20-032690 · doc4.xml · derivative · entry 2

Grant Julious C. JR · CIK 0001832605 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,354

Underlying: Common Shares · 105,354 shares

Expires 2030-12-01

F2 · derivative.exercise_price: The exercise price is expressed in Canadian dollars.

F3 · derivative.exercise_date: The options vest in three equal, annual installments on the first, second and third anniversaries of the grant date of December 1, 2020.

SEC source: 0000899243-20-032690 · doc4.xml · nonDerivative · entry 1

Grant Julious C. JR · CIK 0001832605 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,339

F1 · shares: The shares reported herein were granted in the form of restricted stock units, which will vest equally in three annual installments on the first, second and third anniversaries of the grant date of December 1, 2020

SEC source: 0000899243-20-031190 · doc4.xml · derivative · entry 8

Kovacevic Rade Nikola · CIK 0001806397 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 73,333 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-031190 · doc4.xml · derivative · entry 7

Kovacevic Rade Nikola · CIK 0001806397 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13,333 shares

Expires 2023-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-031190 · doc4.xml · nonDerivative · entry 6

Kovacevic Rade Nikola · CIK 0001806397 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,293

F1 · price: Prices are expressed in Canadian dollars

F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.58, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-20-031190 · doc4.xml · nonDerivative · entry 5

Kovacevic Rade Nikola · CIK 0001806397 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Prices are expressed in Canadian dollars

SEC source: 0000899243-20-031190 · doc4.xml · nonDerivative · entry 4

Kovacevic Rade Nikola · CIK 0001806397 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Prices are expressed in Canadian dollars

SEC source: 0000899243-20-031190 · doc4.xml · nonDerivative · entry 3

Kovacevic Rade Nikola · CIK 0001806397 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · BY SPOUSE'S CANADIAN RESP

Disclosed balance after: 0

F1 · price: Prices are expressed in Canadian dollars

SEC source: 0000899243-20-031190 · doc4.xml · nonDerivative · entry 2

Kovacevic Rade Nikola · CIK 0001806397 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · BY SPOUSE

Disclosed balance after: 5,261

F1 · price: Prices are expressed in Canadian dollars

SEC source: 0000899243-20-031161 · doc4.xml · derivative · entry 5

Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 36,667 shares

Expires 2022-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Prices are expressed in Canadian dollars

SEC source: 0000899243-20-031161 · doc4.xml · derivative · entry 4

Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 33,333 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Prices are expressed in Canadian dollars

SEC source: 0000899243-20-031161 · doc4.xml · nonDerivative · entry 3

Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,920

F1 · price: Prices are expressed in Canadian dollars

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.95 to $31.12, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-20-031161 · doc4.xml · nonDerivative · entry 2

Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Prices are expressed in Canadian dollars

SEC source: 0000899243-20-031161 · doc4.xml · nonDerivative · entry 1

Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Prices are expressed in Canadian dollars

SEC source: 0000899243-20-031190 · doc4.xml · nonDerivative · entry 1

Kovacevic Rade Nikola · CIK 0001806397 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,293

F1 · price: Prices are expressed in Canadian dollars

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.36 to $31.92, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-20-031158 · doc4.xml · nonDerivative · entry 1

Lazzarato David Angelo · CIK 0001808507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,643

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: The price is expressed in Canadian dollars.

SEC source: 0000899243-20-022560 · doc4.xml · derivative · entry 2

Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,145

Underlying: Common Shares · 3,145 shares

Expires 2026-08-14

F3 · derivative.exercise_price: The exercise price is expressed in Canadian dollars.

F4 · derivative.exercise_date: The option vests in three equal annual installments on the first, second and third anniversaries of the grant date, August 14, 2020.

SEC source: 0000899243-20-022560 · doc4.xml · nonDerivative · entry 1

Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,920

F1 · shares: The shares reported herein were granted on August 14, 2020 in the form of restricted stock units, which will vest equally in three annual installments on the first, second and third anniversaries of the grant date.

F2 · balance_after: Includes 10,872 shares in the form of restricted stock units granted on March 27, 2020, which will vest in three equal annual installments on the first, second and third anniversaries of the grant date, and the shares in the form of restricted stock units reported herein.

SEC source: 0000899243-20-022562 · doc4.xml · nonDerivative · entry 1

Lazzarato David Angelo · CIK 0001808507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,286

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: The price is expressed in Canadian dollars.

SEC source: 0000899243-20-032055 · doc4.xml · derivative · entry 3

Shipley Tomas IV · CIK 0001806337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 73,333 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vested on June 28, 2020.

SEC source: 0000899243-20-032055 · doc4.xml · nonDerivative · entry 2

Shipley Tomas IV · CIK 0001806337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,427

F3 · kind: These options vested on June 28, 2020.

F1 · price: Expressed in Canadian dollars.

F2 · price: The price reported a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.10 to $23.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2).

SEC source: 0000899243-20-032055 · doc4.xml · nonDerivative · entry 1

Shipley Tomas IV · CIK 0001806337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Expressed in Canadian dollars.

SEC source: 0000899243-20-018190 · doc4.xml · nonDerivative · entry 1

Lazzarato David Angelo · CIK 0001808507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,296

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: The price is expressed in Canadian dollars.

SEC source: 0000899243-20-018108 · doc4.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,564

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: The price is expressed in Canadian dollars.

SEC source: 0000899243-20-015086 · doc4.xml · derivative · entry 2

Lee Michael Alan · CIK 0001806340 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,984

Underlying: Common Shares · 81,984 shares

Expires 2026-03-27

F2 · derivative.exercise_price: The exercise price is expressed in Canadian dollars.

F3 · date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 81,984 stock options that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 81,984 stock options are reported in Table II herein and will vest equally in three annual installments on the first, second and third anniversary of the original grant date.

F3 · derivative.exercise_date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 81,984 stock options that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 81,984 stock options are reported in Table II herein and will vest equally in three annual installments on the first, second and third anniversary of the original grant date.

SEC source: 0000899243-20-015086 · doc4.xml · nonDerivative · entry 1

Lee Michael Alan · CIK 0001806340 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,992

F1 · date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 40,992 performance stock units that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 40,992 performance stock units are reported herein as 40,992 restricted stock units that will vest equally in three annual installments on the first, second and third anniversary of the original grant date.

F1 · balance_after: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 40,992 performance stock units that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 40,992 performance stock units are reported herein as 40,992 restricted stock units that will vest equally in three annual installments on the first, second and third anniversary of the original grant date.

SEC source: 0000899243-20-015114 · doc4.xml · derivative · entry 4

Kovacevic Rade Nikola · CIK 0001806397 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,349

Underlying: Common Shares · 84,349 shares

Expires 2026-03-27

F2 · derivative.exercise_price: The exercise price is expressed in Canadian dollars.

F3 · date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 84,349 stock options that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 84,349 stock options are reported in Table II herein and will vest equally in three annual installments on the first, second and third anniversary of the original grant date.

F3 · derivative.exercise_date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 84,349 stock options that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 84,349 stock options are reported in Table II herein and will vest equally in three annual installments on the first, second and third anniversary of the original grant date.

SEC source: 0000899243-20-015114 · doc4.xml · nonDerivative · entry 1

Kovacevic Rade Nikola · CIK 0001806397 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,293

F1 · date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 42,174 performance stock units that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 42,174 performance stock units are reported herein as 42,174 restricted stock units that will vest equally in three annual installments on the first, second and third anniversary of the original grant date.

F1 · balance_after: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 42,174 performance stock units that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 42,174 performance stock units are reported herein as 42,174 restricted stock units that will vest equally in three annual installments on the first, second and third anniversary of the original grant date.

SEC source: 0000899243-20-015087 · doc4.xml · derivative · entry 2

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,489

Underlying: Common Shares · 183,489 shares

Expires 2026-03-27

F3 · derivative.exercise_price: The exercise price is expressed in Canadian dollars.

F4 · date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 183,489 stock options that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 183,489 stock options are reported in Table II herein and will vest equally in three annual installments on the first, second and third anniversary of the original grant date.

F4 · derivative.exercise_date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 183,489 stock options that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 183,489 stock options are reported in Table II herein and will vest equally in three annual installments on the first, second and third anniversary of the original grant date.

SEC source: 0000899243-20-015087 · doc4.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,527

F1 · date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 91,745 performance stock units that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 91,745 performance stock units are reported herein as 91,745 restricted stock units that will vest equally in three annual installments on the first, second and third anniversary of the original grant date.

F2 · balance_after: Includes 208,460 restricted stock units previously awarded to the reporting person that are subject to vesting conditions.

SEC source: 0000016918-20-000111 · wf-form4_158862485150618.xml · derivative · entry 5

CONSTELLATION BRANDS, INC. · CIK 0000016918 · 10% owner

Greenstar Canada Investment Limited Partnership · CIK 0001746720 · 10% owner

Greenstar Canada Investment Corp · CIK 0001746721 · 10% owner

Constellation Brands Canada Holdings ULC · CIK 0001679057 · 10% owner

CONSTELLATION INTERNATIONAL HOLDINGS LTD · CIK 0001051699 · 10% owner

Constellation Capital LLC · CIK 0001807236 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Greenstar Canada Investment Limited Partnership

Disclosed balance after: 0

Underlying: Common Shares · 9,438,450 shares

Expires 2020-05-01

F1 · derivative.exercise_price: These warrants have an exercise price of CAD 12.9783, which, when using the exchange rate on May 1, 2020, is equivalent to $9.2117.

F2 · ownership.nature: These shares are owned directly by Greenstar Canada Investment Limited Partnership, which partners are Greenstar Canada Investment Corporation ("GCIC") and Constellation Brands Canada Holdings ULC ("CBCH"). CBCH is a wholly-owned subsidiary of Constellation Capital LLC ("CC"), which is a wholly-owned subsidiary of Constellation International Holdings Limited ("CIHL"), which is a wholly-owned subsidiary of Constellation Brands, Inc. GCIC, CBCH, CC, CIHL and Constellation Brands, Inc. are indirect beneficial owners of the reported shares.

SEC source: 0000016918-20-000111 · wf-form4_158862485150618.xml · derivative · entry 4

CONSTELLATION BRANDS, INC. · CIK 0000016918 · 10% owner

Greenstar Canada Investment Limited Partnership · CIK 0001746720 · 10% owner

Greenstar Canada Investment Corp · CIK 0001746721 · 10% owner

Constellation Brands Canada Holdings ULC · CIK 0001679057 · 10% owner

CONSTELLATION INTERNATIONAL HOLDINGS LTD · CIK 0001051699 · 10% owner

Constellation Capital LLC · CIK 0001807236 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Greenstar Canada Investment Limited Partnership

Disclosed balance after: 0

Underlying: Common Shares · 9,438,451 shares

Expires 2020-05-01

F1 · derivative.exercise_price: These warrants have an exercise price of CAD 12.9783, which, when using the exchange rate on May 1, 2020, is equivalent to $9.2117.

F2 · ownership.nature: These shares are owned directly by Greenstar Canada Investment Limited Partnership, which partners are Greenstar Canada Investment Corporation ("GCIC") and Constellation Brands Canada Holdings ULC ("CBCH"). CBCH is a wholly-owned subsidiary of Constellation Capital LLC ("CC"), which is a wholly-owned subsidiary of Constellation International Holdings Limited ("CIHL"), which is a wholly-owned subsidiary of Constellation Brands, Inc. GCIC, CBCH, CC, CIHL and Constellation Brands, Inc. are indirect beneficial owners of the reported shares.

SEC source: 0000016918-20-000111 · wf-form4_158862485150618.xml · nonDerivative · entry 2

CONSTELLATION BRANDS, INC. · CIK 0000016918 · 10% owner

Greenstar Canada Investment Limited Partnership · CIK 0001746720 · 10% owner

Greenstar Canada Investment Corp · CIK 0001746721 · 10% owner

Constellation Brands Canada Holdings ULC · CIK 0001679057 · 10% owner

CONSTELLATION INTERNATIONAL HOLDINGS LTD · CIK 0001051699 · 10% owner

Constellation Capital LLC · CIK 0001807236 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Greenstar Canada Investment Limited Partnership

Disclosed balance after: 37,753,802

F1 · price: These warrants have an exercise price of CAD 12.9783, which, when using the exchange rate on May 1, 2020, is equivalent to $9.2117.

F2 · ownership.nature: These shares are owned directly by Greenstar Canada Investment Limited Partnership, which partners are Greenstar Canada Investment Corporation ("GCIC") and Constellation Brands Canada Holdings ULC ("CBCH"). CBCH is a wholly-owned subsidiary of Constellation Capital LLC ("CC"), which is a wholly-owned subsidiary of Constellation International Holdings Limited ("CIHL"), which is a wholly-owned subsidiary of Constellation Brands, Inc. GCIC, CBCH, CC, CIHL and Constellation Brands, Inc. are indirect beneficial owners of the reported shares.

SEC source: 0000016918-20-000111 · wf-form4_158862485150618.xml · nonDerivative · entry 1

CONSTELLATION BRANDS, INC. · CIK 0000016918 · 10% owner

Greenstar Canada Investment Limited Partnership · CIK 0001746720 · 10% owner

Greenstar Canada Investment Corp · CIK 0001746721 · 10% owner

Constellation Brands Canada Holdings ULC · CIK 0001679057 · 10% owner

CONSTELLATION INTERNATIONAL HOLDINGS LTD · CIK 0001051699 · 10% owner

Constellation Capital LLC · CIK 0001807236 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Greenstar Canada Investment Limited Partnership

Disclosed balance after: 28,315,352

F1 · price: These warrants have an exercise price of CAD 12.9783, which, when using the exchange rate on May 1, 2020, is equivalent to $9.2117.

F2 · ownership.nature: These shares are owned directly by Greenstar Canada Investment Limited Partnership, which partners are Greenstar Canada Investment Corporation ("GCIC") and Constellation Brands Canada Holdings ULC ("CBCH"). CBCH is a wholly-owned subsidiary of Constellation Capital LLC ("CC"), which is a wholly-owned subsidiary of Constellation International Holdings Limited ("CIHL"), which is a wholly-owned subsidiary of Constellation Brands, Inc. GCIC, CBCH, CC, CIHL and Constellation Brands, Inc. are indirect beneficial owners of the reported shares.