Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arhaus, Inc.ARHS · Entity 4849 | Chief Financial Officer | May 12, 2026 | May 14, 2026 |
| Canopy Growth CorpCGC · Entity 5524 | Chief Financial Officer | June 09, 2021 | June 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arhaus, Inc.
Report date May 12, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 29,824 |
Ending reported balance
After 2026-05-12 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-05-12 · Exercise / conversion · Acquired 40,000 · Balance 40,000 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting. Row 2 · 2026-05-12 · Exercise / conversion · Acquired 2,065 · Balance 42,065 F2: Each Dividend Equivalent Right represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting. Row 3 · 2026-05-12 · Tax withholding · Disposed 12,241 · Balance 29,824 F3: Represents the number of shares of Class A Common Stock that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of the RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 360,000 |
Reported balance
After 2026-05-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-12 · Exercise / conversion · Disposed 40,000 · Balance 360,000 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting. F4: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first (10%), second (15%), third (20%), fourth (25%), and fifth (30%) anniversaries of the transaction date (May 12, 2025). |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 18,584 |
Reported balance
After 2026-05-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-12 · Exercise / conversion · Disposed 2,065 · Balance 18,584 F2: Each Dividend Equivalent Right represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting. F5: Subject to the Reporting Person's continuous service to the Issuer, the Dividend Equivalent Rights vest proportionately with the RSUs to which they relate. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.
F2: Each Dividend Equivalent Right represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.
F3: Represents the number of shares of Class A Common Stock that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of the RSUs.
F4: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first (10%), second (15%), third (20%), fourth (25%), and fifth (30%) anniversaries of the transaction date (May 12, 2025).
F5: Subject to the Reporting Person's continuous service to the Issuer, the Dividend Equivalent Rights vest proportionately with the RSUs to which they relate.
Canopy Growth Corp
Report date June 09, 2021 · Filed June 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.87 · Expires 2027-06-09 | Direct | 54,814 |
Reported balance
After 2021-06-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-06-09 · Grant · Acquired 54,814 · Balance 54,814 F1: The exercise price is expressed in Canadian dollars. F2: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 9, 2021 |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise price is expressed in Canadian dollars.
F2: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 9, 2021
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2026 Filed May 14, 2026 20:13 UTC | Arhaus, Inc. ARHS · Entity 4849 | Exercise / conversionDividend Equivalent Rights · Derivative | 2,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001806340-26-000006 · wk-form4_1778789628.xml · derivative · entry 5 Lee Michael Alan · CIK 0001806340 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,584 Underlying: Class A Common Stock · 2,065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Dividend Equivalent Right represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting. F5 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Issuer, the Dividend Equivalent Rights vest proportionately with the RSUs to which they relate. F5 · derivative.expiration_date: Subject to the Reporting Person's continuous service to the Issuer, the Dividend Equivalent Rights vest proportionately with the RSUs to which they relate. Read SEC document |
| May 12, 2026 Filed May 14, 2026 20:13 UTC | Arhaus, Inc. ARHS · Entity 4849 | Exercise / conversionRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001806340-26-000006 · wk-form4_1778789628.xml · derivative · entry 4 Lee Michael Alan · CIK 0001806340 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,000 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting. F4 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first (10%), second (15%), third (20%), fourth (25%), and fifth (30%) anniversaries of the transaction date (May 12, 2025). F4 · derivative.expiration_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first (10%), second (15%), third (20%), fourth (25%), and fifth (30%) anniversaries of the transaction date (May 12, 2025). Read SEC document |
| May 12, 2026 Filed May 14, 2026 20:13 UTC | Arhaus, Inc. ARHS · Entity 4849 | Tax withholdingClass A Common Stock | 12,241 | $5.90 | $72,221.90 |
DisclosureSEC source: 0001806340-26-000006 · wk-form4_1778789628.xml · nonDerivative · entry 3 Lee Michael Alan · CIK 0001806340 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,824 F3 · shares: Represents the number of shares of Class A Common Stock that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of the RSUs. Read SEC document |
| May 12, 2026 Filed May 14, 2026 20:13 UTC | Arhaus, Inc. ARHS · Entity 4849 | Exercise / conversionClass A Common Stock | 2,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001806340-26-000006 · wk-form4_1778789628.xml · nonDerivative · entry 2 Lee Michael Alan · CIK 0001806340 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Dividend Equivalent Right represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting. Read SEC document |
| May 12, 2026 Filed May 14, 2026 20:13 UTC | Arhaus, Inc. ARHS · Entity 4849 | Exercise / conversionClass A Common Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001806340-26-000006 · wk-form4_1778789628.xml · nonDerivative · entry 1 Lee Michael Alan · CIK 0001806340 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 20:55 UTC | Arhaus, Inc. ARHS · Entity 4849 | GrantRestricted Stock Units · Derivative | 39,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001806340-26-000004 · wk-form4_1776459346.xml · derivative · entry 2 Lee Michael Alan · CIK 0001806340 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,783 Underlying: Class A Common Stock · 39,783 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer. F4 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest pro rata on the first, second, and third anniversaries of the transaction date (April 15, 2026). F4 · derivative.expiration_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest pro rata on the first, second, and third anniversaries of the transaction date (April 15, 2026). Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 20:55 UTC | Arhaus, Inc. ARHS · Entity 4849 | GrantPerformance Share Units · Derivative | 39,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001806340-26-000004 · wk-form4_1776459346.xml · derivative · entry 1 Lee Michael Alan · CIK 0001806340 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,782 Underlying: Class A Common Stock · 39,782 shares Expires 2028-12-31 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock, subject to the achievement of applicable performance criteria over a three-year performance period beginning January 1, 2026 and ending on December 31, 2028. The target number of PSUs is reported in Column 5. The number of shares to be earned and issued may be 0%-200% of the target number of PSUs depending on actual performance. F2 · derivative.exercise_date: Subject to the Reporting Person's continuous employment with the Issuer, the PSUs granted vest on December 31, 2028, but the PSUs will not settle and payout until the number of PSUs earned is determined by the Issuer's Compensation Committee based on the Company's achievement of performance goals. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 20:17 UTC | Arhaus, Inc. ARHS · Entity 4849 | GrantDividend Equivalent Rights · Derivative | 20,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001806340-26-000002 · wk-form4_1775161075.xml · derivative · entry 1 Lee Michael Alan · CIK 0001806340 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,649 Underlying: Class A Common Stock · 20,649 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested awards of Restricted Stock Units ("RSUs") outstanding on March 31, 2026 and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested awards of Restricted Stock Units ("RSUs") outstanding on March 31, 2026 and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested awards of Restricted Stock Units ("RSUs") outstanding on March 31, 2026 and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock. Read SEC document |
| May 12, 2025 Filed May 14, 2025 20:20 UTC | Arhaus, Inc. ARHS · Entity 4849 | GrantRestricted Stock Units · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001875444-25-000093 · wk-form4_1747254028.xml · derivative · entry 1 Lee Michael Alan · CIK 0001806340 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer. F2 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first (10%), second (15%), third (20%), fourth (25%), and fifth (30%) anniversaries of the transaction date (May 12, 2025). F2 · derivative.expiration_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first (10%), second (15%), third (20%), fourth (25%), and fifth (30%) anniversaries of the transaction date (May 12, 2025). Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 22:02 UTC | Canopy Growth Corp CGC · Entity 5524 | GrantStock Option · Derivative | 54,814 | $0.00 Strike: $30.87 | $0.00 |
DisclosureSEC source: 0000899243-21-023315 · doc4.xml · derivative · entry 1 Lee Michael Alan · CIK 0001806340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,814 Underlying: Common Shares · 54,814 shares Expires 2027-06-09 F1 · derivative.exercise_price: The exercise price is expressed in Canadian dollars. F2 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 9, 2021 Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 22:05 UTC | Canopy Growth Corp CGC · Entity 5524 | Tax withholdingCommon Shares | 6,226 | $31.85 | $198,298.10 |
DisclosureSEC source: 0000899243-21-022342 · doc4.xml · nonDerivative · entry 1 Lee Michael Alan · CIK 0001806340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,368 F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. F2 · price: The price is expressed in Canadian dollars. F3 · balance_after: Includes 602 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan on February 11, 2021. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:28 UTC | Canopy Growth Corp CGC · Entity 5524 | GrantStock Option · Derivative | 81,984 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0000899243-20-015086 · doc4.xml · derivative · entry 2 Lee Michael Alan · CIK 0001806340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,984 Underlying: Common Shares · 81,984 shares Expires 2026-03-27 F2 · derivative.exercise_price: The exercise price is expressed in Canadian dollars. F3 · date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 81,984 stock options that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 81,984 stock options are reported in Table II herein and will vest equally in three annual installments on the first, second and third anniversary of the original grant date. F3 · derivative.exercise_date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 81,984 stock options that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 81,984 stock options are reported in Table II herein and will vest equally in three annual installments on the first, second and third anniversary of the original grant date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:28 UTC | Canopy Growth Corp CGC · Entity 5524 | GrantCommon Shares | 40,992 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-015086 · doc4.xml · nonDerivative · entry 1 Lee Michael Alan · CIK 0001806340 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,992 F1 · date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 40,992 performance stock units that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 40,992 performance stock units are reported herein as 40,992 restricted stock units that will vest equally in three annual installments on the first, second and third anniversary of the original grant date. F1 · balance_after: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 40,992 performance stock units that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 40,992 performance stock units are reported herein as 40,992 restricted stock units that will vest equally in three annual installments on the first, second and third anniversary of the original grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.