Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Canopy Growth CorpCGC · Entity 5524 | See Remarks | June 09, 2021 | June 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Canopy Growth Corp
Report date June 09, 2021 · Filed June 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.87 · Expires 2027-06-09 | Direct | 59,767 |
Reported balance
After 2021-06-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-06-09 · Grant · Acquired 59,767 · Balance 59,767 F1: The exercise price is expressed in Canadian dollars. F2: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 9, 2021 |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise price is expressed in Canadian dollars.
F2: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 9, 2021
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2021 Filed Jun 11, 2021 18:08 UTC | Canopy Growth Corp CGC · Entity 5524 | GrantStock Option · Derivative | 59,767 | $0.00 Strike: $30.87 | $0.00 |
DisclosureSEC source: 0000899243-21-023319 · doc4.xml · derivative · entry 1 Kovacevic Rade Nikola · CIK 0001806397 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,767 Underlying: Common Shares · 59,767 shares Expires 2027-06-09 F1 · derivative.exercise_price: The exercise price is expressed in Canadian dollars. F2 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 9, 2021 Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 17:44 UTC | Canopy Growth Corp CGC · Entity 5524 | Tax withholdingCommon Shares | 7,766 | $31.85 | $247,347.10 |
DisclosureSEC source: 0000899243-21-022333 · doc4.xml · nonDerivative · entry 1 Kovacevic Rade Nikola · CIK 0001806397 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,527 F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. F2 · price: The price is expressed in Canadian dollars. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 20:50 UTC | Canopy Growth Corp CGC · Entity 5524 | Exercise / conversionStock Options · Derivative | 73,333 | $0.00 Strike: $8.18 | $0.00 |
DisclosureSEC source: 0000899243-20-031190 · doc4.xml · derivative · entry 8 Kovacevic Rade Nikola · CIK 0001806397 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 73,333 shares Expires 2023-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 20:50 UTC | Canopy Growth Corp CGC · Entity 5524 | Exercise / conversionStock Options · Derivative | 13,333 | $0.00 Strike: $11.71 | $0.00 |
DisclosureSEC source: 0000899243-20-031190 · doc4.xml · derivative · entry 7 Kovacevic Rade Nikola · CIK 0001806397 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 13,333 shares Expires 2023-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 20:50 UTC | Canopy Growth Corp CGC · Entity 5524 | SaleCOMMON SHARES | 86,666 | $31.38 | $2,719,579.08 |
DisclosureSEC source: 0000899243-20-031190 · doc4.xml · nonDerivative · entry 6 Kovacevic Rade Nikola · CIK 0001806397 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,293 F1 · price: Prices are expressed in Canadian dollars F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.58, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 20:50 UTC | Canopy Growth Corp CGC · Entity 5524 | Exercise / conversionCOMMON SHARES | 73,333 | $8.18 | $599,863.94 |
DisclosureSEC source: 0000899243-20-031190 · doc4.xml · nonDerivative · entry 5 Kovacevic Rade Nikola · CIK 0001806397 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Prices are expressed in Canadian dollars Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 20:50 UTC | Canopy Growth Corp CGC · Entity 5524 | Exercise / conversionCOMMON SHARES | 13,333 | $11.71 | $156,129.43 |
DisclosureSEC source: 0000899243-20-031190 · doc4.xml · nonDerivative · entry 4 Kovacevic Rade Nikola · CIK 0001806397 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Prices are expressed in Canadian dollars Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 20:50 UTC | Canopy Growth Corp CGC · Entity 5524 | SaleCOMMON SHARES | 4,314 | $31.40 | $135,459.60 |
DisclosureSEC source: 0000899243-20-031190 · doc4.xml · nonDerivative · entry 3 Kovacevic Rade Nikola · CIK 0001806397 · President 10b5-1 filing: Not disclosed Ownership: Indirect · BY SPOUSE'S CANADIAN RESP Disclosed balance after: 0 F1 · price: Prices are expressed in Canadian dollars Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 20:50 UTC | Canopy Growth Corp CGC · Entity 5524 | SaleCOMMON SHARES | 58 | $31.41 | $1,821.78 |
DisclosureSEC source: 0000899243-20-031190 · doc4.xml · nonDerivative · entry 2 Kovacevic Rade Nikola · CIK 0001806397 · President 10b5-1 filing: Not disclosed Ownership: Indirect · BY SPOUSE Disclosed balance after: 5,261 F1 · price: Prices are expressed in Canadian dollars Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 20:50 UTC | Canopy Growth Corp CGC · Entity 5524 | SaleCOMMON SHARES | 150,000 | $31.65 | $4,747,500.00 |
DisclosureSEC source: 0000899243-20-031190 · doc4.xml · nonDerivative · entry 1 Kovacevic Rade Nikola · CIK 0001806397 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,293 F1 · price: Prices are expressed in Canadian dollars F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.36 to $31.92, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:14 UTC | Canopy Growth Corp CGC · Entity 5524 | GrantStock Option · Derivative | 84,349 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0000899243-20-015114 · doc4.xml · derivative · entry 4 Kovacevic Rade Nikola · CIK 0001806397 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,349 Underlying: Common Shares · 84,349 shares Expires 2026-03-27 F2 · derivative.exercise_price: The exercise price is expressed in Canadian dollars. F3 · date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 84,349 stock options that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 84,349 stock options are reported in Table II herein and will vest equally in three annual installments on the first, second and third anniversary of the original grant date. F3 · derivative.exercise_date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 84,349 stock options that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 84,349 stock options are reported in Table II herein and will vest equally in three annual installments on the first, second and third anniversary of the original grant date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:14 UTC | Canopy Growth Corp CGC · Entity 5524 | GrantCommon Shares | 42,174 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-015114 · doc4.xml · nonDerivative · entry 1 Kovacevic Rade Nikola · CIK 0001806397 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,293 F1 · date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 42,174 performance stock units that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 42,174 performance stock units are reported herein as 42,174 restricted stock units that will vest equally in three annual installments on the first, second and third anniversary of the original grant date. F1 · balance_after: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 42,174 performance stock units that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 42,174 performance stock units are reported herein as 42,174 restricted stock units that will vest equally in three annual installments on the first, second and third anniversary of the original grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.