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Klein David Eric

Disclosed activity across 2 companies

Tapewire entity
87988
SEC CIK
0001553612

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Canopy Growth CorpCGC · Entity 5524Director · Chief Executive OfficerAugust 22, 2024August 26, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Canopy Growth Corp

Report date August 22, 2024 · Filed August 26, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect360,829 Reported balance After 2024-08-22 transaction · row 1
1 source row

Row 1 · 2024-08-22 · Sale · Disposed 40,135 · Balance 360,829

F1: The shares reported as disposed herein were granted on August 22, 2023 as restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.

F2: All prices in this Form 4 are expressed in Canadian dollars, rounded to the nearest one hundredth.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported as disposed herein were granted on August 22, 2023 as restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.

F2: All prices in this Form 4 are expressed in Canadian dollars, rounded to the nearest one hundredth.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CONSTELLATION BRANDS, INC.

Report date January 09, 2020 · Filed January 10, 2020

Section 16 reporting ended · disclosed 2020-01-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect45,380 Reported balance After 2019-07-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-07-09 · Gift · Disposed 125 · Balance 45,380

Class A Common StockSEC Table I · non-derivativeDirect45,284 Reported balance After 2019-07-09 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2019-07-09 · Gift · Disposed 96 · Balance 45,284

Class A Common StockSEC Table I · non-derivativeDirect81,844 Reported balance After 2020-01-09 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2020-01-09 · Conversion · Acquired 36,488 · Balance 81,844

F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

Class A Common StockSEC Table I · non-derivativeDirect45,356 Reported balance After 2020-01-09 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2020-01-09 · Sale · Disposed 36,488 · Balance 45,356

F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $195.00 to $195.60, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F3: Includes shares of Class A Common Stock acquired in July 2019 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.60 · Expires 2021-04-05Direct0 Reported balance After 2020-01-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-01-09 · Exercise / conversion · Disposed 21,760 · Balance 0

F4: 100% of this option has become exercisable.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.50 · Expires 2022-04-03Direct0 Reported balance After 2020-01-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-01-09 · Exercise / conversion · Disposed 11,640 · Balance 0

F5: Vesting schedule began on the date specified; 100% of this option has now vested.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.79 · Expires 2023-04-26Direct5,712 Reported balance After 2020-01-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-01-09 · Exercise / conversion · Disposed 3,088 · Balance 5,712

F5: Vesting schedule began on the date specified; 100% of this option has now vested.

Class 1 (convertible) Common StockSEC Table II · derivative / convertible securityDirect36,488 Reported balance After 2020-01-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-01-09 · Exercise / conversion · Acquired 36,488 · Balance 36,488

F6: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F7: The shares of Class 1 Common Stock were acquired at the following prices: 21,760 shares at $20.60; 11,640 shares at $24.50; and 3,088 shares at $47.79.

Class 1 (convertible) Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-01-09 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-01-09 · Conversion · Disposed 36,488 · Balance 0

F6: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $195.00 to $195.60, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F3: Includes shares of Class A Common Stock acquired in July 2019 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.

F4: 100% of this option has become exercisable.

F5: Vesting schedule began on the date specified; 100% of this option has now vested.

F6: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F7: The shares of Class 1 Common Stock were acquired at the following prices: 21,760 shares at $20.60; 11,640 shares at $24.50; and 3,088 shares at $47.79.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 22, 2024 Filed Aug 26, 2024 16:17 UTC Canopy Growth Corp CGC · Entity 5524 SaleCommon Shares 40,135 $8.35 $335,127.25
Disclosure

SEC source: 0001104659-24-092881 · tm2422597-3_4seq1.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,829

F1 · shares: The shares reported as disposed herein were granted on August 22, 2023 as restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.

F2 · price: All prices in this Form 4 are expressed in Canadian dollars, rounded to the nearest one hundredth.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 20:46 UTC Canopy Growth Corp CGC · Entity 5524 GrantStock Option · Derivative 40,071 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001104659-24-070969 · tm2417100-3_4seq1.xml · derivative · entry 7

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,071

Underlying: Common Shares · 40,071 shares

Expires 2030-06-10

F9 · derivative.exercise_date: The options vest on June 10, 2025.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 20:46 UTC Canopy Growth Corp CGC · Entity 5524 GrantStock Option · Derivative 360,636 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001104659-24-070969 · tm2417100-3_4seq1.xml · derivative · entry 6

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,636

Underlying: Common Shares · 360,636 shares

Expires 2030-06-10

F8 · derivative.exercise_date: The options vest in three equal, annual installments on the first, second and third anniversaries of the grant date of June 10, 2024.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 20:46 UTC Canopy Growth Corp CGC · Entity 5524 SaleCommon Shares 1,779 $9.94 $17,683.26
Disclosure

SEC source: 0001104659-24-070969 · tm2417100-3_4seq1.xml · nonDerivative · entry 5

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,964

F6 · shares: The shares reported as disposed herein were granted on June 9, 2021 as PSUs, and subsequently converted to RSUs. The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.

F7 · price: Price expressed in Canadian dollars, rounded to the nearest one hundredth.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 20:46 UTC Canopy Growth Corp CGC · Entity 5524 GrantCommon Shares 32,939 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-070969 · tm2417100-3_4seq1.xml · nonDerivative · entry 4

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,743

F5 · shares: The shares reported herein were granted on June 10, 2024, in the form of RSUs. These RSUs vest on June 15, 2025.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 20:46 UTC Canopy Growth Corp CGC · Entity 5524 GrantCommon Shares 98,815 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-070969 · tm2417100-3_4seq1.xml · nonDerivative · entry 3

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,804

F4 · shares: The shares reported herein were granted on June 10, 2024, in the form of RSUs. These RSUs vest in three equal installments on June 15, 2025, June 15, 2026 and June 15 2027.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 20:46 UTC Canopy Growth Corp CGC · Entity 5524 GrantCommon Shares 9,129 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-070969 · tm2417100-3_4seq1.xml · nonDerivative · entry 2

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,989

F3 · shares: Represents conversion of PSUs to RSUs upon determination by the Issuer's Board regarding the level of achievement of performance metrics, and such RSUs vest on June 14, 2025.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 20:46 UTC Canopy Growth Corp CGC · Entity 5524 GrantCommon Shares 2,090 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-070969 · tm2417100-3_4seq1.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,860

F1 · shares: Represents conversion of performance stock units ("PSUs") to restricted stock units ("RSUs") upon determination by the Issuer's board of directors (the "Board") regarding the level of achievement of performance metrics, and such RSUs vested on June 9, 2024.

F2 · balance_after: On December 15, 2023, the Issuer effected a consolidation (the "Consolidation") of the Issuer's issued and outstanding Common Shares on the basis of one (1) post-Consolidation Common Share for every ten (10) pre-Consolidation Common Shares. The amount of securities reported on this Form 4 have been adjusted to reflect the Consolidation.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 19:26 UTC Canopy Growth Corp CGC · Entity 5524 GrantCommon Shares 2,358,217 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-094989 · tm2322295-11_4seq1.xml · nonDerivative · entry 3

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,597,721

F3 · shares: The shares reported herein were granted on August 22, 2023, in the form of RSUs. These RSUs vest in three equal installments on the first, second and third anniversaries of the grant date.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 19:26 UTC Canopy Growth Corp CGC · Entity 5524 GrantCommon Shares 49,894 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-094989 · tm2322295-11_4seq1.xml · nonDerivative · entry 2

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,504

F2 · shares: Represents conversion of PSUs to RSUs upon determination by the Issuer's CGCN Committee regarding the level of achievement of performance metrics, and such RSUs vest on June 14, 2025.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 19:26 UTC Canopy Growth Corp CGC · Entity 5524 GrantCommon Shares 6,975 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-094989 · tm2322295-11_4seq1.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,610

F1 · shares: Represents conversion of performance stock units ("PSUs") to restricted stock units ("RSUs") upon determination by the Issuer's corporate governance, compensation & nominating committee ("CGCN Committee") regarding the level of achievement of performance metrics, and such RSUs vest on June 9, 2024.

F4 · balance_after: Includes 1,654 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan (the "ESPP") on August 15, 2022 and 704 common shares acquired under the ESPP on February 16, 2023.

Read SEC document
June 30, 2023 Filed Jul 7, 2023 21:04 UTC Canopy Growth Corp CGC · Entity 5524 SaleCommon Shares 18,775 $0.52 $9,763.00
Disclosure

SEC source: 0000950170-23-032308 · ownership.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,302

F1 · shares: The shares reported herein were granted on January 14, 2020 and March 27, 2020, in the form of restricted stock units. The disposition of shares is associated with tax obligations of the reporting person.

F2 · price: Prices are expressed in Canadian dollars, rounded to the nearest one hundredth.

Read SEC document
June 28, 2023 Filed Jul 7, 2023 21:04 UTC Canopy Growth Corp CGC · Entity 5524 GrantStock Option · Derivative 12,447,290 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0000950170-23-032308 · ownership.xml · derivative · entry 2

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,447,290

Underlying: Common Shares · 12,447,290 shares

Expires 2029-06-28

F2 · derivative.exercise_price: Prices are expressed in Canadian dollars, rounded to the nearest one hundredth.

F3 · derivative.exercise_date: The options vest in three equal, annual installments on the first, second and third anniversaries of the grant date of June 28, 2023.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 09:03 UTC Canopy Growth Corp CGC · Entity 5524 GrantStock Option · Derivative 374,249 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0000899243-22-036979 · doc4.xml · derivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,249

Underlying: Common Shares · 374,249 shares

Expires 2028-11-22

F1 · derivative.exercise_price: Prices are expressed in Canadian dollars.

F2 · derivative.exercise_date: The options vest in three equal, annual installments on the first, second and third anniversaries of the grant date of November 22, 2022.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 16:51 UTC Canopy Growth Corp CGC · Entity 5524 GrantStock Option · Derivative 997,876 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0000899243-22-022844 · doc4.xml · derivative · entry 1

Klein David Eric · CIK 0001553612 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997,876

Underlying: Common Shares · 997,876 shares

Expires 2028-06-14

F1 · derivative.exercise_price: The price is expressed in Canadian dollars.

F2 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 14, 2022.

Read SEC document
June 14, 2022 Filed Aug 24, 2023 19:25 UTC Canopy Growth Corp CGC · Entity 5524 GrantCommon Shares 6,975 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-094988 · tm2322295-3_4seq1.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,277

F1 · shares: Represents conversion of performance stock units to restricted stock units ("RSUs") upon determination by the Issuer's board of directors regarding the level of achievement of performance metrics, and such RSUs vest on June 9, 2024.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 14:20 UTC Canopy Growth Corp CGC · Entity 5524 Tax withholdingCOMMON SHARES 85,976 $6.37 $547,770.29
Disclosure

SEC source: 0000899243-22-020641 · doc4.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,077

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: Prices are expressed in Canadian dollars.

F3 · balance_after: Includes 646 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan, on February 11, 2022

Read SEC document
March 28, 2022 Filed Mar 30, 2022 20:12 UTC Canopy Growth Corp CGC · Entity 5524 Tax withholdingCOMMON SHARES 15,398 $9.94 $153,040.72
Disclosure

SEC source: 0000899243-22-012850 · doc4.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,407

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: Prices are expressed in Canadian dollars.

F3 · balance_after: Includes 262 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan on August 10, 2021

Read SEC document
June 09, 2021 Filed Jun 11, 2021 18:06 UTC Canopy Growth Corp CGC · Entity 5524 GrantStock Option · Derivative 139,488 $0.00 Strike: $30.87 $0.00
Disclosure

SEC source: 0000899243-21-023318 · doc4.xml · derivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,488

Underlying: Common Shares · 139,488 shares

Expires 2027-06-09

F1 · derivative.exercise_price: The exercise price is expressed in Canadian dollars.

F2 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 9, 2021

Read SEC document
June 03, 2021 Filed Jun 7, 2021 18:04 UTC Canopy Growth Corp CGC · Entity 5524 Tax withholdingCommon Shares 32,290 $31.85 $1,028,436.50
Disclosure

SEC source: 0000899243-21-022340 · doc4.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,543

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: The price is expressed in Canadian dollars.

F3 · balance_after: Includes 269 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan on February 11, 2021.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 16:03 UTC Canopy Growth Corp CGC · Entity 5524 Tax withholdingCommon Shares 25,963 $22.10 $573,782.30
Disclosure

SEC source: 0000899243-20-018108 · doc4.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,564

F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.

F2 · price: The price is expressed in Canadian dollars.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:28 UTC Canopy Growth Corp CGC · Entity 5524 GrantStock Option · Derivative 183,489 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0000899243-20-015087 · doc4.xml · derivative · entry 2

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,489

Underlying: Common Shares · 183,489 shares

Expires 2026-03-27

F3 · derivative.exercise_price: The exercise price is expressed in Canadian dollars.

F4 · date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 183,489 stock options that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 183,489 stock options are reported in Table II herein and will vest equally in three annual installments on the first, second and third anniversary of the original grant date.

F4 · derivative.exercise_date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 183,489 stock options that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 183,489 stock options are reported in Table II herein and will vest equally in three annual installments on the first, second and third anniversary of the original grant date.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:28 UTC Canopy Growth Corp CGC · Entity 5524 GrantCommon Shares 91,745 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015087 · doc4.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,527

F1 · date: On June 1, 2020, the issuer's board of directors determined that the performance criteria with respect to 91,745 performance stock units that had been granted to the reporting person on March 27, 2020, which were to be set by subsequent action of the board of directors, would not be set. As such, these 91,745 performance stock units are reported herein as 91,745 restricted stock units that will vest equally in three annual installments on the first, second and third anniversary of the original grant date.

F2 · balance_after: Includes 208,460 restricted stock units previously awarded to the reporting person that are subject to vesting conditions.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 22:03 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass 1 (convertible) Common Stock · Derivative 36,488 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000011 · wf-form4_157869376848477.xml · derivative · entry 9

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 36,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F6 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F6 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 22:03 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionClass 1 (convertible) Common Stock · Derivative 36,488 Not disclosed Not disclosed
Disclosure

SEC source: 0000016918-20-000011 · wf-form4_157869376848477.xml · derivative · entry 8

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,488

Underlying: Class A Common Stock · 36,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F7 · price: The shares of Class 1 Common Stock were acquired at the following prices: 21,760 shares at $20.60; 11,640 shares at $24.50; and 3,088 shares at $47.79.

F6 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F6 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 22:03 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,088 $0.00 Strike: $47.79 $0.00
Disclosure

SEC source: 0000016918-20-000011 · wf-form4_157869376848477.xml · derivative · entry 7

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,712

Underlying: Class 1 (convertible) Common Stock · 3,088 shares

Expires 2023-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vesting schedule began on the date specified; 100% of this option has now vested.

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January 09, 2020 Filed Jan 10, 2020 22:03 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,640 $0.00 Strike: $24.50 $0.00
Disclosure

SEC source: 0000016918-20-000011 · wf-form4_157869376848477.xml · derivative · entry 6

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 (convertible) Common Stock · 11,640 shares

Expires 2022-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vesting schedule began on the date specified; 100% of this option has now vested.

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January 09, 2020 Filed Jan 10, 2020 22:03 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 21,760 $0.00 Strike: $20.60 $0.00
Disclosure

SEC source: 0000016918-20-000011 · wf-form4_157869376848477.xml · derivative · entry 5

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 (convertible) Common Stock · 21,760 shares

Expires 2021-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of this option has become exercisable.

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January 09, 2020 Filed Jan 10, 2020 22:03 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 SaleClass A Common Stock 36,488 $195.48 $7,132,550.18
Disclosure

SEC source: 0000016918-20-000011 · wf-form4_157869376848477.xml · nonDerivative · entry 4

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,356

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $195.00 to $195.60, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes shares of Class A Common Stock acquired in July 2019 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.

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January 09, 2020 Filed Jan 10, 2020 22:03 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass A Common Stock 36,488 Not disclosed Not disclosed
Disclosure

SEC source: 0000016918-20-000011 · wf-form4_157869376848477.xml · nonDerivative · entry 3

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

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July 09, 2019 Filed Jan 10, 2020 22:03 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 GiftClass A Common Stock 96 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000011 · wf-form4_157869376848477.xml · nonDerivative · entry 2

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,284

Read SEC document
July 09, 2019 Filed Jan 10, 2020 22:03 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 GiftClass A Common Stock 125 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000011 · wf-form4_157869376848477.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,380

Read SEC document
May 01, 2019 Filed May 3, 2019 20:16 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionRestricted Stock Units · Derivative 480 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007706 · doc4.xml · derivative · entry 9

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,437

Underlying: Class A Common Stock · 480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2019. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F4 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2019. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

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May 01, 2019 Filed May 3, 2019 20:16 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionRestricted Stock Units · Derivative 636 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007706 · doc4.xml · derivative · entry 8

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271

Underlying: Class A Common Stock · 636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2019. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F4 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2019. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

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May 01, 2019 Filed May 3, 2019 20:16 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionRestricted Stock Units · Derivative 564 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007706 · doc4.xml · derivative · entry 7

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564

Underlying: Class A Common Stock · 564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2019. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F4 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2019. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

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May 01, 2019 Filed May 3, 2019 20:16 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionRestricted Stock Units · Derivative 397 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007706 · doc4.xml · derivative · entry 6

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 397 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2019. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F4 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2019. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:16 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionRestricted Stock Units · Derivative 205 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007706 · doc4.xml · derivative · entry 5

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2019. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F4 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2019. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:16 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionPerformance Share Units · Derivative 837 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007706 · doc4.xml · derivative · entry 4

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: The performance share units disposed of in the reported transaction vested on May 1, 2019. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units disposed of in the reported transaction vested on May 1, 2019. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:16 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Tax withholdingClass A Common Stock 1,486 $212.09 $315,165.74
Disclosure

SEC source: 0001225208-19-007706 · doc4.xml · nonDerivative · entry 3

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,505

Read SEC document
May 01, 2019 Filed May 3, 2019 20:16 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionClass A Common Stock 837 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007706 · doc4.xml · nonDerivative · entry 2

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:16 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionClass A Common Stock 2,282 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007706 · doc4.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:23 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 GrantRestricted Stock Units · Derivative 2,410 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007180 · doc4.xml · derivative · entry 2

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410

Underlying: Class A Common Stock · 2,410 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:23 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 GrantNon-Qualified Stock Option (right to buy) · Derivative 21,075 $0.00 Strike: $207.48 $0.00
Disclosure

SEC source: 0001225208-19-007180 · doc4.xml · derivative · entry 1

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,075

Underlying: Class 1 Common Stock · 21,075 shares

Expires 2029-04-23

F1 · derivative.exercise_date: This option becomes exercisable at the rate of 25% per year beginning on the date specified.

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April 18, 2019 Filed Apr 22, 2019 20:16 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,980 $0.00 Strike: $16.67 $0.00
Disclosure

SEC source: 0001225208-19-007088 · doc4.xml · derivative · entry 5

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 Common Stock · 25,980 shares

Expires 2020-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of this option has become exercisable.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:16 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass 1 (convertible) Common Stock · Derivative 25,980 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007088 · doc4.xml · derivative · entry 4

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

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April 18, 2019 Filed Apr 22, 2019 20:16 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 Exercise / conversionClass 1 (convertible) Common Stock · Derivative 25,980 $16.67 $433,086.60
Disclosure

SEC source: 0001225208-19-007088 · doc4.xml · derivative · entry 3

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,980

Underlying: Class A Common Stock · 25,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

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April 18, 2019 Filed Apr 22, 2019 20:16 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 SaleClass A Common Stock 25,980 $198.66 $5,161,179.01
Disclosure

SEC source: 0001225208-19-007088 · doc4.xml · nonDerivative · entry 2

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,872

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $198.480 to $198.970, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:16 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 ConversionClass A Common Stock 25,980 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007088 · doc4.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 21:00 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 GrantPerformance Share Units · Derivative 837 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006455 · doc4.xml · derivative · entry 2

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837

Underlying: Class A Common Stock · 837 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F4 · derivative.exercise_date: The performance share units vest on May 1, 2019 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F4 · derivative.expiration_date: The performance share units vest on May 1, 2019 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
October 19, 2018 Filed Apr 4, 2019 21:00 UTC CONSTELLATION BRANDS, INC. STZ · Entity 3227 GiftClass A Common Stock 83 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006455 · doc4.xml · nonDerivative · entry 1

Klein David Eric · CIK 0001553612 · Exec Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,872

F1 · balance_after: Includes shares of Class A Common Stock acquired in July 2018 and January 2019 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.