Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Canopy Growth CorpCGC · Entity 5524 | See Remarks | November 09, 2021 | November 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Canopy Growth Corp
Report date November 09, 2021 · Filed November 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 10,073 |
Reported balance
After 2021-11-09 transaction · row 1
1 source rowRow 1 · 2021-11-09 · Tax withholding · Disposed 193 · Balance 10,073 F1: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. F2: Prices are expressed in Canadian dollars. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units.
F2: Prices are expressed in Canadian dollars.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2021 Filed Nov 12, 2021 12:21 UTC | Canopy Growth Corp CGC · Entity 5524 | Tax withholdingCommon Shares | 193 | $16.75 | $3,232.75 |
DisclosureSEC source: 0000899243-21-044306 · doc4.xml · nonDerivative · entry 1 Shaer Phillip Stephen · CIK 0001806345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,073 F1 · shares: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. F2 · price: Prices are expressed in Canadian dollars. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 18:00 UTC | Canopy Growth Corp CGC · Entity 5524 | GrantStock Option · Derivative | 22,352 | $0.00 Strike: $30.87 | $0.00 |
DisclosureSEC source: 0000899243-21-023314 · doc4.xml · derivative · entry 1 Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,352 Underlying: Common Shares · 22,352 shares Expires 2027-06-09 F1 · derivative.exercise_price: The exercise price is expressed in Canadian dollars. F2 · derivative.exercise_date: The options vest in three equal annual installments on the first, second and third anniversaries of the grant date of June 9, 2021 Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 18:05 UTC | Canopy Growth Corp CGC · Entity 5524 | Tax withholdingCOMMON SHARES | 2,002 | $31.85 | $63,763.70 |
DisclosureSEC source: 0000899243-21-022341 · doc4.xml · nonDerivative · entry 1 Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,266 F1 · kind: Represents deemed disposition of shares of common shares to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. F2 · price: Prices are expressed in Canadian dollars. F3 · balance_after: Includes 384 common shares acquired under the Canopy Growth Corporation Employee Stock Purchase Plan on February 11, 2021. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 18:49 UTC | Canopy Growth Corp CGC · Entity 5524 | Exercise / conversionStock Option · Derivative | 36,667 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0000899243-20-031161 · doc4.xml · derivative · entry 5 Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 36,667 shares Expires 2022-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prices are expressed in Canadian dollars Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 18:49 UTC | Canopy Growth Corp CGC · Entity 5524 | Exercise / conversionStock Option · Derivative | 33,333 | $0.00 Strike: $8.18 | $0.00 |
DisclosureSEC source: 0000899243-20-031161 · doc4.xml · derivative · entry 4 Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 33,333 shares Expires 2023-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prices are expressed in Canadian dollars Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 18:49 UTC | Canopy Growth Corp CGC · Entity 5524 | SaleCOMMON SHARES | 70,000 | $31.03 | $2,172,100.00 |
DisclosureSEC source: 0000899243-20-031161 · doc4.xml · nonDerivative · entry 3 Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,920 F1 · price: Prices are expressed in Canadian dollars F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.95 to $31.12, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 18:49 UTC | Canopy Growth Corp CGC · Entity 5524 | Exercise / conversionCOMMON SHARES | 36,667 | $2.68 | $98,267.56 |
DisclosureSEC source: 0000899243-20-031161 · doc4.xml · nonDerivative · entry 2 Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Prices are expressed in Canadian dollars Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 18:49 UTC | Canopy Growth Corp CGC · Entity 5524 | Exercise / conversionCOMMON SHARES | 33,333 | $8.18 | $272,663.94 |
DisclosureSEC source: 0000899243-20-031161 · doc4.xml · nonDerivative · entry 1 Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Prices are expressed in Canadian dollars Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 16:05 UTC | Canopy Growth Corp CGC · Entity 5524 | GrantStock Option · Derivative | 3,145 | $0.00 Strike: $22.89 | $0.00 |
DisclosureSEC source: 0000899243-20-022560 · doc4.xml · derivative · entry 2 Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,145 Underlying: Common Shares · 3,145 shares Expires 2026-08-14 F3 · derivative.exercise_price: The exercise price is expressed in Canadian dollars. F4 · derivative.exercise_date: The option vests in three equal annual installments on the first, second and third anniversaries of the grant date, August 14, 2020. Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 16:05 UTC | Canopy Growth Corp CGC · Entity 5524 | GrantCommon Shares | 1,048 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-022560 · doc4.xml · nonDerivative · entry 1 Shaer Phillip Stephen · CIK 0001806345 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,920 F1 · shares: The shares reported herein were granted on August 14, 2020 in the form of restricted stock units, which will vest equally in three annual installments on the first, second and third anniversaries of the grant date. F2 · balance_after: Includes 10,872 shares in the form of restricted stock units granted on March 27, 2020, which will vest in three equal annual installments on the first, second and third anniversaries of the grant date, and the shares in the form of restricted stock units reported herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.