Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Canopy Growth Corp
Report date August 13, 2020 · Filed November 24, 2020
Section 16 reporting ended · disclosed 2020-11-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 7,427 |
Ending reported balance
After 2020-08-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-08-13 · Exercise / conversion · Acquired 73,333 · Balance 80,760 F1: Expressed in Canadian dollars. Row 2 · 2020-08-13 · Sale · Disposed 73,333 · Balance 7,427 F3: These options vested on June 28, 2020. F1: Expressed in Canadian dollars. F2: The price reported a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.10 to $23.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.18 · Expires 2023-06-28 | Direct | 0 |
Reported balance
After 2020-08-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-08-13 · Exercise / conversion · Disposed 73,333 · Balance 0 F3: These options vested on June 28, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Expressed in Canadian dollars.
F2: The price reported a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.10 to $23.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2).
F3: These options vested on June 28, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2020 Filed Nov 24, 2020 18:13 UTC | Canopy Growth Corp CGC · Entity 5524 | Exercise / conversionStock Option · Derivative | 73,333 | $0.00 Strike: $8.18 | $0.00 |
DisclosureSEC source: 0000899243-20-032055 · doc4.xml · derivative · entry 3 Shipley Tomas IV · CIK 0001806337 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 73,333 shares Expires 2023-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vested on June 28, 2020. Read SEC document |
| August 13, 2020 Filed Nov 24, 2020 18:13 UTC | Canopy Growth Corp CGC · Entity 5524 | SaleCOMMON SHARES | 73,333 | $23.10 | $1,693,992.30 |
DisclosureSEC source: 0000899243-20-032055 · doc4.xml · nonDerivative · entry 2 Shipley Tomas IV · CIK 0001806337 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,427 F3 · kind: These options vested on June 28, 2020. F1 · price: Expressed in Canadian dollars. F2 · price: The price reported a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.10 to $23.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2). Read SEC document |
| August 13, 2020 Filed Nov 24, 2020 18:13 UTC | Canopy Growth Corp CGC · Entity 5524 | Exercise / conversionCOMMON SHARES | 73,333 | $8.18 | $599,863.94 |
DisclosureSEC source: 0000899243-20-032055 · doc4.xml · nonDerivative · entry 1 Shipley Tomas IV · CIK 0001806337 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Expressed in Canadian dollars. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.