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CITIZENS FINANCIAL GROUP INC/RI

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1913
SEC CIK
0000759944
Parsed reports
842

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2020 Filed Feb 13, 2020 21:10 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
GrantCommon Stock 53,516 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000014 · wf-form4_158162821060004.xml · nonDerivative · entry 1

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,236

F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:09 UTC GrantCommon Stock 73.781 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000011 · wf-form4_158162814326858.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,795.123

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:10 UTC GrantCommon Stock 46.195 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000013 · wf-form4_158162818702152.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,651.525

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:09 UTC
Baker Mary EllenHead of Business Services
GrantCommon Stock 3,552 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000012 · wf-form4_158162816426749.xml · nonDerivative · entry 1

Baker Mary Ellen · CIK 0001681536 · Head of Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,722

F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:08 UTC
Gannon Stephen T.General Counsel
GrantCommon Stock 15,912 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000010 · wf-form4_158162812094291.xml · nonDerivative · entry 1

Gannon Stephen T. · CIK 0001615931 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,532.502

F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:08 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
GrantCommon Stock 127,170 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000009 · wf-form4_158162809787169.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,115

F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:08 UTC GrantCommon Stock 46.195 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000008 · wf-form4_158162807667996.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,651.525

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:07 UTC GrantCommon Stock 73.781 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000007 · wf-form4_158162805410496.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,924.123

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:07 UTC GrantCommon Stock 73.781 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000006 · wf-form4_158162803080075.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,924.123

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:17 UTC
GRIGGS MALCOLM DChief Risk Officer
GiftCommon Stock 3,100 $0.00 $0.00
Disclosure

SEC source: 0000759944-20-000005 · wf-form4_158111022787108.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,929

Read SEC document
November 13, 2019 Filed Nov 14, 2019 22:36 UTC GrantCommon Stock 69.209 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000091 · wf-form4_157377095594639.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,721.342

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 22:37 UTC GrantCommon Stock 69.209 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000096 · wf-form4_157377105569899.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,850.342

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 22:38 UTC GrantCommon Stock 69.209 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000097 · wf-form4_157377107558753.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,850.342

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 22:38 UTC GrantCommon Stock 69.209 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000098 · wf-form4_157377109537987.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,850.342

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 22:36 UTC GrantCommon Stock 69.209 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000093 · wf-form4_157377099560547.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,850.342

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 22:37 UTC GrantCommon Stock 69.209 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000095 · wf-form4_157377103555358.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,850.342

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 22:35 UTC GrantCommon Stock 69.209 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000090 · wf-form4_157377093433478.xml · nonDerivative · entry 1

Casady Mark S · CIK 0001405275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,050.342

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 22:37 UTC GrantCommon Stock 43.333 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000094 · wf-form4_157377101529481.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,605.33

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 22:36 UTC GrantCommon Stock 43.333 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000092 · wf-form4_157377097455302.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,605.33

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 22:35 UTC GrantCommon Stock 69.209 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000088 · wf-form4_157377089411975.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,850.342

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 22:35 UTC GrantCommon Stock 69.209 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000089 · wf-form4_157377091410237.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,893.342

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 22:34 UTC
GRIGGS MALCOLM DChief Risk Officer
GiftCommon Stock 2,140 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000087 · wf-form4_157377087344725.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,029

Read SEC document
August 20, 2019 Filed Aug 22, 2019 20:50 UTC PurchaseCommon Stock 15,000 $32.45 $486,750.00
Disclosure

SEC source: 0000759944-19-000082 · wf-form4_156650699348934.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,781.133

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:17 UTC GrantCommon Stock 81.764 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000081 · wf-form4_156590024750527.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,781.133

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:17 UTC GrantCommon Stock 81.764 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000080 · wf-form4_156590022876524.xml · nonDerivative · entry 1

Casady Mark S · CIK 0001405275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,981.133

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:17 UTC GrantCommon Stock 81.764 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000079 · wf-form4_156590020838662.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,781.133

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:16 UTC GrantCommon Stock 51.194 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000078 · wf-form4_156590019063263.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,561.997

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:16 UTC GrantCommon Stock 81.764 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000077 · wf-form4_156590016617057.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,781.133

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:16 UTC GrantCommon Stock 81.764 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000076 · wf-form4_156590014462956.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,781.133

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:15 UTC GrantCommon Stock 81.764 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000075 · wf-form4_156590012423136.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,652.133

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:15 UTC GrantCommon Stock 51.194 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000074 · wf-form4_156590010011556.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,561.997

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:14 UTC GrantCommon Stock 81.764 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000073 · wf-form4_156590007981439.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,781.133

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:14 UTC GrantCommon Stock 81.764 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000072 · wf-form4_156590005794766.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,824.133

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:14 UTC GrantCommon Stock 81.764 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000071 · wf-form4_156590003574893.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,781.133

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 15, 2019 Filed May 16, 2019 15:47 UTC GrantCommon Stock 66.765 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000060 · wf-form4_155802164263538.xml · nonDerivative · entry 1

HIGDON LEO I JR · CIK 0001064587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,742.369

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 15, 2019 Filed May 16, 2019 15:47 UTC GrantCommon Stock 66.765 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000059 · wf-form4_155802160831833.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,699.369

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 15, 2019 Filed May 16, 2019 15:46 UTC GrantCommon Stock 66.765 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000058 · wf-form4_155802157908201.xml · nonDerivative · entry 1

KOCH CHARLES JOHN · CIK 0001220183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,699.369

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 15, 2019 Filed May 16, 2019 15:46 UTC GrantCommon Stock 66.765 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000057 · wf-form4_155802154928709.xml · nonDerivative · entry 1

Casady Mark S · CIK 0001405275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,899.369

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 15, 2019 Filed May 16, 2019 15:45 UTC GrantCommon Stock 66.765 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000056 · wf-form4_155802151887487.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,570.369

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 15, 2019 Filed May 16, 2019 15:45 UTC GrantCommon Stock 66.765 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000055 · wf-form4_155802148932055.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,699.369

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 15, 2019 Filed May 16, 2019 15:44 UTC GrantCommon Stock 66.765 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000054 · wf-form4_155802145951194.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,699.369

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 15, 2019 Filed May 16, 2019 15:44 UTC GrantCommon Stock 41.803 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000053 · wf-form4_155802143082248.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,510.803

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 15, 2019 Filed May 16, 2019 15:43 UTC GrantCommon Stock 41.803 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000052 · wf-form4_155802139966693.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,510.803

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 15, 2019 Filed May 16, 2019 15:31 UTC GrantCommon Stock 66.765 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000051 · wf-form4_155802070401068.xml · nonDerivative · entry 1

Hanna Howard W. III · CIK 0001614155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,699.369

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 15, 2019 Filed May 16, 2019 15:31 UTC GrantCommon Stock 66.765 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000050 · wf-form4_155802066190299.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,699.369

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 03, 2019 Filed May 6, 2019 16:22 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
Tax withholdingCommon Stock 76,893 $36.25 $2,787,371.25
Disclosure

SEC source: 0000759944-19-000045 · wf-form4_155715976113673.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,945

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April 25, 2019 Filed Apr 26, 2019 20:47 UTC GrantCommon Stock 3,639 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000033 · wf-form4_155631161181715.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,469

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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April 25, 2019 Filed Apr 26, 2019 20:54 UTC GrantCommon Stock 3,639 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000043 · wf-form4_155631204433903.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,632.604

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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April 25, 2019 Filed Apr 26, 2019 20:53 UTC GrantCommon Stock 3,639 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000042 · wf-form4_155631200141226.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,632.604

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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April 25, 2019 Filed Apr 26, 2019 20:52 UTC GrantCommon Stock 3,639 $0.00 $0.00
Disclosure

SEC source: 0000759944-19-000041 · wf-form4_155631195771062.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,469

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.