CCL

SEC source: 0001127602-23-003939 · form4.xml · nonDerivative · entry 3

weinstein joshua ian · CIK 0001935602 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,990.228

F4 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs.

SEC source: 0001127602-23-003939 · form4.xml · nonDerivative · entry 2

weinstein joshua ian · CIK 0001935602 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,125.228

F2 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2020 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock.

F3 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's annual adjusted operating income, as further adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2020-2022 performance period, return on invested capital for 2021-2022, and certain environmental, social & governance metrics, reach or exceed specified performance goals.

SEC source: 0001127602-23-003939 · form4.xml · nonDerivative · entry 1

weinstein joshua ian · CIK 0001935602 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,244.228

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021.

SEC source: 0001127602-23-003938 · form4.xml · nonDerivative · entry 2

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,180

F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs.

SEC source: 0001127602-23-003938 · form4.xml · nonDerivative · entry 1

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,274

F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2020 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock.

F2 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's annual adjusted operating income, as further adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2020-2022 performance period, return on invested capital for 2021-2022, and certain environmental, social & governance metrics, reach or exceed specified performance goals.

SEC source: 0001127602-23-003936 · form4.xml · nonDerivative · entry 4

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,139

F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs.

SEC source: 0001127602-23-003936 · form4.xml · nonDerivative · entry 3

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,024

F4 · kind: Vesting of PBS RSUs granted in August 2020 pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.

F5 · shares: The reporting person was eligible to earn from 0-150% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's certain specified environmental, social & governance metrics over the 2020-2022 performance period reach or exceed specified performance goals.

SEC source: 0001127602-23-003936 · form4.xml · nonDerivative · entry 2

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,786

F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs.

SEC source: 0001127602-23-003936 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,214

F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2020 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock.

F2 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's annual adjusted operating income, as further adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2020-2022 performance period, return on invested capital for 2021-2022, and certain environmental, social & governance metrics, reach or exceed specified performance goals.

SEC source: 0001127602-23-003937 · form4.xml · nonDerivative · entry 4

burke william richard · CIK 0001948243 · Chief Maritime Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,498.8182

F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs.

SEC source: 0001127602-23-003937 · form4.xml · nonDerivative · entry 3

burke william richard · CIK 0001948243 · Chief Maritime Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,723.8182

F4 · kind: Vesting of PBS RSUs granted in August 2020 pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.

F5 · shares: The reporting person was eligible to earn from 0-150% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's certain specified environmental, social & governance metrics over the 2020-2022 performance period reach or exceed specified performance goals.

SEC source: 0001127602-23-003937 · form4.xml · nonDerivative · entry 2

burke william richard · CIK 0001948243 · Chief Maritime Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,372.8182

F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs.

SEC source: 0001127602-23-003937 · form4.xml · nonDerivative · entry 1

burke william richard · CIK 0001948243 · Chief Maritime Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,425.8182

F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2020 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock.

F2 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's annual adjusted operating income, as further adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2020-2022 performance period, return on invested capital for 2021-2022, and certain environmental, social & governance metrics, reach or exceed specified performance goals.

SEC source: 0001127602-23-001978 · form4.xml · nonDerivative · entry 1

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,891

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021.

SEC source: 0001127602-23-001974 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,878

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021.

SEC source: 0001127602-23-001976 · form4.xml · nonDerivative · entry 1

burke william richard · CIK 0001948243 · Chief Maritime Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,103.8182

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021.

F2 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.

SEC source: 0001127602-23-001734 · form4.xml · nonDerivative · entry 1

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,747

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units ("TBS") granted January 17, 2020 and includes dividend equivalent shares associated with the release of TBS.

SEC source: 0001127602-22-025692 · form4.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,146

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on April 8, 2025.

F2 · shares: The Board of Directors approved a grant in the amount of $75,753.42 to the newly appointed Director representing the prorated portion of the 2022 annual restricted stock award made to the Directors in April. The number of shares was determined by dividing the value of the grant by the closing price of a share of Carnival Corporation common stock on November 14, 2022, then rounding down to the nearest whole share.

SEC source: 0001127602-22-020086 · form4.xml · nonDerivative · entry 1

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,506

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted August 28, 2020.

SEC source: 0001127602-22-020084 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,265

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted August 28, 2020.

SEC source: 0001127602-22-020085 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,934.36

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted August 28, 2020.

SEC source: 0001127602-22-015821 · form4.xml · nonDerivative · entry 1

WEISENBURGER RANDALL J · CIK 0001031609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,950.3245

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.735 to $11.76. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-22-011877 · form4.xml · nonDerivative · entry 1

Deeble Helen · CIK 0001677805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,300

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share.

SEC source: 0001127602-22-011884 · form4.xml · nonDerivative · entry 1

SUBOTNICK STUART · CIK 0001052438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,411.2727

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share.

SEC source: 0001127602-22-011883 · form4.xml · nonDerivative · entry 1

WEISENBURGER RANDALL J · CIK 0001031609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770,950.3245

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share.

SEC source: 0001127602-22-011882 · form4.xml · nonDerivative · entry 1

WEIL LAURA A · CIK 0001191885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,607.835

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share.

SEC source: 0001127602-22-011881 · form4.xml · nonDerivative · entry 1

PARKER SIR JOHN · CIK 0001243487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,667.8954

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share.

SEC source: 0001127602-22-011880 · form4.xml · nonDerivative · entry 1

GLASIER RICHARD · CIK 0001239605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,256.049

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share.

SEC source: 0001127602-22-011878 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,854

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share.

SEC source: 0001127602-22-011879 · form4.xml · nonDerivative · entry 1

Lahey Katie · CIK 0001764958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,842

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share.

SEC source: 0001127602-22-011876 · form4.xml · nonDerivative · entry 1

cahilly jason glen · CIK 0001712087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,591

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share.

SEC source: 0001127602-22-011875 · form4.xml · nonDerivative · entry 1

BAND SIR JONATHON · CIK 0001489421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,491.905

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share.

SEC source: 0001127602-22-005437 · form4.xml · nonDerivative · entry 2

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,906.36

F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs.

SEC source: 0001127602-22-005437 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,396.36

F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in January 2019 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock.

F2 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact, for each of the three fiscal years in the 2019-2021 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals.

SEC source: 0001127602-22-005436 · form4.xml · nonDerivative · entry 2

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,855

F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs.

SEC source: 0001127602-22-005436 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,844

F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in January 2019 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock.

F2 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact, for each of the three fiscal years in the 2019-2021 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals.

SEC source: 0001127602-22-003634 · form4.xml · nonDerivative · entry 1

Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,351

F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on February 15, 2023, February 15, 2024 and February 18, 2025. The RSUs will accumulate dividend equivalents and may only be settled in shares.

F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.

SEC source: 0001127602-22-002673 · form4.xml · nonDerivative · entry 2

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,527.36

F2 · shares: Represents a sale of shares to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021.

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.005 to $19.18. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-22-002673 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,677.36

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.005 to $19.18. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-22-001808 · form4.xml · nonDerivative · entry 2

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,332

F3 · price: This transaction was executed in multiple trades at prices ranging from $21.345 to $21.41. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-22-001828 · form4.xml · nonDerivative · entry 1

Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,321

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $21.67 to $21.92. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-22-001812 · form4.xml · nonDerivative · entry 1

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,451

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $21.67 to $21.92. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-22-001808 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,002

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $21.67 to $21.92. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-22-001665 · form4.xml · nonDerivative · entry 2

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,305

F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of special restricted stock units granted August 28, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $22.22 to $22.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-22-001665 · form4.xml · nonDerivative · entry 1

Bernstein David · CIK 0001406203 · CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,334

F1 · shares: Represents shares withheld by the Company to cover taxes associated with dividend equivalent shares delivered in connection with vesting of Management Incentive Plan tied restricted stock units granted January 17, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $22.22 to $22.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-22-001663 · form4.xml · nonDerivative · entry 1

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,307

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of special restricted stock units granted August 28, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $22.22 to $22.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-22-001660 · form4.xml · nonDerivative · entry 1

Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,722

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of special restricted stock units granted August 28, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $22.22 to $22.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001104659-22-005327 · tm223865-1_4seq1.xml · nonDerivative · entry 1

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,072

F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units ("TBS") granted January 14, 2019 and includes dividend equivalent shares associated with the release of TBS.

SEC source: 0001127602-21-022067 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,758.36

F1 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of restricted stock units granted August 28, 2020.

SEC source: 0001127602-21-022068 · form4.xml · nonDerivative · entry 1

MIGUEZ ENRIQUE · CIK 0001849321 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,882

F1 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of restricted stock units granted August 28, 2020.