person · Reporting owner
burke william richard
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARNIVAL PLCCUK · Entity 49172 | Chief Maritime Officer | April 08, 2024 | April 10, 2024 |
| Carnival Corp Ltd.CCL · Entity 3136 | Chief Maritime Officer | April 08, 2024 | April 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARNIVAL PLC
Report date April 08, 2024 · Filed April 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Trust Shares (beneficial Interest in Special Voting Share)SEC Table I · non-derivative | Direct | 90,600.9565 |
Reported balance
After 2024-04-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-04-08 · Grant · Acquired 9,993 · Balance 90,600.9565 F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in April 2025, 2026 and 2027. The RSUs will accumulate dividend equivalents and may only be settled in shares. F3: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The number of RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
F2: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in April 2025, 2026 and 2027. The RSUs will accumulate dividend equivalents and may only be settled in shares.
F3: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The number of RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.
Carnival Corp Ltd.
Report date April 08, 2024 · Filed April 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 90,600.9565 |
Reported balance
After 2024-04-08 transaction · row 1
1 source rowRow 1 · 2024-04-08 · Grant · Acquired 9,993 · Balance 90,600.9565 F1: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in April 2025, 2026 and 2027. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The number of RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in April 2025, 2026 and 2027. The RSUs will accumulate dividend equivalents and may only be settled in shares.
F2: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The number of RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 08, 2024 Filed Apr 10, 2024 16:28 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 9,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-012733 · form4.xml · nonDerivative · entry 1 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,600.9565 F1 · kind: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in April 2025, 2026 and 2027. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The number of RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:50 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 9,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-012748 · form4.xml · nonDerivative · entry 1 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,600.9565 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in April 2025, 2026 and 2027. The RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The number of RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 16:08 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 1,678 | $15.37 | $25,792.87 |
DisclosureSEC source: 0001127602-24-005557 · form4.xml · nonDerivative · entry 3 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,607.9565 F3 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of time-based restricted stock units granted April 21, 2023. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 16:08 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 4,375 | $15.37 | $67,249.00 |
DisclosureSEC source: 0001127602-24-005557 · form4.xml · nonDerivative · entry 2 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,285.9565 F2 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of performance-based restricted stock units granted February 21, 2023. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 16:08 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 3,403 | $15.37 | $52,308.19 |
DisclosureSEC source: 0001127602-24-005557 · form4.xml · nonDerivative · entry 1 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,660.9565 F1 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of Management Incentive Plan-tied restricted stock units granted February 21, 2023. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 16:19 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 1,678 | $15.37 | $25,792.87 |
DisclosureSEC source: 0001127602-24-005567 · form4.xml · nonDerivative · entry 3 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,607.9565 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of time-based restricted stock units granted April 21, 2023. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 16:19 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 4,375 | $15.37 | $67,249.00 |
DisclosureSEC source: 0001127602-24-005567 · form4.xml · nonDerivative · entry 2 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,285.9565 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F3 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of performance-based restricted stock units granted February 21, 2023. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 16:19 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 3,403 | $15.37 | $52,308.19 |
DisclosureSEC source: 0001127602-24-005567 · form4.xml · nonDerivative · entry 1 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,660.9565 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of Management Incentive Plan-tied restricted stock units granted February 21, 2023. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 19:11 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 4,017 | $17.05 | $68,472.18 |
DisclosureSEC source: 0001127602-24-001888 · form4.xml · nonDerivative · entry 1 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,063.9565 F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021. F2 · balance_after: Includes shares acquired pursuant to the purchase under the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 19:17 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 4,017 | $17.05 | $68,472.18 |
DisclosureSEC source: 0001127602-24-001892 · form4.xml · nonDerivative · entry 1 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,063.9565 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021. F3 · balance_after: Includes shares acquired pursuant to the purchase under the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 15:45 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 12,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-013486 · form4.xml · nonDerivative · entry 1 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,823.8182 F1 · kind: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in February 2024, 2025 and 2026. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The Compensation Committees also approved that the number of RSUs were determined by dividing the grant value by the closing price of a share of Carnival Corporation common stock on date of grant. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 16:05 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 12,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-013499 · form4.xml · nonDerivative · entry 1 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,823.8182 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in February 2024, 2025 and 2026. The RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The Compensation Committees also approved that the number of RSUs were determined by dividing the grant value by the closing price of a share of Carnival Corporation common stock on date of grant. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:41 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 22,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006683 · form4.xml · nonDerivative · entry 2 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,030.8182 F3 · kind: Grant of performance-based restricted stock units ("PBS RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The PBS RSUs will vest pro rata on February 15, 2024 and 2025. The PBS RSUs will accumulate dividend equivalents and may only be settled in shares. F4 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of PBS RSUs. The 2022 MIP bonus payout percentage was applied to the PBS target value to determine the actual PBS grant value. The Compensation Committees also approved that the number of PBS RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:41 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 17,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006683 · form4.xml · nonDerivative · entry 1 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,793.8182 F1 · kind: Grant of Management Incentive Plan-tied restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each MTE RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The MTE RSUs will vest pro rata on February 15, 2024 and 2025. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of MTE RSUs. The 2022 Management Incentive Plan ("MIP") bonus payout percentage was applied to the MTE target value to determine the actual MTE grant value. The Compensation Committees also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:49 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 22,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006697 · form4.xml · nonDerivative · entry 2 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,030.8182 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · kind: Grant of performance-based restricted stock units ("PBS RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The PBS RSUs will vest pro rata on February 15, 2024 and 2025. The PBS RSUs will accumulate dividend equivalents and may only be settled in shares. F5 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of PBS RSUs. The 2022 MIP bonus payout percentage was applied to the PBS target value to determine the actual PBS grant value. The Compensation Committees also approved that the number of PBS RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:49 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 17,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006697 · form4.xml · nonDerivative · entry 1 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,793.8182 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of Management Incentive Plan-tied restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each MTE RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The MTE RSUs will vest pro rata on February 15, 2024 and 2025. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of MTE RSUs. The 2022 Management Incentive Plan ("MIP") bonus payout percentage was applied to the MTE target value to determine the actual MTE grant value. The Compensation Committees also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:37 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 4,225 | $11.67 | $49,303.64 |
DisclosureSEC source: 0001127602-23-003937 · form4.xml · nonDerivative · entry 4 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,498.8182 F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:37 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 17,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003937 · form4.xml · nonDerivative · entry 3 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,723.8182 F4 · kind: Vesting of PBS RSUs granted in August 2020 pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F5 · shares: The reporting person was eligible to earn from 0-150% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's certain specified environmental, social & governance metrics over the 2020-2022 performance period reach or exceed specified performance goals. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:37 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 1,053 | $11.67 | $12,287.98 |
DisclosureSEC source: 0001127602-23-003937 · form4.xml · nonDerivative · entry 2 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,372.8182 F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:37 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 4,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003937 · form4.xml · nonDerivative · entry 1 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,425.8182 F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2020 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's annual adjusted operating income, as further adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2020-2022 performance period, return on invested capital for 2021-2022, and certain environmental, social & governance metrics, reach or exceed specified performance goals. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:47 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 4,225 | $11.67 | $49,303.64 |
DisclosureSEC source: 0001127602-23-003943 · form4.xml · nonDerivative · entry 4 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,498.8182 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:47 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 17,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003943 · form4.xml · nonDerivative · entry 3 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,723.8182 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F5 · kind: Vesting of PBS RSUs granted in August 2020 pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F6 · shares: The reporting person was eligible to earn from 0-150% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's certain specified environmental, social & governance metrics over the 2020-2022 performance period reach or exceed specified performance goals. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:47 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 1,053 | $11.67 | $12,287.98 |
DisclosureSEC source: 0001127602-23-003943 · form4.xml · nonDerivative · entry 2 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,372.8182 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:47 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 4,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003943 · form4.xml · nonDerivative · entry 1 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,425.8182 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2020 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock. F3 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's annual adjusted operating income, as further adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2020-2022 performance period, return on invested capital for 2021-2022, and certain environmental, social & governance metrics, reach or exceed specified performance goals. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 15:03 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 2,277 | $10.15 | $23,104.26 |
DisclosureSEC source: 0001127602-23-001976 · form4.xml · nonDerivative · entry 1 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,103.8182 F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021. F2 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 15:08 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 2,277 | $10.15 | $23,104.26 |
DisclosureSEC source: 0001127602-23-001981 · form4.xml · nonDerivative · entry 1 burke william richard · CIK 0001948243 · Chief Maritime Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,103.8182 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021. F3 · balance_after: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.