Gearhart Jeffrey J

SEC source: 0000815097-26-000069 · form4.xml · nonDerivative · entry 2

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,108.0544

F4 · shares: Represents shares withheld by the Issuer to cover taxes associated with the grant of unrestricted shares.

SEC source: 0000815097-26-000069 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,724.0544

F1 · kind: Grant of unrestricted shares made to non-executive directors pursuant to the Carnival Corporation Ltd. 2020 Stock Plan.

F2 · shares: The Board of Directors approved a value of $210,000 to be granted to the reporting person in the form of unrestricted shares. The number of unrestricted shares was determined by dividing the grant value by the average of the closing prices of a Carnival Corporation share over 20 consecutive trading days ending on the day before the grant, then rounding down to the nearest whole share.

F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account.

SEC source: 0001125259-26-000053 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.

F2 · kind: On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation.

F2 · price: On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation.

SEC source: 0001127602-25-012358 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,768

F1 · kind: Grant of unrestricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan.

F2 · shares: The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of unrestricted shares. The number of unrestricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over 10 consecutive trading days ending on the date of grant, then rounding down to the nearest whole share.

SEC source: 0001127602-25-012359 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,768

F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.

F2 · kind: Grant of unrestricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan.

F3 · shares: The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of unrestricted shares. The number of unrestricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over 10 consecutive trading days ending on the date of grant, then rounding down to the nearest whole share.

SEC source: 0001127602-24-012738 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,651

F1 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses in April 2027.

F2 · shares: The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.

SEC source: 0001127602-24-012753 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,651

F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.

F2 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses in April 2027.

F3 · shares: The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.

SEC source: 0001127602-23-013479 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,510

F1 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on the date of grant, then rounding down to the nearest whole share.

SEC source: 0001127602-23-013492 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,510

F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.

F2 · kind: Grant of restricted shares made pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F3 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on the date of grant, then rounding down to the nearest whole share.

SEC source: 0001127602-22-011878 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,854

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share.

SEC source: 0001127602-22-011888 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,854

F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.

F2 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F3 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share.

SEC source: 0001127602-21-014223 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,313

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 20, 2021, then rounding down to the nearest whole share.

SEC source: 0001127602-21-014233 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,313

F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.

F2 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.

F3 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 20, 2021, then rounding down to the nearest whole share.

SEC source: 0001127602-20-020304 · form4.xml · nonDerivative · entry 2

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,509

F2 · kind: The grant, requested by the reporting person, is in lieu of his Boards of Directors retainer and committees fees for April to June 2020.

F3 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021.

SEC source: 0001127602-20-020304 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,763

F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on April 9, 2023.

SEC source: 0001127602-20-020305 · form4.xml · nonDerivative · entry 2

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,509

F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.

F3 · kind: The grant, requested by the reporting person, is in lieu of his Boards of Directors retainer and committees fees for April to June 2020.

F4 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021.

SEC source: 0001127602-20-020305 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,763

F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.

F2 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on April 9, 2023

SEC source: 0001127602-18-004380 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,057.763

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

SEC source: 0001127602-18-003031 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,834.763

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.

SEC source: 0001127602-17-033567 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,598.324

F1 · price: This sale was executed in multiple trades ranging from $97.50 - $97.755, inclusive. The price reported reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.

SEC source: 0001127602-17-026774 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,679.803

F1 · price: This sale was executed in multiple trades ranging from $78.96 - $78.9610, inclusive. The price reported reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.

SEC source: 0001127602-17-019770 · form4.xml · nonDerivative · entry 2

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,885.309

F2 · shares: On May 30, 2017, the Reporting Person made a charitable gift of 1,600 shares.

SEC source: 0001127602-17-019770 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,485.309

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

SEC source: 0001127602-17-019578 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,354.309

F1 · price: This sale was executed in multiple trades ranging from $78.19 - $78.2048, inclusive. The price reported reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.

SEC source: 0001127602-17-011706 · form4.xml · nonDerivative · entry 2

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,450.502

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units.

SEC source: 0001127602-17-011706 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,363.502

F1 · shares: Represents the vesting of performance share units for the three-year period ending January 31, 2017, as certified by the Compensation and Management Development Committee on March 10, 2017.

F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.

SEC source: 0001127602-17-003992 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,066.689

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously-reported restricted stock.

SEC source: 0001127602-17-002390 · form4.xml · nonDerivative · entry 2

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,383.689

F2 · shares: Restricted stock granted January 23, 2017 and scheduled to vest in equal installments on each of January 22, 2019; January 21, 2020; and January 19, 2021.

F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.

SEC source: 0001127602-17-002390 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,130.689

F1 · shares: Restricted stock granted January 23, 2017 and scheduled to vest on January 21, 2020.

SEC source: 0001127602-16-062739 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,614.555

F1 · shares: On September 14, 2016, the Reporting Person made a charitable gift of 1,750 shares.

F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.

SEC source: 0001127602-16-054558 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,346.037

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.

SEC source: 0001127602-16-046014 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,202.418

F1 · shares: On March 8, 2016, the Reporting Person made a charitable gift of 1,500 shares.

SEC source: 0001127602-16-045145 · form4.xml · nonDerivative · entry 2

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,702.418

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units.

SEC source: 0001127602-16-045145 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,465.418

F1 · shares: Represents the vesting of performance share units for the three-year period ending January 31, 2016, as certified by the Compensation, Nominating and Governance Committee on March 2, 2016.

F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.

SEC source: 0001127602-16-038796 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,061.824

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

SEC source: 0001127602-16-038110 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,170.824

F1 · shares: Restricted stock granted on January 25, 2016 and scheduled to vest on January 25, 2019.

F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.

SEC source: 0001127602-15-024001 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,263.688

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.

SEC source: 0001127602-15-020044 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,029.323

F1 · shares: On June 4, 2015, the Reporting Person made a charitable gift of 2,005 shares.

F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.

SEC source: 0001127602-15-013242 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,022.507

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.

SEC source: 0001127602-15-010133 · form4.xml · nonDerivative · entry 2

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,750.092

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units.

F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.

SEC source: 0001127602-15-010133 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,025.092

F1 · shares: Represents the vesting of performance share units for the three-year period ending January 31, 2015, as certified by the Compensation, Nominating and Governance Committee on March 2, 2015.

SEC source: 0001127602-15-004156 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,659.618

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

SEC source: 0001127602-15-003131 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,759.618

F1 · shares: Restricted stock granted on January 26, 2015 and scheduled to vest on January 26, 2018.

F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.

SEC source: 0001127602-14-032694 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,110.578

F1 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.

SEC source: 0001127602-14-021601 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,091.904

F1 · shares: On June 23, 2014, the Reporting Person made a charitable gift of 2,600 shares.

F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.

SEC source: 0001127602-14-014458 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,678.006

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

SEC source: 0001127602-14-013186 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,902.006

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

SEC source: 0001127602-14-010538 · form4.xml · nonDerivative · entry 2

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,631.006

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units.

F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.

SEC source: 0001127602-14-010538 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,411.006

F1 · shares: Represents the vesting of performance share units for the three-year period ending January 31, 2014, as certified by the Compensation, Nominating and Governance Committee on March 4, 2014.

SEC source: 0001127602-14-003186 · form4.xml · nonDerivative · entry 1

Gearhart Jeffrey J · CIK 0001497760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,307.963

F1 · shares: Restricted stock granted on January 24, 2014 and will vest on January 24, 2017.