Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARNIVAL PLCCUK · Entity 49172 | Chief Ethics & Compliance | February 04, 2022 | February 08, 2022 |
| Carnival Corp Ltd.CCL · Entity 3136 | Chief Ethics & Compliance | February 04, 2022 | February 08, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARNIVAL PLC
Report date February 04, 2022 · Filed February 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Trust Shares (beneficial Interest In Special Voting Share)SEC Table I · non-derivative | Direct | 79,351 |
Reported balance
After 2022-02-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-04 · Grant · Acquired 15,030 · Balance 79,351 F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on February 15, 2023, February 15, 2024 and February 18, 2025. The RSUs will accumulate dividend equivalents and may only be settled in shares. F3: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
F2: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on February 15, 2023, February 15, 2024 and February 18, 2025. The RSUs will accumulate dividend equivalents and may only be settled in shares.
F3: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.
Carnival Corp Ltd.
Report date February 04, 2022 · Filed February 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 79,351 |
Reported balance
After 2022-02-04 transaction · row 1
1 source rowRow 1 · 2022-02-04 · Grant · Acquired 15,030 · Balance 79,351 F1: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on February 15, 2023, February 15, 2024 and February 18, 2025. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on February 15, 2023, February 15, 2024 and February 18, 2025. The RSUs will accumulate dividend equivalents and may only be settled in shares.
F2: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2022 Filed Feb 8, 2022 00:03 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 15,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003634 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,351 F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on February 15, 2023, February 15, 2024 and February 18, 2025. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 00:05 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 15,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003635 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,351 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on February 15, 2023, February 15, 2024 and February 18, 2025. The RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 19:52 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 1,401 | $21.76 | $30,479.46 |
DisclosureSEC source: 0001127602-22-001828 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,321 F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $21.67 to $21.92. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 19:51 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 1,401 | $21.76 | $30,479.46 |
DisclosureSEC source: 0001127602-22-001827 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,321 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $21.67 to $21.92. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 18:14 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 1,946 | $22.36 | $43,519.18 |
DisclosureSEC source: 0001127602-22-001660 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,722 F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of special restricted stock units granted August 28, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $22.22 to $22.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 18:26 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 1,946 | $22.36 | $43,519.18 |
DisclosureSEC source: 0001127602-22-001667 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,722 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of special restricted stock units granted August 28, 2020. F3 · price: This transaction was executed in multiple trades at prices ranging from $22.22 to $22.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 16:56 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 1,422 | $23.03 | $32,755.63 |
DisclosureSEC source: 0001127602-21-022065 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,668 F1 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of restricted stock units granted August 28, 2020. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 17:02 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 1,422 | $23.03 | $32,755.63 |
DisclosureSEC source: 0001127602-21-022070 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,668 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of restricted stock units granted August 28, 2020. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 17:52 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 2,594 | $20.24 | $52,498.93 |
DisclosureSEC source: 0001127602-21-006090 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,090 F1 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock units granted April 9, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $20.17 to $21.32. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 17:58 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 2,594 | $20.24 | $52,498.93 |
DisclosureSEC source: 0001127602-21-006094 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,090 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock units granted April 9, 2020. F3 · price: This transaction was executed in multiple trades at prices ranging from $20.17 to $21.32. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 14:12 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 4,184 | $21.43 | $89,642.20 |
DisclosureSEC source: 0001127602-21-004801 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,684 F1 · price: This transaction was executed in multiple trades at prices ranging from $21.42 to $21.43. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 14:13 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 4,184 | $21.43 | $89,642.20 |
DisclosureSEC source: 0001127602-21-004802 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,684 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · price: This transaction was executed in multiple trades at prices ranging from $21.42 to $21.43. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 18:08 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 14,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002224 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,868 F1 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on the anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 18:18 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 14,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002230 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,868 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis on the anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 20:28 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 1,653 | $21.11 | $34,892.52 |
DisclosureSEC source: 0001127602-21-001911 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,494 F1 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of restricted stock units granted August 28, 2020. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 20:33 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 1,653 | $21.11 | $34,892.52 |
DisclosureSEC source: 0001127602-21-001914 · form4.xml · nonDerivative · entry 1 Anderson Peter C. · CIK 0001835123 · Chief Ethics & Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,494 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents a surrender of shares to satisfy a tax obligation on the vesting of restricted stock units granted August 28, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.