Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARNIVAL PLCCUK · Entity 49172 | Director | April 14, 2022 | April 18, 2022 |
| Carnival Corp Ltd.CCL · Entity 3136 | Director | April 08, 2022 | April 12, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARNIVAL PLC
Report date April 14, 2022 · Filed April 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2022-04-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-04-14 · Sale · Disposed 7,048 · Balance 0 F1: The transaction was conducted in British Pounds. The sale price of GBP13.66 was converted into US$ at the April 14, 2022 conversion rate of GBP1 = USD1.3041. F2: Held by Julius Baer International Ltd. on behalf of Barnett Waddingham Trustees Ltd., the trustee for Sir John Parker's Fixed Unapproved Restricted Retirement Scheme. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 3,004 |
Reported balance
Holding disclosure · report date 2022-04-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,004 |
| Trust Shares (beneficial Interest In Special Voting Share)SEC Table I · non-derivative | Direct | 62,667.8954 |
Reported balance
Holding disclosure · report date 2022-04-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 62,667.8954 F3: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was conducted in British Pounds. The sale price of GBP13.66 was converted into US$ at the April 14, 2022 conversion rate of GBP1 = USD1.3041.
F2: Held by Julius Baer International Ltd. on behalf of Barnett Waddingham Trustees Ltd., the trustee for Sir John Parker's Fixed Unapproved Restricted Retirement Scheme.
F3: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
Carnival Corp Ltd.
Report date April 08, 2022 · Filed April 12, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,667.8954 |
Reported balance
After 2022-04-08 transaction · row 1
1 source rowRow 1 · 2022-04-08 · Grant · Acquired 9,541 · Balance 62,667.8954 F1: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share. |
Filing footnotes · ownership attribution and instrument terms
F1: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
F2: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2022 Filed Apr 18, 2022 19:42 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleOrdinary Shares | 7,048 | $17.81 | $125,548.14 |
DisclosureSEC source: 0001127602-22-012079 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · price: The transaction was conducted in British Pounds. The sale price of GBP13.66 was converted into US$ at the April 14, 2022 conversion rate of GBP1 = USD1.3041. F2 · ownership.nature: Held by Julius Baer International Ltd. on behalf of Barnett Waddingham Trustees Ltd., the trustee for Sir John Parker's Fixed Unapproved Restricted Retirement Scheme. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 15:35 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 9,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-011881 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,667.8954 F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 15:54 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 9,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-011891 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,667.8954 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F3 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 8, 2022, then rounding down to the nearest whole share. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 17:13 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 6,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014225 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,126.8954 F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 20, 2021, then rounding down to the nearest whole share. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 17:32 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 6,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014236 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,126.8954 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F3 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 20, 2021, then rounding down to the nearest whole share. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 20:28 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 2,214 | $12.42 | $27,497.88 |
DisclosureSEC source: 0001127602-20-013633 · form4.xml · nonDerivative · entry 2 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,322.8954 F3 · kind: The grant, which reflects the reporting person voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares as described in FN4, was approved by the Compensation Committee. The number of shares was determined by dividing the deferred retainer and committees fees by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share. F4 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021. F5 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 20:28 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 14,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-013633 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,108.8954 F1 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 20:23 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 2,214 | $12.42 | $27,497.88 |
DisclosureSEC source: 0001127602-20-013631 · form4.xml · nonDerivative · entry 2 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,322.8954 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · kind: The grant, which reflects the reporting person voluntarily deferring their Board of Director retainer and committee fees for April to June 2020 in the form of restricted shares as described in FN5, was approved by the Compensation Committee. The number of shares was determined by dividing the deferred retainer and committees fees by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share. F5 · shares: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021. F6 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 20:23 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 14,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-013631 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,108.8954 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F3 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing this value by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share. Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 14:40 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 3,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015771 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,409.1875 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 16, 2019 and dividing it into $175,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 15:30 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 3,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015786 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,409.1875 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F3 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 16, 2019 and dividing it into $175,000, then rounding down to the nearest whole share. F4 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 14:50 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 2,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014492 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,730.2119 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 11, 2018 and dividing it into $175,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 15:10 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 2,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014501 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,730.2119 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F3 · shares: The Board of Directors approved a value of $175,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 11, 2018 and dividing it into $175,000, then rounding down to the nearest whole share. F4 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:12 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 19,965 | $60.98 | $1,217,465.70 |
DisclosureSEC source: 0001127602-17-016289 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,798.1752 Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:13 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest In Special Voting Share) | 19,965 | $60.98 | $1,217,465.70 |
DisclosureSEC source: 0001127602-17-016290 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,798.1752 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 19:31 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 2,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014572 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,763.1752 F1 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F2 · shares: The Board of Directors approved a value of $160,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 6, 2017 and dividing it into $160,000, then rounding down to the nearest whole share. F3 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 19:45 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest In Special Voting Share) | 2,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014581 · form4.xml · nonDerivative · entry 1 PARKER SIR JOHN · CIK 0001243487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,763.1752 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. F3 · shares: The Board of Directors approved a value of $160,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 6, 2017 and dividing it into $160,000, then rounding down to the nearest whole share. F4 · balance_after: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.