Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Carnival Corp Ltd.CCL · Entity 3136 | CFO & CAO | May 08, 2026 | May 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Carnival Corp Ltd.
Report date May 08, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 144,906 |
Reported balance
After 2026-05-08 transaction · row 1
1 source rowRow 1 · 2026-05-08 · Grant · Acquired 49,894 · Balance 144,906 F1: Grant of time vested restricted share units ("TBS RSUs") made pursuant to the Carnival Corporation Ltd. 2020 Stock Plan. Each TBS RSU represents a hypothetical interest in one Carnival Corporation Ltd. common share. The TBS RSUs will vest on a 3-year pro-rata basis in April 2027, 2028 and 2029. The TBS RSUs will accumulate dividend equivalents and may only be settled in shares. F2: The grant was approved by the Compensation Committee as a total value to be received in the form of TBS RSUs. The number of TBS RSUs was determined by dividing the grant value by the average of the closing prices of a Carnival Corporation share over 20 consecutive trading days ending on the day before the grant, then rounding down to the nearest whole share. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of time vested restricted share units ("TBS RSUs") made pursuant to the Carnival Corporation Ltd. 2020 Stock Plan. Each TBS RSU represents a hypothetical interest in one Carnival Corporation Ltd. common share. The TBS RSUs will vest on a 3-year pro-rata basis in April 2027, 2028 and 2029. The TBS RSUs will accumulate dividend equivalents and may only be settled in shares.
F2: The grant was approved by the Compensation Committee as a total value to be received in the form of TBS RSUs. The number of TBS RSUs was determined by dividing the grant value by the average of the closing prices of a Carnival Corporation share over 20 consecutive trading days ending on the day before the grant, then rounding down to the nearest whole share.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CARNIVAL PLC
Report date May 07, 2026 · Filed May 07, 2026
Section 16 reporting ended · disclosed 2026-05-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Trust Shares (beneficial Interest in Special Voting Share)SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-05-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-07 · Disposition to issuer · Disposed 95,012 · Balance 0 F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2: On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
F2: On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2026 Filed May 12, 2026 20:13 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Shares | 49,894 | $0.00 | $0.00 |
DisclosureSEC source: 0000815097-26-000064 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,906 F1 · kind: Grant of time vested restricted share units ("TBS RSUs") made pursuant to the Carnival Corporation Ltd. 2020 Stock Plan. Each TBS RSU represents a hypothetical interest in one Carnival Corporation Ltd. common share. The TBS RSUs will vest on a 3-year pro-rata basis in April 2027, 2028 and 2029. The TBS RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committee as a total value to be received in the form of TBS RSUs. The number of TBS RSUs was determined by dividing the grant value by the average of the closing prices of a Carnival Corporation share over 20 consecutive trading days ending on the day before the grant, then rounding down to the nearest whole share. Read SEC document |
| May 07, 2026 Filed May 7, 2026 21:04 UTC | CARNIVAL PLC CUK · Entity 49172 | Disposition to issuerTrust Shares (beneficial Interest in Special Voting Share) | 95,012 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001125259-26-000050 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation. F2 · price: On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation. Read SEC document |
| April 21, 2026 Filed Apr 23, 2026 15:32 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 9,734 | $28.74 | $279,757.11 |
DisclosureSEC source: 0000815097-26-000049 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,012 F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time-based restricted stock units granted April 16, 2025. Read SEC document |
| April 21, 2026 Filed Apr 23, 2026 15:32 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 7,578 | $28.74 | $217,793.24 |
DisclosureSEC source: 0000815097-26-000049 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,746 F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time-based restricted stock units granted April 8, 2024. F2 · balance_after: Includes dividend equivalent shares associated with the release of restricted stock units. Read SEC document |
| April 21, 2026 Filed Apr 23, 2026 15:39 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 9,734 | $28.74 | $279,757.11 |
DisclosureSEC source: 0001125259-26-000027 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,012 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time-based restricted stock units granted April 16, 2025. Read SEC document |
| April 21, 2026 Filed Apr 23, 2026 15:39 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 7,578 | $28.74 | $217,793.24 |
DisclosureSEC source: 0001125259-26-000027 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,746 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time-based restricted stock units granted April 8, 2024. F3 · balance_after: Includes dividend equivalent shares associated with the release of restricted stock units. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 17:57 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 361,790 | $33.22 | $12,016,891.03 |
DisclosureSEC source: 0000815097-26-000015 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,068 Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 17:57 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 333,805 | $0.00 | $0.00 |
DisclosureSEC source: 0000815097-26-000015 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,858 F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in April 2023 pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the target amount based on the achievement of certain pre-established performance goals for the 2023-2025 performance period, as certified by the Compensation Committee. These goals were achieved at 170.4% of target, resulting in the vesting of the shares reported herein. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 17:58 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest in Special Voting Share) | 361,790 | $33.22 | $12,016,891.03 |
DisclosureSEC source: 0001125259-26-000007 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,068 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 17:58 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 333,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001125259-26-000007 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,858 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in April 2023 pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F3 · shares: The reporting person was eligible to earn from 0-200% of the target amount based on the achievement of certain pre-established performance goals for the 2023-2025 performance period, as certified by the Compensation Committee. These goals were achieved at 170.4% of target, resulting in the vesting of the shares reported herein. Read SEC document |
| May 15, 2025 Filed May 16, 2025 19:38 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 105,010 | $22.84 | $2,398,533.41 |
DisclosureSEC source: 0001127602-25-014652 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,053 F1 · price: This transaction was executed in multiple trades at prices ranging from $22.84 to $22.85. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 15, 2025 Filed May 16, 2025 19:39 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest in Special Voting Share) | 105,010 | $22.84 | $2,398,533.41 |
DisclosureSEC source: 0001127602-25-014653 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,053 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · price: This transaction was executed in multiple trades at prices ranging from $22.84 to $22.85. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 22, 2025 Filed Apr 24, 2025 15:25 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 7,534 | $17.62 | $132,752.85 |
DisclosureSEC source: 0001127602-25-012533 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,063 F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time-based restricted stock units granted April 8, 2024. Read SEC document |
| April 22, 2025 Filed Apr 24, 2025 15:26 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 7,534 | $17.62 | $132,752.85 |
DisclosureSEC source: 0001127602-25-012535 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,063 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time-based restricted stock units granted April 8, 2024. Read SEC document |
| April 16, 2025 Filed Apr 18, 2025 13:33 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 73,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-012349 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,597 F1 · kind: Grant of time vested restricted stock units ("TBS RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each TBS RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The TBS RSUs will vest on a 3-year pro-rata basis in April 2026, 2027 and 2028. The TBS RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of TBS RSUs. The number of TBS RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over 10 consecutive trading days ending on the date of grant, then rounding down to the nearest whole share. Read SEC document |
| April 16, 2025 Filed Apr 18, 2025 13:33 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 73,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-012348 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,597 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of time vested restricted stock units ("TBS RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each TBS RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The TBS RSUs will vest on a 3-year pro-rata basis in April 2026, 2027 and 2028. The TBS RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of TBS RSUs. The number of TBS RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over 10 consecutive trading days ending on the date of grant, then rounding down to the nearest whole share. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 16:41 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 11,012 | $25.93 | $285,541.16 |
DisclosureSEC source: 0001127602-25-005799 · form4.xml · nonDerivative · entry 3 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,823 F3 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of time-based restricted stock units granted April 21, 2023. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 16:41 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 33,057 | $25.93 | $857,168.01 |
DisclosureSEC source: 0001127602-25-005799 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,835 F2 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of performance-based restricted stock units granted February 21, 2023. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 16:41 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 16,529 | $25.93 | $428,596.97 |
DisclosureSEC source: 0001127602-25-005799 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,892 F1 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of Management Incentive Plan-tied restricted stock units granted February 21, 2023. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 16:52 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 11,012 | $25.93 | $285,541.16 |
DisclosureSEC source: 0001127602-25-005811 · form4.xml · nonDerivative · entry 3 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,823 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of time-based restricted stock units granted April 21, 2023. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 16:52 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 33,057 | $25.93 | $857,168.01 |
DisclosureSEC source: 0001127602-25-005811 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,835 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F3 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of performance-based restricted stock units granted February 21, 2023. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 16:52 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 16,529 | $25.93 | $428,596.97 |
DisclosureSEC source: 0001127602-25-005811 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,892 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents shares withheld by the Issuer to cover taxes associated with vesting of Management Incentive Plan-tied restricted stock units granted February 21, 2023. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:26 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 57,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-012732 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,421 F1 · kind: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in April 2025, 2026 and 2027. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The number of RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 16:49 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 57,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-012747 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,421 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in April 2025, 2026 and 2027. The RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The number of RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 16:07 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 153,995 | $15.37 | $2,367,087.94 |
DisclosureSEC source: 0001127602-24-005554 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,981 Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 16:17 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest in Special Voting Share) | 153,995 | $15.37 | $2,367,087.94 |
DisclosureSEC source: 0001127602-24-005565 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,981 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 19:09 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 34,020 | $17.05 | $579,891.31 |
DisclosureSEC source: 0001127602-24-001887 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,976 Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 19:15 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest in Special Voting Share) | 34,020 | $17.05 | $579,891.31 |
DisclosureSEC source: 0001127602-24-001891 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,976 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 15:42 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 83,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-013484 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,996 F1 · kind: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in February 2024, 2025 and 2026. The RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The Compensation Committees also approved that the number of RSUs were determined by dividing the grant value by the closing price of a share of Carnival Corporation common stock on date of grant. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 16:03 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 83,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-013498 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,996 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in February 2024, 2025 and 2026. The RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The Compensation Committees also approved that the number of RSUs were determined by dividing the grant value by the closing price of a share of Carnival Corporation common stock on date of grant. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:40 UTC | Carnival Corp Ltd. CCL · Entity 3136 | SaleCommon Stock | 107,119 | $11.08 | $1,186,696.42 |
DisclosureSEC source: 0001127602-23-006682 · form4.xml · nonDerivative · entry 3 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,041 F5 · price: This transaction was executed in multiple trades at prices ranging from $11.055 to $11.135. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:40 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 168,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006682 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,160 F3 · kind: Grant of performance-based restricted stock units ("PBS RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The PBS RSUs will vest pro rata on February 15, 2024 and 2025. The PBS RSUs will accumulate dividend equivalents and may only be settled in shares. F4 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of PBS RSUs. The 2022 MIP bonus payout percentage was applied to the PBS target value to determine the actual PBS grant value. The Compensation Committees also approved that the number of PBS RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:40 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 84,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006682 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,146 F1 · kind: Grant of Management Incentive Plan-tied restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each MTE RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The MTE RSUs will vest pro rata on February 15, 2024 and 2025. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares. F2 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of MTE RSUs. The 2022 Management Incentive Plan ("MIP") bonus payout percentage was applied to the MTE target value to determine the actual MTE grant value. The Compensation Committees also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:48 UTC | CARNIVAL PLC CUK · Entity 49172 | SaleTrust Shares (beneficial Interest in Special Voting Share) | 107,119 | $11.08 | $1,186,696.42 |
DisclosureSEC source: 0001127602-23-006695 · form4.xml · nonDerivative · entry 3 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,041 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F6 · price: This transaction was executed in multiple trades at prices ranging from $11.055 to $11.135. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:48 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 168,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006695 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,160 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · kind: Grant of performance-based restricted stock units ("PBS RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The PBS RSUs will vest pro rata on February 15, 2024 and 2025. The PBS RSUs will accumulate dividend equivalents and may only be settled in shares. F5 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of PBS RSUs. The 2022 MIP bonus payout percentage was applied to the PBS target value to determine the actual PBS grant value. The Compensation Committees also approved that the number of PBS RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:48 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 84,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006695 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,146 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Grant of Management Incentive Plan-tied restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each MTE RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The MTE RSUs will vest pro rata on February 15, 2024 and 2025. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares. F3 · shares: The grant was approved by the Compensation Committees as a total value to be received in the form of MTE RSUs. The 2022 Management Incentive Plan ("MIP") bonus payout percentage was applied to the MTE target value to determine the actual MTE grant value. The Compensation Committees also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:35 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 24,885 | $11.67 | $290,395.51 |
DisclosureSEC source: 0001127602-23-003936 · form4.xml · nonDerivative · entry 4 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,139 F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:35 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 63,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003936 · form4.xml · nonDerivative · entry 3 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,024 F4 · kind: Vesting of PBS RSUs granted in August 2020 pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F5 · shares: The reporting person was eligible to earn from 0-150% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's certain specified environmental, social & governance metrics over the 2020-2022 performance period reach or exceed specified performance goals. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:35 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 6,428 | $11.67 | $75,011.55 |
DisclosureSEC source: 0001127602-23-003936 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,786 F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:35 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 16,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003936 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,214 F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2020 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's annual adjusted operating income, as further adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2020-2022 performance period, return on invested capital for 2021-2022, and certain environmental, social & governance metrics, reach or exceed specified performance goals. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:49 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 24,885 | $11.67 | $290,395.51 |
DisclosureSEC source: 0001127602-23-003944 · form4.xml · nonDerivative · entry 4 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,139 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:49 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 63,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003944 · form4.xml · nonDerivative · entry 3 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,024 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F5 · kind: Vesting of PBS RSUs granted in August 2020 pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock. F6 · shares: The reporting person was eligible to earn from 0-150% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's certain specified environmental, social & governance metrics over the 2020-2022 performance period reach or exceed specified performance goals. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:49 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 6,428 | $11.67 | $75,011.55 |
DisclosureSEC source: 0001127602-23-003944 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,786 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F4 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 16:49 UTC | CARNIVAL PLC CUK · Entity 49172 | GrantTrust Shares (beneficial Interest in Special Voting Share) | 16,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-003944 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,214 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in February 2020 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock. F3 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's annual adjusted operating income, as further adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2020-2022 performance period, return on invested capital for 2021-2022, and certain environmental, social & governance metrics, reach or exceed specified performance goals. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 15:01 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 13,387 | $10.15 | $135,835.21 |
DisclosureSEC source: 0001127602-23-001974 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,878 F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 15:06 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest in Special Voting Share) | 13,387 | $10.15 | $135,835.21 |
DisclosureSEC source: 0001127602-23-001980 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,878 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 15:30 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 4,590 | $8.93 | $40,986.86 |
DisclosureSEC source: 0001127602-22-020084 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,265 F1 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted August 28, 2020. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 15:35 UTC | CARNIVAL PLC CUK · Entity 49172 | Tax withholdingTrust Shares (beneficial Interest In Special Voting Share) | 4,590 | $8.93 | $40,986.86 |
DisclosureSEC source: 0001127602-22-020088 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,265 F1 · security: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. F2 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted August 28, 2020. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 16:15 UTC | Carnival Corp Ltd. CCL · Entity 3136 | Tax withholdingCommon Stock | 989 | $22.33 | $22,083.68 |
DisclosureSEC source: 0001127602-22-005436 · form4.xml · nonDerivative · entry 2 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,855 F3 · shares: Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 16:15 UTC | Carnival Corp Ltd. CCL · Entity 3136 | GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005436 · form4.xml · nonDerivative · entry 1 Bernstein David · CIK 0001406203 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,844 F1 · kind: Vesting of performance-based restricted stock units ("PBS RSUs") granted in January 2019 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock. F2 · shares: The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact, for each of the three fiscal years in the 2019-2021 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.