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CBU

COMMUNITY FINANCIAL SYSTEM, INC.

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Tapewire entity
4178
SEC CIK
0000723188
Parsed reports
611

Last 12 months

Inside the activity.

3 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2022 Filed Mar 30, 2022 19:30 UTC
LEVY JEFFREY MPresident, Commercial Banking
SaleCommon Stock 954 $70.54 $67,292.30
Disclosure

SEC source: 0001127602-22-010644 · form4.xml · nonDerivative · entry 3

LEVY JEFFREY M · CIK 0001384972 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,575

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.49 to $70.58, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 28, 2022 Filed Mar 30, 2022 19:30 UTC
LEVY JEFFREY MPresident, Commercial Banking
Exercise / conversionCommon Stock 568 $51.64 $29,331.52
Disclosure

SEC source: 0001127602-22-010644 · form4.xml · nonDerivative · entry 2

LEVY JEFFREY M · CIK 0001384972 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 19:30 UTC
LEVY JEFFREY MPresident, Commercial Banking
Exercise / conversionCommon Stock 386 $59.41 $22,932.26
Disclosure

SEC source: 0001127602-22-010644 · form4.xml · nonDerivative · entry 1

LEVY JEFFREY M · CIK 0001384972 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:13 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 264.9327 $72.66 $19,250.01
Disclosure

SEC source: 0001127602-22-009952 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,616.2874

Underlying: Common Stock · 264.9327 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:08 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 275.2546 $72.66 $20,000.00
Disclosure

SEC source: 0001127602-22-009950 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,999.1622

Underlying: Common Stock · 275.2546 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:38 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 644 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009530 · form4.xml · derivative · entry 3

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,694.5263

Underlying: Common Stock · 644 shares

Expires not disclosed

F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · balance_after: Includes 50.6854 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:27 UTC
Parente JohnDirector
GrantPhantom Stock (Deferred Stock Units) · Derivative 644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009529 · form4.xml · derivative · entry 3

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644

Underlying: Common Stock · 644 shares

Expires not disclosed

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:27 UTC
Parente JohnDirector
Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 578.8265 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009529 · form4.xml · derivative · entry 2

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 578.8265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Includes 9.8265 units of phantom stock acquired as dividend equivalents under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan").

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:27 UTC
Parente JohnDirector
Exercise / conversionCommon Stock 578.8265 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009529 · form4.xml · nonDerivative · entry 1

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,525.8304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 15, 2022, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:32 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 644 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009520 · form4.xml · derivative · entry 1

MacPherson Kerrie D. · CIK 0001794595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,096.3387

Underlying: Common Stock · 644 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 29.2337 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:30 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009519 · form4.xml · derivative · entry 1

SKERRITT SUSAN E · CIK 0001748654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222.8265

Underlying: Common Stock · 644 shares

Expires not disclosed

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 9.8265 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:28 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 644 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009516 · form4.xml · derivative · entry 1

Knauss Jeffery J · CIK 0001900543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644

Underlying: Common Stock · 644 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:25 UTC
Lemchak Joseph JonathonSVP, Chief Investment Officer
GrantStock Option · Derivative 1,268 $0.00 Strike: $72.51 $0.00
Disclosure

SEC source: 0001127602-22-009513 · form4.xml · derivative · entry 3

Lemchak Joseph Jonathon · CIK 0001307023 · SVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268

Underlying: Common Stock · 1,268 shares

Expires 2032-03-15

F2 · derivative.exercise_date: The option vests ratably on March 15, 2023, 2024, 2025, 2026, and 2027.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:25 UTC
Lemchak Joseph JonathonSVP, Chief Investment Officer
GrantCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009513 · form4.xml · nonDerivative · entry 1

Lemchak Joseph Jonathon · CIK 0001307023 · SVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,068

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:21 UTC
Serbun Joseph FPresident, Retail Banking
GrantStock Option · Derivative 2,912 $0.00 Strike: $72.51 $0.00
Disclosure

SEC source: 0001127602-22-009506 · form4.xml · derivative · entry 3

Serbun Joseph F · CIK 0001741822 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,912

Underlying: Common Stock · 2,912 shares

Expires 2032-03-15

F2 · derivative.exercise_date: The option vests ratably on March 15, 2023, 2024, 2025, 2026, and 2027.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:21 UTC
Serbun Joseph FPresident, Retail Banking
GrantCommon Stock 724 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009506 · form4.xml · nonDerivative · entry 1

Serbun Joseph F · CIK 0001741822 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,881.6573

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:19 UTC
Gillan-Myer Maureen AEVP, Chief Human Resources Off
GrantStock Option · Derivative 2,676 $0.00 Strike: $72.51 $0.00
Disclosure

SEC source: 0001127602-22-009504 · form4.xml · derivative · entry 3

Gillan-Myer Maureen A · CIK 0001670754 · EVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,676

Underlying: Common Stock · 2,676 shares

Expires 2032-03-15

F2 · derivative.exercise_date: The option vests ratably on March 15, 2023, 2024, 2025, 2026, and 2027.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:19 UTC
Gillan-Myer Maureen AEVP, Chief Human Resources Off
GrantCommon Stock 666 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009504 · form4.xml · nonDerivative · entry 1

Gillan-Myer Maureen A · CIK 0001670754 · EVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,133

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:16 UTC
Getman George JExecutive VP & General Counsel
GrantStock Option · Derivative 3,466 $0.00 Strike: $72.51 $0.00
Disclosure

SEC source: 0001127602-22-009500 · form4.xml · derivative · entry 4

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466

Underlying: Common Stock · 3,466 shares

Expires 2032-03-15

F2 · derivative.exercise_date: The option vests ratably on March 15, 2023, 2024, 2025, 2026, and 2027.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:16 UTC
Getman George JExecutive VP & General Counsel
GrantCommon Stock 862 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009500 · form4.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,813.0023

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:10 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
GrantStock Option · Derivative 3,494 $0.00 Strike: $72.51 $0.00
Disclosure

SEC source: 0001127602-22-009498 · form4.xml · derivative · entry 3

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,494

Underlying: Common Stock · 3,494 shares

Expires 2032-03-15

F2 · derivative.exercise_date: The option vested ratably on March 15, 2023, 2024, 2025, 2026, and 2027.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:10 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
GrantCommon Stock 869 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009498 · form4.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,874.9958

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:12 UTC
Karaivanov DimitarEVP Financial Serv & Corp Dev
GrantStock Option · Derivative 6,166 $0.00 Strike: $72.51 $0.00
Disclosure

SEC source: 0001127602-22-009499 · form4.xml · derivative · entry 3

Karaivanov Dimitar · CIK 0001866135 · EVP Financial Serv & Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,166

Underlying: Common Stock · 6,166 shares

Expires 2032-03-15

F2 · derivative.exercise_date: The option vests ratably on March 15, 2023, 2024, 2025, 2026, and 2027.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:12 UTC
Karaivanov DimitarEVP Financial Serv & Corp Dev
GrantCommon Stock 1,534 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009499 · form4.xml · nonDerivative · entry 1

Karaivanov Dimitar · CIK 0001866135 · EVP Financial Serv & Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,795

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:06 UTC
TRYNISKI MARK EDirector · President & CEO
GrantStock Option · Derivative 11,067 $0.00 Strike: $72.51 $0.00
Disclosure

SEC source: 0001127602-22-009495 · form4.xml · derivative · entry 5

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,067

Underlying: Common Stock · 11,067 shares

Expires 2032-03-15

F4 · derivative.exercise_date: The option vests ratably on March 15, 2023, 2024, 2025, 2026, and 2027.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:06 UTC
TRYNISKI MARK EDirector · President & CEO
GrantCommon Stock 2,753 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009495 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,415

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:54 UTC
ACE BRIAN RDirector
GrantPhantom Stock (Deferred Stock Units) · Derivative 644 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009791 · form4.xml · derivative · entry 3

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,025.3032

Underlying: Common Stock · 644 shares

Expires not disclosed

F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · balance_after: Includes 116.5915 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:10 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 644 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009759 · form4.xml · derivative · entry 3

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,758.2241

Underlying: Common Stock · 644 shares

Expires not disclosed

F4 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F5 · balance_after: Includes 44.4941 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:09 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 644 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009757 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,419.08

Underlying: Common Stock · 644 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 58.3671 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:07 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009755 · form4.xml · derivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222.8265

Underlying: Common Stock · 644 shares

Expires not disclosed

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 9.8265 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:05 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 644 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009754 · form4.xml · derivative · entry 2

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,712.7911

Underlying: Common Stock · 644 shares

Expires not disclosed

F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · balance_after: Includes 15.0353 units of phantom stock acquired on January 10, 2022, as dividend equivalents under the Plan.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:03 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 644 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009753 · form4.xml · derivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,226.6046

Underlying: Common Stock · 644 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 16.4801 units of phantom stock acquired as dividend equivalents under the Plan.

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March 15, 2022 Filed Mar 17, 2022 21:01 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 644 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009751 · form4.xml · derivative · entry 11

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,223.3113

Underlying: Common Stock · 644 shares

Expires not disclosed

F6 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F7 · balance_after: Includes 3.1779 units of phantom stock acquired as dividend equivalents under the Plan.

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March 15, 2022 Filed Mar 15, 2023 16:40 UTC Amendment
LEVY JEFFREY MPresident, Commercial Banking
GrantStock Option · Derivative 1,940 $0.00 Strike: $71.78 $0.00
Disclosure

SEC source: 0001127602-23-010257 · form4a.xml · derivative · entry 1

LEVY JEFFREY M · CIK 0001384972 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,940

Underlying: Common Stock · 1,940 shares

Expires 2032-03-15

F1 · derivative.exercise_price: This amendment is filed to correct the exercise price of the stock option which was originally reported as $72.51. The correct exercise price is $71.78 as set forth in this amendment.

F2 · derivative.exercise_date: The option vests ratably on March 15, 2023, 2024, 2025, 2026, and 2027.

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March 15, 2022 Filed Mar 15, 2023 16:13 UTC Amendment
Gillan-Myer Maureen AEVP, Chief Human Resources Off
GrantStock Option · Derivative 2,676 $0.00 Strike: $71.78 $0.00
Disclosure

SEC source: 0001127602-23-010254 · form4a.xml · derivative · entry 1

Gillan-Myer Maureen A · CIK 0001670754 · EVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,676

Underlying: Common Stock · 2,676 shares

Expires 2032-03-15

F1 · derivative.exercise_price: This amendment is filed to correct the exercise price of the stock option which was originally reported as $72.51. The correct exercise price is $71.78 as set forth in this amendment.

F2 · derivative.exercise_date: The option vests ratably on March 15, 2023, 2024, 2025, 2026, and 2027.

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March 15, 2022 Filed Mar 15, 2023 15:31 UTC Amendment
SUTARIS JOSEPH EEVP & Chief Financial Officer
GrantStock Option · Derivative 3,494 $0.00 Strike: $71.78 $0.00
Disclosure

SEC source: 0001127602-23-010249 · form4a.xml · derivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,494

Underlying: Common Stock · 3,494 shares

Expires 2032-03-15

F1 · derivative.exercise_price: This amendment is filed to correct the exercise price of the stock option which was originally reported as $72.51. The correct exercise price is $71.78 as set forth in this amendment.

F2 · derivative.exercise_date: The option vested ratably on March 15, 2023, 2024, 2025, 2026, and 2027.

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March 15, 2022 Filed Mar 15, 2023 14:51 UTC Amendment
Karaivanov DimitarEVP, Chief Operating Officer
GrantStock Option · Derivative 6,166 $0.00 Strike: $71.78 $0.00
Disclosure

SEC source: 0001127602-23-010241 · form4a.xml · derivative · entry 1

Karaivanov Dimitar · CIK 0001866135 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,166

Underlying: Common Stock · 6,166 shares

Expires 2032-03-15

F1 · derivative.exercise_price: This amendment is filed to correct the exercise price of the stock option which was originally reported as $72.51. The correct exercise price is $71.78 as set forth in this amendment.

F2 · derivative.exercise_date: The option vests ratably on March 15, 2023, 2024, 2025, 2026, and 2027.

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March 15, 2022 Filed Mar 15, 2023 13:01 UTC Amendment
TRYNISKI MARK EDirector · President & CEO
GrantStock Option · Derivative 11,067 $0.00 Strike: $71.78 $0.00
Disclosure

SEC source: 0001127602-23-010207 · form4a.xml · derivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,067

Underlying: Common Stock · 11,067 shares

Expires 2032-03-15

F1 · derivative.exercise_price: This amendment is filed to correct the exercise price of the stock option which was originally reported as $72.51. The correct exercise price is $71.78 as set forth in this amendment.

F2 · derivative.exercise_date: The option vests ratably on March 15, 2023, 2024, 2025, 2026, and 2027.

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March 04, 2022 Filed Mar 9, 2022 00:03 UTC
Serbun Joseph FEVP, Chief Banking Officer
Tax withholdingCommon Stock 296 $72.94 $21,590.24
Disclosure

SEC source: 0001127602-22-008692 · form4.xml · nonDerivative · entry 1

Serbun Joseph F · CIK 0001741822 · EVP, Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,157.6573

F1 · balance_after: Includes 240.2565 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.

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March 04, 2022 Filed Mar 8, 2022 23:17 UTC
Getman George JExecutive VP & General Counsel
Tax withholdingCommon Stock 534 $72.94 $38,949.96
Disclosure

SEC source: 0001127602-22-008671 · form4.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,951.0023

F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards.

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March 04, 2022 Filed Mar 8, 2022 22:53 UTC
Lemchak Joseph JonathonSVP, Chief Investment Officer
Tax withholdingCommon Stock 226 $72.94 $16,484.44
Disclosure

SEC source: 0001127602-22-008648 · form4.xml · nonDerivative · entry 1

Lemchak Joseph Jonathon · CIK 0001307023 · SVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

F1 · kind: The number of shares reported herein acquired pursuant to Community Bank System, Inc.'s 401(k) Plan and are based on a current plan statement.

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March 04, 2022 Filed Mar 8, 2022 22:46 UTC
Karaivanov DimitarEVP Financial Serv & Corp Dev
Tax withholdingCommon Stock 265 $72.94 $19,329.10
Disclosure

SEC source: 0001127602-22-008641 · form4.xml · nonDerivative · entry 1

Karaivanov Dimitar · CIK 0001866135 · EVP Financial Serv & Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,261

F1 · kind: Payment of tax liability associated with vesting of restricted stock award.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 22:07 UTC
TRYNISKI MARK EDirector · President & CEO
Tax withholdingCommon Stock 1,643 $72.94 $119,840.42
Disclosure

SEC source: 0001127602-22-008630 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,662

F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 22:29 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
Tax withholdingCommon Stock 432 $72.94 $31,510.08
Disclosure

SEC source: 0001127602-22-008637 · form4.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,005.9958

F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 20:43 UTC SaleCommon Stock 3,275 $73.23 $239,843.64
Disclosure

SEC source: 0001127602-22-007954 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,923.754

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.2347 to $73.24, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 18, 2022 Filed Jan 20, 2022 15:59 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 669.7283 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001649 · form4.xml · derivative · entry 2

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,053.7558

Underlying: Common Stock · 669.7283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · balance_after: Includes 11.3185, 15.2667, and 16.1888 units of phantom stock acquired on April 9, 2021, July 9, 2021 and October 8, 2021, respectively, as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

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January 18, 2022 Filed Jan 20, 2022 15:59 UTC Exercise / conversionCommon Stock 669.7283 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001649 · form4.xml · nonDerivative · entry 1

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,827.5021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 18, 2022, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
January 07, 2022 Filed Jan 14, 2022 22:14 UTC PurchaseCommon Stock 250 $77.27 $19,317.50
Disclosure

SEC source: 0001127602-22-001532 · form4.xml · nonDerivative · entry 1

Knauss Jeffery J · CIK 0001900543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:23 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 3,275.5316 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000865 · form4.xml · derivative · entry 3

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,819.8165

Underlying: Common Stock · 3,275.5316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · balance_after: Includes 69.0288, 73.4281, and 77.8631 units of phantom stock acquired on April 9, 2021, July 9, 2021 and October 8, 2021, respectively under the Deferred Compensation Plan's dividend reinvestment feature.

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January 03, 2022 Filed Jan 5, 2022 21:23 UTC Exercise / conversionCommon Stock 3,275.5316 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000865 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,198.754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 3, 2022, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.