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CBU

COMMUNITY FINANCIAL SYSTEM, INC.

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4178
SEC CIK
0000723188
Parsed reports
611

Last 12 months

Inside the activity.

3 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 08, 2019 Filed Jan 10, 2019 19:45 UTC
Serbun Joseph FEVP, Chief Credit Officer
GrantCommon Stock 3,560.28 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001753 · form4.xml · nonDerivative · entry 1

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,787.0024

F1 · shares: On January 8, 2019, the Compensation Committee approved the vesting of the three-year performance-based restricted stock award, granted to the reporting person in 2016, based on achievement of predetermined performance criteria at the maximum level.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 19:41 UTC
Getman George JExecutive VP & General Counsel
Tax withholdingCommon Stock 3,378.0177 $60.34 $203,829.59
Disclosure

SEC source: 0001127602-19-001750 · form4.xml · nonDerivative · entry 2

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,257.0046

F2 · shares: Payment of tax liability associated with the vesting of the three-year performance-based restricted stock award.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 19:41 UTC
Getman George JExecutive VP & General Counsel
GrantCommon Stock 9,672.02 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001750 · form4.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,635.0223

F1 · shares: On January 8, 2019, the Compensation Committee approved the vesting of the three-year performance-based restricted stock award, granted to the reporting person in 2016, based on achievement of predetermined performance criteria at the maximum level.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 19:39 UTC
TRYNISKI MARK EDirector · President & CEO
Tax withholdingCommon Stock 13,330.57 $60.34 $804,366.59
Disclosure

SEC source: 0001127602-19-001749 · form4.xml · nonDerivative · entry 2

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,035

F2 · shares: Payment of tax liability associated with the vesting of the three-year performance-based restricted stock awards.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 19:39 UTC
TRYNISKI MARK EDirector · President & CEO
GrantCommon Stock 25,498.57 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001749 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,365.57

F1 · shares: On January 8, 2019, the Compensation Committee approved the vesting of the three-year performance-based restricted stock award, granted to the reporting person in 2016, based on achievement of predetermined performance criteria at the maximum level.

Read SEC document
January 08, 2019 Filed Mar 21, 2019 16:39 UTC Amendment
Getman George JExecutive VP & General Counsel
Tax withholdingCommon Stock 3,378.0177 $60.34 $203,829.59
Disclosure

SEC source: 0001127602-19-012564 · form4a.xml · nonDerivative · entry 2

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,963.0023

F2 · balance_after: Amended to correct the original filing which stated that the reporting person owned 41,257.0046 shares following the payment of tax liabilities. The correct number is 34,963.0023 shares.

Read SEC document
January 08, 2019 Filed Mar 21, 2019 16:39 UTC Amendment
Getman George JExecutive VP & General Counsel
GrantCommon Stock 9,672.02 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012564 · form4a.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,341.02

F1 · balance_after: This amendment is filed to correct the number of outstanding shares owned after the grant of the three-year performance-based restricted stock award on January 8, 2019. The original filing reflected that the reporting person owned 44,635.0223 shares after the grant, however, the correct number is 38,341.02 shares.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 20:32 UTC
ACE BRIAN RDirector
Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 3,015.2198 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000617 · form4.xml · derivative · entry 3

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,933.3878

Underlying: Common Stock · 3,015.2198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · balance_after: Includes 99.0515 and 111.3364 units of phantom stock acquired on July 10, 2018 and October 10, 2018, respectively under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 20:32 UTC
ACE BRIAN RDirector
Exercise / conversionCommon Stock 3,015.2198 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000617 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,287.4594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 2, 2019, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 20:17 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 3,032.26 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000588 · form4.xml · derivative · entry 3

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,381.9912

Underlying: Common Stock · 3,032.26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · balance_after: Includes 116.1469 and 130.5521 units of phantom stock acquired on July 10, 2018 and October 10, 2018, respectively under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 20:17 UTC Exercise / conversionCommon Stock 3,032.26 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000588 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,976.1876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 1, 2019, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 16:36 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 312.2192 $55.65 $17,375.00
Disclosure

SEC source: 0001127602-18-037046 · form4.xml · derivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,721.5328

Underlying: Common Stock · 312.2192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 16:48 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 292.0036 $55.65 $16,250.00
Disclosure

SEC source: 0001127602-18-037056 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119.8321

Underlying: Common Stock · 292.0036 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 16:54 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 278.5265 $55.65 $15,500.00
Disclosure

SEC source: 0001127602-18-037061 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,068.1476

Underlying: Common Stock · 278.5265 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 16:42 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 292.0036 $55.65 $16,250.00
Disclosure

SEC source: 0001127602-18-037050 · form4.xml · derivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,535.668

Underlying: Common Stock · 292.0036 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 20, 2018 Filed Feb 5, 2019 17:31 UTC GiftCommon Stock 9,335 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-003966 · form5.xml · nonDerivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,668.7287

F1 · balance_after: On November 23, 2018, the reporting person received a distribution of 69,666.8065 shares of common stock previously beneficially owned through the issuer's 401(k) Plan.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 21:47 UTC SaleCommon Stock 1,700 $60.80 $103,359.66
Disclosure

SEC source: 0001127602-18-036217 · form4.xml · nonDerivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Community Bank System, Inc. 401(k) Plan

Disclosed balance after: 66,703.7287

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.79 to $60.83, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 20:47 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 188.9276 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033389 · form4.xml · derivative · entry 4

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991.6575

Underlying: Common Stock · 188.9276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 6.546 units of deferred stock acquired under the Plan's dividend reinvestment feature.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 20:47 UTC Exercise / conversionCommon Stock 188.9276 $62.61 $11,828.76
Disclosure

SEC source: 0001127602-18-033389 · form4.xml · nonDerivative · entry 1

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,933.9276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 19:52 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 244.0945 $63.50 $15,500.00
Disclosure

SEC source: 0001127602-18-028209 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789.6211

Underlying: Common Stock · 244.0945 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 19:39 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 255.9055 $63.50 $16,250.00
Disclosure

SEC source: 0001127602-18-028206 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827.8285

Underlying: Common Stock · 255.9055 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 19:28 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 255.9055 $63.50 $16,250.00
Disclosure

SEC source: 0001127602-18-028200 · form4.xml · derivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,225.2675

Underlying: Common Stock · 255.9055 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 14.8627 units of phantom stock acquired on July 10, 2018 under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 19:18 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 273.622 $63.50 $17,375.00
Disclosure

SEC source: 0001127602-18-028198 · form4.xml · derivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,409.3136

Underlying: Common Stock · 273.622 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 21.1888 units of phantom stock acquired on July 10, 2018 under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
September 10, 2018 Filed Feb 5, 2019 17:31 UTC OtherCommon Stock 5,606 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-003966 · form5.xml · nonDerivative · entry 2

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust under Will

Disclosed balance after: 0

F2 · shares: Shares distributed from Trust.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 19:59 UTC Exercise / conversionStock Option · Derivative 2,566 $0.00 Strike: $28.78 $0.00
Disclosure

SEC source: 0001127602-18-025990 · form4.xml · derivative · entry 3

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,566 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 19:59 UTC SaleCommon Stock 2,566 $66.27 $170,053.18
Disclosure

SEC source: 0001127602-18-025990 · form4.xml · nonDerivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.13 to $66.345, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 19:59 UTC Exercise / conversionCommon Stock 2,566 $28.78 $73,849.48
Disclosure

SEC source: 0001127602-18-025990 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2018 Filed Jun 29, 2018 20:00 UTC
Serbun Joseph FEVP, Chief Credit Officer
Exercise / conversionStock Option · Derivative 2,599 $0.00 Strike: $27.36 $0.00
Disclosure

SEC source: 0001127602-18-022024 · form4.xml · derivative · entry 6

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,599 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested ratably on January 19, 2012, 2013, 2014, 2015 and 2016.

Read SEC document
June 29, 2018 Filed Jun 29, 2018 20:00 UTC
Serbun Joseph FEVP, Chief Credit Officer
Exercise / conversionStock Option · Derivative 82 $0.00 Strike: $19.48 $0.00
Disclosure

SEC source: 0001127602-18-022024 · form4.xml · derivative · entry 5

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested ratably on January 20, 2011, 2012, 2013, 2014 and 2015.

Read SEC document
June 29, 2018 Filed Jun 29, 2018 20:00 UTC
Serbun Joseph FEVP, Chief Credit Officer
SaleCommon Stock 2,681 $59.73 $160,127.82
Disclosure

SEC source: 0001127602-18-022024 · form4.xml · nonDerivative · entry 3

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,226.7224

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.60 to $59.90, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 29, 2018 Filed Jun 29, 2018 20:00 UTC
Serbun Joseph FEVP, Chief Credit Officer
Exercise / conversionCommon Stock 2,599 $27.36 $71,108.64
Disclosure

SEC source: 0001127602-18-022024 · form4.xml · nonDerivative · entry 2

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,907.7224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2018 Filed Jun 29, 2018 20:00 UTC
Serbun Joseph FEVP, Chief Credit Officer
Exercise / conversionCommon Stock 82 $19.48 $1,597.36
Disclosure

SEC source: 0001127602-18-022024 · form4.xml · nonDerivative · entry 1

Serbun Joseph F · CIK 0001741822 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,308.7224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 28, 2018 Filed Jul 2, 2018 21:31 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 291.7716 $59.55 $17,375.00
Disclosure

SEC source: 0001127602-18-022334 · form4.xml · derivative · entry 11

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,114.5028

Underlying: Common Stock · 291.7716 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · balance_after: The number of units of phantom stock reflects the current balance, including dividends acquired under the Deferred Compensation Plan's dividend reinvestment feature.

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June 28, 2018 Filed Jul 2, 2018 20:28 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 260.2855 $59.55 $15,500.00
Disclosure

SEC source: 0001127602-18-022226 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545.5266

Underlying: Common Stock · 260.2855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

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June 28, 2018 Filed Jul 2, 2018 20:19 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 272.8799 $59.55 $16,250.00
Disclosure

SEC source: 0001127602-18-022196 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571.923

Underlying: Common Stock · 272.8799 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

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June 28, 2018 Filed Jul 2, 2018 20:10 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 272.8799 $59.55 $16,250.00
Disclosure

SEC source: 0001127602-18-022182 · form4.xml · derivative · entry 1

MICHAEL R KALLET · CIK 0001202795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,954.4993

Underlying: Common Stock · 272.8799 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 554.4912 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature.

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June 27, 2018 Filed Jul 2, 2018 21:31 UTC SaleCommon Stock 3,693 $60.39 $223,001.81
Disclosure

SEC source: 0001127602-18-022334 · form4.xml · nonDerivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,758.7447

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.61 to $61.10, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 21, 2018 Filed May 22, 2018 20:12 UTC SaleCommon Stock 5,000 $60.30 $301,500.00
Disclosure

SEC source: 0001127602-18-018415 · form4.xml · nonDerivative · entry 2

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,745

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May 21, 2018 Filed May 22, 2018 20:12 UTC SaleCommon Stock 8,075 $60.23 $486,357.25
Disclosure

SEC source: 0001127602-18-018415 · form4.xml · nonDerivative · entry 1

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,745

F1 · balance_after: On May 21, 2018, the reporting person received a distribution of 40,475 shares of common stock previously beneficially owned through the issuer's 401(k) Plan. The distribution included 252.9634 shares acquired under the Plan's dividend reinvestment feature.

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May 17, 2018 Filed May 17, 2018 21:53 UTC
ACE BRIAN RDirector
Exercise / conversionStock Option · Derivative 4,822 $0.00 Strike: $18.08 $0.00
Disclosure

SEC source: 0001127602-18-017955 · form4.xml · derivative · entry 4

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,822 shares

Expires 2019-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2018 Filed May 17, 2018 21:53 UTC
ACE BRIAN RDirector
SaleCommon Stock 4,822 $60.70 $292,717.58
Disclosure

SEC source: 0001127602-18-017955 · form4.xml · nonDerivative · entry 2

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,272.2396

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.60 to $60.76, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 17, 2018 Filed May 17, 2018 21:53 UTC
ACE BRIAN RDirector
Exercise / conversionCommon Stock 4,822 $18.08 $87,181.76
Disclosure

SEC source: 0001127602-18-017955 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,094.2396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 15, 2018 21:01 UTC Exercise / conversionStock Option · Derivative 4,631 $0.00 Strike: $29.79 $0.00
Disclosure

SEC source: 0001127602-18-017536 · form4.xml · derivative · entry 7

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,631 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 15, 2018 21:01 UTC Exercise / conversionStock Option · Derivative 4,566 $0.00 Strike: $28.78 $0.00
Disclosure

SEC source: 0001127602-18-017536 · form4.xml · derivative · entry 6

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,566 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 15, 2018 21:01 UTC Exercise / conversionStock Option · Derivative 3,850 $0.00 Strike: $27.36 $0.00
Disclosure

SEC source: 0001127602-18-017536 · form4.xml · derivative · entry 5

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,850 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 15, 2018 21:01 UTC Tax withholdingCommon Stock 9,168 $60.04 $550,446.72
Disclosure

SEC source: 0001127602-18-017536 · form4.xml · nonDerivative · entry 4

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,989.675

Read SEC document
May 14, 2018 Filed May 15, 2018 21:01 UTC Exercise / conversionCommon Stock 4,631 $29.79 $137,957.49
Disclosure

SEC source: 0001127602-18-017536 · form4.xml · nonDerivative · entry 3

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,157.675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 15, 2018 21:01 UTC Exercise / conversionCommon Stock 4,566 $28.78 $131,409.48
Disclosure

SEC source: 0001127602-18-017536 · form4.xml · nonDerivative · entry 2

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,526.675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 15, 2018 21:01 UTC Exercise / conversionCommon Stock 3,850 $27.36 $105,336.00
Disclosure

SEC source: 0001127602-18-017536 · form4.xml · nonDerivative · entry 1

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,960.675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 9, 2018 21:36 UTC
Kingsley Scott AllenChief Financial Officer
Exercise / conversionStock Option · Derivative 1,236 $0.00 Strike: $19.48 $0.00
Disclosure

SEC source: 0001127602-18-016798 · form4.xml · derivative · entry 3

Kingsley Scott Allen · CIK 0001299684 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,236 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested ratably on January 20, 2011, 2012, 2013, 2014 and 2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.