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CBU

COMMUNITY FINANCIAL SYSTEM, INC.

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4178
SEC CIK
0000723188
Parsed reports
611

Last 12 months

Inside the activity.

3 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2021 Filed Mar 17, 2021 22:01 UTC
TRYNISKI MARK EDirector · President & CEO
GrantStock Option · Derivative 15,776 $0.00 Strike: $79.66 $0.00
Disclosure

SEC source: 0001127602-21-011147 · form4.xml · derivative · entry 4

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,776

Underlying: Common Stock · 15,776 shares

Expires 2031-03-16

F2 · derivative.exercise_date: The option vests ratably on March 16, 2022, 2023, 2024, 2025, and 2026.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 22:01 UTC
TRYNISKI MARK EDirector · President & CEO
GrantCommon Stock 3,650 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011147 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,569

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:00 UTC GrantPhantom Stock (Deferred Stock Units) · Derivative 569 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011432 · form4.xml · derivative · entry 3

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,426.8831

Underlying: Common Stock · 569 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 5.2948 units of phantom stock acquired on January 11, 2021 as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:05 UTC
Parente JohnDirector
Exercise / conversionStock Option · Derivative 3,937 $0.00 Strike: $35.36 $0.00
Disclosure

SEC source: 0001127602-21-010260 · form4.xml · derivative · entry 5

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,937 shares

Expires 2025-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:05 UTC
Parente JohnDirector
Exercise / conversionStock Option · Derivative 3,631 $0.00 Strike: $37.77 $0.00
Disclosure

SEC source: 0001127602-21-010260 · form4.xml · derivative · entry 4

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,631 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:05 UTC
Parente JohnDirector
SaleCommon Stock 7,568 $79.36 $600,571.51
Disclosure

SEC source: 0001127602-21-010260 · form4.xml · nonDerivative · entry 3

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,947.0039

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.25 to $79.49, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:05 UTC
Parente JohnDirector
Exercise / conversionCommon Stock 3,937 $35.36 $139,212.32
Disclosure

SEC source: 0001127602-21-010260 · form4.xml · nonDerivative · entry 2

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,515.0039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:05 UTC
Parente JohnDirector
Exercise / conversionCommon Stock 3,631 $37.77 $137,142.87
Disclosure

SEC source: 0001127602-21-010260 · form4.xml · nonDerivative · entry 1

Parente John · CIK 0001486057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,578.0039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 22:07 UTC
Lemchak Joseph JonathonSVP, Chief Investment Officer
Tax withholdingCommon Stock 228 $71.19 $16,231.32
Disclosure

SEC source: 0001127602-21-009725 · form4.xml · nonDerivative · entry 1

Lemchak Joseph Jonathon · CIK 0001307023 · SVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,561

F1 · kind: Payment of tax liability associated with the vesting of restricted stock award.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 22:06 UTC
Getman George JExecutive VP & General Counsel
Tax withholdingCommon Stock 579 $71.19 $41,219.01
Disclosure

SEC source: 0001127602-21-009722 · form4.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,342.0023

F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 22:04 UTC
Serbun Joseph FEVP, Chief Banking Officer
Tax withholdingCommon Stock 269 $71.19 $19,150.11
Disclosure

SEC source: 0001127602-21-009721 · form4.xml · nonDerivative · entry 1

Serbun Joseph F · CIK 0001741822 · EVP, Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,983.7242

F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 22:02 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
Tax withholdingCommon Stock 357 $71.19 $25,414.83
Disclosure

SEC source: 0001127602-21-009717 · form4.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,768.9958

F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:59 UTC
TRYNISKI MARK EDirector · President & CEO
Tax withholdingCommon Stock 2,457 $71.19 $174,913.83
Disclosure

SEC source: 0001127602-21-009713 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,919

F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:29 UTC Exercise / conversionStock Option · Derivative 4,566 $0.00 Strike: $28.78 $0.00
Disclosure

SEC source: 0001127602-21-008838 · form4.xml · derivative · entry 12

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,566 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:29 UTC SaleCommon Stock 4,566 $72.02 $328,857.93
Disclosure

SEC source: 0001127602-21-008838 · form4.xml · nonDerivative · entry 2

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,226.851

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.69 to $72.61, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:29 UTC Exercise / conversionCommon Stock 4,566 $28.78 $131,409.48
Disclosure

SEC source: 0001127602-21-008838 · form4.xml · nonDerivative · entry 1

Bolus Mark J. · CIK 0001486056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,792.851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,594.3124 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:33 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
Exercise / conversionStock Option · Derivative 3,026 $0.00 Strike: $29.79 $0.00
Disclosure

SEC source: 0001127602-21-008147 · form4.xml · derivative · entry 4

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,026 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested ratably on March 19, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:33 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
Tax withholdingCommon Stock 2,112 $73.66 $155,569.92
Disclosure

SEC source: 0001127602-21-008147 · form4.xml · nonDerivative · entry 2

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,125.9958

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:33 UTC
SUTARIS JOSEPH EEVP & Chief Financial Officer
Exercise / conversionCommon Stock 3,026 $29.79 $90,144.54
Disclosure

SEC source: 0001127602-21-008147 · form4.xml · nonDerivative · entry 1

SUTARIS JOSEPH E · CIK 0001278835 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,237.9958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:14 UTC
Getman George JExecutive VP & General Counsel
SaleCommon Stock 4,727 $71.33 $337,157.53
Disclosure

SEC source: 0001127602-21-007277 · form4.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,194.0023

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.24 to $71.42, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 16:28 UTC Amendment
Getman George JExecutive VP & General Counsel
Exercise / conversionStock Option · Derivative 4,727 $0.00 Strike: $29.79 $0.00
Disclosure

SEC source: 0001127602-21-007532 · form4a.xml · derivative · entry 2

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,727 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested ratably on March 19, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 16:28 UTC Amendment
Getman George JExecutive VP & General Counsel
Exercise / conversionCommon Stock 4,727 $29.79 $140,817.33
Disclosure

SEC source: 0001127602-21-007532 · form4a.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,921.0023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This amendment is filed to report the stock option exercise that was omitted from the Form 4 filed on February 23, 2021.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 22:14 UTC
TRYNISKI MARK EDirector · President & CEO
Exercise / conversionStock Option · Derivative 18,026 $0.00 Strike: $37.77 $0.00
Disclosure

SEC source: 0001127602-21-006293 · form4.xml · derivative · entry 5

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,026 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested ratably on March 19, 2015, 2016, 2017, 2018, and 2019.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 22:14 UTC
TRYNISKI MARK EDirector · President & CEO
Tax withholdingCommon Stock 12,563 $70.32 $883,430.16
Disclosure

SEC source: 0001127602-21-006293 · form4.xml · nonDerivative · entry 2

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,376

Read SEC document
February 16, 2021 Filed Feb 17, 2021 22:14 UTC
TRYNISKI MARK EDirector · President & CEO
Exercise / conversionCommon Stock 18,026 $37.77 $680,842.02
Disclosure

SEC source: 0001127602-21-006293 · form4.xml · nonDerivative · entry 1

TRYNISKI MARK E · CIK 0001242753 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 12, 2021 22:44 UTC SaleCommon Stock 3,195 $70.01 $223,694.73
Disclosure

SEC source: 0001127602-21-005510 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,062.4638

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.1146, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 12, 2021 Filed Feb 12, 2021 22:37 UTC
Getman George JExecutive VP & General Counsel
Exercise / conversionStock Option · Derivative 4,600 $0.00 Strike: $29.79 $0.00
Disclosure

SEC source: 0001127602-21-005504 · form4.xml · derivative · entry 5

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,727

Underlying: Common Stock · 4,600 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested ratably on March 19, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
February 12, 2021 Filed Feb 12, 2021 22:37 UTC
Getman George JExecutive VP & General Counsel
SaleCommon Stock 4,600 $70.36 $323,655.54
Disclosure

SEC source: 0001127602-21-005504 · form4.xml · nonDerivative · entry 2

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,921.0023

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.765, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 12, 2021 Filed Feb 12, 2021 22:37 UTC
Getman George JExecutive VP & General Counsel
Exercise / conversionCommon Stock 4,600 $29.79 $137,034.00
Disclosure

SEC source: 0001127602-21-005504 · form4.xml · nonDerivative · entry 1

Getman George J · CIK 0001422188 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,521.0023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 22:26 UTC
ACE BRIAN RDirector
Exercise / conversionStock Option · Derivative 4,566 $0.00 Strike: $28.78 $0.00
Disclosure

SEC source: 0001127602-21-005922 · form4.xml · derivative · entry 4

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,566 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 22:26 UTC
ACE BRIAN RDirector
SaleCommon Stock 4,566 $69.91 $319,190.34
Disclosure

SEC source: 0001127602-21-005922 · form4.xml · nonDerivative · entry 2

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,801.142

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.75 to $70.09, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 22:26 UTC
ACE BRIAN RDirector
Exercise / conversionCommon Stock 4,566 $28.78 $131,409.48
Disclosure

SEC source: 0001127602-21-005922 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,367.142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:27 UTC SaleCommon Stock 3,000 $70.76 $212,280.00
Disclosure

SEC source: 0001127602-21-005243 · form4.xml · nonDerivative · entry 2

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,269.0001

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:27 UTC SaleCommon Stock 3,000 $70.63 $211,890.00
Disclosure

SEC source: 0001127602-21-005243 · form4.xml · nonDerivative · entry 1

STICKELS ERIC · CIK 0001201821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,269.0001

Read SEC document
January 15, 2021 Filed Jan 19, 2021 22:39 UTC Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 758.7157 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002008 · form4.xml · derivative · entry 2

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,093.9155

Underlying: Common Stock · 758.7157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 12.3591, 19.7078, and 19.1475 units of phantom stock acquired on April 9, 2020, July 10, 2020 and October 9, 2020, respectively, as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 22:39 UTC Exercise / conversionCommon Stock 758.7157 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002008 · form4.xml · nonDerivative · entry 1

Fesette Neil E. · CIK 0001485738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,030.6608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:38 UTC Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 3,195.5394 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001004 · form4.xml · derivative · entry 3

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,775.3791

Underlying: Common Stock · 3,195.5394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · balance_after: Includes 98.53, 117.4434 and 114.1050 units of phantom stock acquired on April 9, 2020, July 10, 2020 and October 9, 2020, respectively under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:38 UTC Exercise / conversionCommon Stock 3,195.5394 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001004 · form4.xml · nonDerivative · entry 1

STEELE SALLY A · CIK 0001264816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,257.4638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 4, 2021, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:58 UTC
ACE BRIAN RDirector
Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 3,181.142 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001057 · form4.xml · derivative · entry 4

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,535.2724

Underlying: Common Stock · 3,181.142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · balance_after: Includes 78.4528, 93.512 and 90.8541 units of phantom stock acquired on April 9, 2020, July 10, 2020 and October 9, 2020, respectively, under the Deferred Compensation Plan's dividend reinvestment feature.

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January 04, 2021 Filed Jan 6, 2021 21:58 UTC
ACE BRIAN RDirector
Exercise / conversionCommon Stock 3,181.142 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001057 · form4.xml · nonDerivative · entry 2

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,801.142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 4, 2020, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

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December 28, 2020 Filed Jan 6, 2021 21:58 UTC
ACE BRIAN RDirector
GiftCommon Stock 153 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001057 · form4.xml · nonDerivative · entry 1

ACE BRIAN R · CIK 0001264817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,620

Read SEC document
December 22, 2020 Filed Dec 28, 2020 22:45 UTC PurchaseCommon Stock 119 $62.33 $7,417.27
Disclosure

SEC source: 0001127602-20-032405 · form4.xml · nonDerivative · entry 2

SKERRITT SUSAN E · CIK 0001748654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380

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December 21, 2020 Filed Dec 28, 2020 22:45 UTC PurchaseCommon Stock 161 $62.01 $9,983.61
Disclosure

SEC source: 0001127602-20-032405 · form4.xml · nonDerivative · entry 1

SKERRITT SUSAN E · CIK 0001748654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261

Read SEC document
December 18, 2020 Filed Dec 18, 2020 22:10 UTC Exercise / conversionStock Option · Derivative 4,631 $0.00 Strike: $29.79 $0.00
Disclosure

SEC source: 0001127602-20-032005 · form4.xml · derivative · entry 5

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,631 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 18, 2020 22:10 UTC Exercise / conversionStock Option · Derivative 2,000 $0.00 Strike: $28.78 $0.00
Disclosure

SEC source: 0001127602-20-032005 · form4.xml · derivative · entry 4

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 18, 2020 22:10 UTC SaleCommon Stock 6,631 $64.15 $425,354.78
Disclosure

SEC source: 0001127602-20-032005 · form4.xml · nonDerivative · entry 3

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431.6966

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.465, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 18, 2020 Filed Dec 18, 2020 22:10 UTC Exercise / conversionCommon Stock 4,631 $29.79 $137,957.49
Disclosure

SEC source: 0001127602-20-032005 · form4.xml · nonDerivative · entry 2

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,062.6966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 18, 2020 22:10 UTC Exercise / conversionCommon Stock 2,000 $28.78 $57,560.00
Disclosure

SEC source: 0001127602-20-032005 · form4.xml · nonDerivative · entry 1

Whipple John F. · CIK 0001485739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,431.6966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 20:32 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 306.1849 $65.32 $20,000.00
Disclosure

SEC source: 0001127602-20-031958 · form4.xml · derivative · entry 1

DAVIS JEFFREY L · CIK 0001220435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,547.8926

Underlying: Common Stock · 306.1849 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 20:11 UTC GrantPhantom Stock (Deferred Compensation) · Derivative 275.5664 $65.32 $18,000.00
Disclosure

SEC source: 0001127602-20-031955 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,284.5597

Underlying: Common Stock · 275.5664 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.