Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2024 Filed Jul 3, 2024 00:05 UTC |
Lo Thomas M.EVP, Chief Admin Officer
|
Exercise / conversionCommon Stock | 1,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-022055 · rdgdoc.xml · nonDerivative · entry 1 Lo Thomas M. · CIK 0002009474 · EVP, Chief Admin Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 22:02 UTC |
Wang ShallyDirector
|
GrantCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-012224 · rdgdoc.xml · nonDerivative · entry 1 Wang Shally · CIK 0001863620 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,971 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 22:00 UTC |
Sun RichardDirector
|
GrantCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-012223 · rdgdoc.xml · nonDerivative · entry 8 Sun Richard · CIK 0001706290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,412 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 21:58 UTC |
POON JOSEPH C HDirector
|
GrantCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-012222 · rdgdoc.xml · nonDerivative · entry 2 POON JOSEPH C H · CIK 0001185632 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,519 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 21:57 UTC |
Jelenko Jane HDirector
|
GrantCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-012221 · rdgdoc.xml · nonDerivative · entry 3 Jelenko Jane H · CIK 0001534768 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,412 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 21:56 UTC |
Hung Maan-HueiDirector
|
GrantCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-012220 · rdgdoc.xml · nonDerivative · entry 1 Hung Maan-Huei · CIK 0001812687 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,201 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 21:55 UTC |
FERNANDEZ FELIX SDirector
|
GrantCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-012219 · rdgdoc.xml · nonDerivative · entry 2 FERNANDEZ FELIX S · CIK 0001564700 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,412 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 21:54 UTC |
CHAN KELLY LDirector
|
GrantCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-012218 · rdgdoc.xml · nonDerivative · entry 5 CHAN KELLY L · CIK 0001185626 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,603 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 21:52 UTC |
CHUNG NELSONDirector
|
GrantCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-012217 · rdgdoc.xml · nonDerivative · entry 4 CHUNG NELSON · CIK 0001326821 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,926 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 21:49 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
GrantCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-012216 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,912 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 21:48 UTC |
WU PETERDirector · Vice Chairman
|
GrantCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-012215 · rdgdoc.xml · nonDerivative · entry 3 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,412 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · derivative · entry 10 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. F3 · shares: Of the previously reported target award of 4,647 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · derivative · entry 9 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. F2 · shares: Of the previously reported target award of 2,323 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · derivative · entry 8 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. F1 · shares: Of the previously reported target award of 2,186 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 2,723 | $36.91 | $100,505.93 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · nonDerivative · entry 6 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,681 Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 7,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · nonDerivative · entry 5 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 4,647 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 1,365 | $36.91 | $50,382.15 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · nonDerivative · entry 4 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,773 Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 3,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · nonDerivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 2,323 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 1,285 | $36.91 | $47,429.35 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,314 Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:57 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 3,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010965 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 2,186 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:54 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 19,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010961 · rdgdoc.xml · derivative · entry 9 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. F3 · shares: Of the previously reported target award of 19,546 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:54 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010961 · rdgdoc.xml · derivative · entry 8 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. F2 · shares: Of the previously reported target award of 9,773 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:54 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010961 · rdgdoc.xml · derivative · entry 7 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. F1 · shares: Of the previously reported target award of 9,197 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:54 UTC |
Liu ChangDirector · President & CEO
|
Tax withholdingCommon Stock | 16,268 | $36.91 | $600,451.88 |
DisclosureSEC source: 0001437749-24-010961 · rdgdoc.xml · nonDerivative · entry 6 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,822 Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:54 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionCommon Stock | 32,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010961 · rdgdoc.xml · nonDerivative · entry 5 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 19,546 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:54 UTC |
Liu ChangDirector · President & CEO
|
Tax withholdingCommon Stock | 8,155 | $36.91 | $301,001.05 |
DisclosureSEC source: 0001437749-24-010961 · rdgdoc.xml · nonDerivative · entry 4 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,992 Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:54 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionCommon Stock | 16,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010961 · rdgdoc.xml · nonDerivative · entry 3 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 9,773 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:54 UTC |
Liu ChangDirector · President & CEO
|
Tax withholdingCommon Stock | 7,675 | $36.91 | $283,284.25 |
DisclosureSEC source: 0001437749-24-010961 · rdgdoc.xml · nonDerivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,056 Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:54 UTC |
Liu ChangDirector · President & CEO
|
Exercise / conversionCommon Stock | 15,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010961 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 9,197 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:56 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 7,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010963 · rdgdoc.xml · derivative · entry 10 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. F3 · shares: Of the previously reported target award of 7,517 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:56 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010963 · rdgdoc.xml · derivative · entry 9 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. F2 · shares: Of the previously reported target award of 3,758 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:56 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010963 · rdgdoc.xml · derivative · entry 8 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. F1 · shares: Of the previously reported target award of 3,537 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:56 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 5,483 | $36.91 | $202,377.53 |
DisclosureSEC source: 0001437749-24-010963 · rdgdoc.xml · nonDerivative · entry 6 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,488 Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:56 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 12,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010963 · rdgdoc.xml · nonDerivative · entry 5 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 7,517 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:56 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 2,208 | $36.91 | $81,497.28 |
DisclosureSEC source: 0001437749-24-010963 · rdgdoc.xml · nonDerivative · entry 4 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,627 Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:56 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 6,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010963 · rdgdoc.xml · nonDerivative · entry 3 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 3,758 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:56 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 2,078 | $36.91 | $76,698.98 |
DisclosureSEC source: 0001437749-24-010963 · rdgdoc.xml · nonDerivative · entry 2 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,648 Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:56 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 5,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010963 · rdgdoc.xml · nonDerivative · entry 1 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 3,537 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:52 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 21,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010959 · rdgdoc.xml · derivative · entry 12 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. F3 · shares: Of the previously reported target award of 21,733 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:52 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 10,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010959 · rdgdoc.xml · derivative · entry 11 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. F2 · shares: Of the previously reported target award of 10,866 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:52 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 10,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010959 · rdgdoc.xml · derivative · entry 10 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 22, 2021. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 26, 2021. F1 · shares: Of the previously reported target award of 10,226 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2023. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:52 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 18,088 | $36.91 | $667,628.08 |
DisclosureSEC source: 0001437749-24-010959 · rdgdoc.xml · nonDerivative · entry 9 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,967 Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:52 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 35,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010959 · rdgdoc.xml · nonDerivative · entry 8 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 21,733 shares of performance-based restricted stock units, 149.602% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:52 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 9,068 | $36.91 | $334,699.88 |
DisclosureSEC source: 0001437749-24-010959 · rdgdoc.xml · nonDerivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,366 Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:52 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 17,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010959 · rdgdoc.xml · nonDerivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 10,866 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:52 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 6,838 | $36.91 | $252,390.58 |
DisclosureSEC source: 0001437749-24-010959 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,543 Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 23:52 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 16,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-010959 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 10,226 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| March 11, 2024 Filed Feb 13, 2025 01:16 UTC |
Chan May K.SVP, General Counsel
|
OtherCommon Stock | 16.5681 | $40.24 | $666.67 |
DisclosureSEC source: 0001437749-25-003622 · rdgdoc.xml · nonDerivative · entry 1 Chan May K. · CIK 0001963555 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,506 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 11, 2024 Filed Feb 13, 2025 01:13 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 2,964.745 | $40.29 | $119,449.58 |
DisclosureSEC source: 0001437749-25-003617 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 362,925 F1 · kind: Dividend Reinvestment. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 22:14 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
SaleCommon Stock | 7,000 | $43.45 | $304,151.40 |
DisclosureSEC source: 0001437749-24-002709 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.